Insider · CIK 0001548443

Allen George

Reports to the SEC for 2 companies · BELLEVUE, WA

sec.gov

Transactions

Companies

Filings

CIK

0001548443

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-10-05	Lowell Farms Inc.A Award	10% Owner	AAward	+201K sh	—	—	200,935
2023-10-05	Lowell Farms Inc.A Award	10% Owner	AAward	+453K sh	—	—	473,110
2023-10-05	Lowell Farms Inc.A Award	10% Owner	AAward	+122K sh	—	—	121,531
2023-10-05	Lowell Farms Inc.A Award	10% Owner	AAward	+49.5K sh	—	—	49,465
2023-10-05	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyD Disposition to Issuer	10% Owner	DDisposition to Issuer	−393K sh	—	—	0
2023-10-05	Lowell Farms Inc.Warrants (right to buy)D Disposition to Issuer	10% Owner	DDisposition to Issuer	−1.97M sh	—	—	0
2023-10-05	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyD Disposition to Issuer	10% Owner	DDisposition to Issuer	−1.47M sh	—	—	0
2023-10-05	Lowell Farms Inc.Warrants (right to buy)D Disposition to Issuer	10% Owner	DDisposition to Issuer	−7.33M sh	—	—	0
2023-10-05	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyD Disposition to Issuer	10% Owner	DDisposition to Issuer	−160K sh	—	—	0
2023-10-05	Lowell Farms Inc.Warrants (right to buy)D Disposition to Issuer	10% Owner	DDisposition to Issuer	−800K sh	—	—	0
2022-12-23	Lowell Farms Inc.Stock Options (right to buy)A Award	10% Owner	AAward	+75K sh	—	—	75,000
2022-09-30	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyJ Other	10% Owner	JOther	−4.14M sh	—	—	393,135
2022-09-30	Lowell Farms Inc.Warrants (right to buy)J Other	10% Owner	JOther	−20.7M sh	—	—	1,965,675
2022-08-15	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyP Purchase	10% Owner	PPurchase	+2.81M sh	—	—	2,810,203
2022-08-15	Lowell Farms Inc.Warrants (right to buy)P Purchase	10% Owner	PPurchase	+2.81M sh	—	—	2,810,203
2022-08-15	Lowell Farms Inc.Warrants (right to buy Shares of Indus Holding Company)P Purchase	10% Owner	PPurchase	+4.22M sh	—	—	4,215,305
2022-01-22	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyJ Other	10% Owner	JOther	+705K sh	—	—	1,465,748
2022-01-22	Lowell Farms Inc.Warrants (rights to buy)J Other	10% Owner	JOther	+3.52M sh	—	—	7,328,738
2022-01-13	Lowell Farms Inc.Stock options (right to buy)A Award	10% Owner	AAward	+200K sh	—	—	200,000
2022-01-01	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyJ Other	10% Owner	JOther	−5.93M sh	—	—	4,536,431
2022-01-01	Lowell Farms Inc.Warrants (rights to buy)J Other	10% Owner	JOther	−29.7M sh	—	—	22,682,155
2021-08-30	Lowell Farms Inc.P Purchase	10% Owner	PPurchase	+200K sh	—	—	200,000
2021-08-30	Lowell Farms Inc.Warrants (rights to buy)P Purchase	10% Owner	PPurchase	+100K sh	—	—	100,000
2021-06-25	Lowell Farms Inc.Convertible Debenture of Indus Holding CompanyJ Other	10% Owner	JOther	−37.2K sh	—	—	10,470,254.5
2021-06-25	Lowell Farms Inc.Warrants (rights to buy)J Other	10% Owner	JOther	−186K sh	—	—	52,351,273
2015-07-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−1,232 sh	$15.84	−$19.5K	22,668
2015-07-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−389 sh	$15.84	−$6,161.76	22,279
2015-05-01	AVANTAX, INC.M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	+10K sh	$8.70	+$87K	33,900
2015-05-01	AVANTAX, INC.S Sale	Exec. VP-Corporate Development	SSale	−5,000 sh	$14.99	−$75K	28,900
2015-05-01	AVANTAX, INC.S Sale	Exec. VP-Corporate Development	SSale	−5,000 sh	$15.50	−$77.5K	23,900
2015-05-01	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	−10K sh	—	—	153,000
2015-04-02	AVANTAX, INC.M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	+10K sh	$8.70	+$87K	33,900
2015-04-02	AVANTAX, INC.S Sale	Exec. VP-Corporate Development	SSale	−10K sh	$14.00	−$140K	23,900
2015-04-02	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	−10K sh	—	—	163,000
2015-01-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−890 sh	$13.51	−$12K	25,309
2015-01-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−1,409 sh	$13.51	−$19K	23,900
2014-07-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−1,232 sh	$18.76	−$23.1K	25,874
2014-01-02	AVANTAX, INC.M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	+7,000 sh	$8.70	+$60.9K	29,654
2014-01-02	AVANTAX, INC.S Sale	Exec. VP-Corporate Development	SSale	−7,000 sh	$28.49	−$199K	22,654
2014-01-02	AVANTAX, INC.F Tax Payment	Exec. VP-Corporate Development	FTax Payment	−2,656 sh	$28.73	−$76.3K	19,998
2014-01-02	AVANTAX, INC.A Award	Exec. VP-Corporate Development	AAward	+6,317 sh	—	—	26,315
2014-01-02	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	−7,000 sh	—	—	173,000
2014-01-02	AVANTAX, INC.Stock Option (Right to Buy)A Award	Exec. VP-Corporate Development	AAward	+50.1K sh	—	—	50,118
2013-12-26	AVANTAX, INC.M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	+20K sh	$8.70	+$174K	42,654
2013-12-26	AVANTAX, INC.S Sale	Exec. VP-Corporate Development	SSale	−20K sh	$28.98	−$580K	22,654
2013-12-26	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Exec. VP-Corporate Development	MExercise/Conversion	−20K sh	—	—	180,000
2013-08-22	AVANTAX, INC.Stock Option (Right to Buy)A Award	Exec. VP-Corporate Development	AAward	+98.2K sh	—	—	98,175
2013-01-02	AVANTAX, INC.A Award	Exec. VP-Corporate Development	AAward	+20K sh	—	—	20,000
2012-05-03	AVANTAX, INC.Stock Option (Right to Buy)A Award	Exec. VP-Corporate Development	AAward	+50K sh	—	—	50,000

Recent filings

Accepted (ET)
Oct 264
Allen George0001171843-23-006453
SEC(opens sec.gov)
Dec 294
Allen George0001654954-22-017058
SEC(opens sec.gov)
Oct 44
Allen George0001654954-22-013339
SEC(opens sec.gov)
Sep 24
Allen George0001654954-22-012143
SEC(opens sec.gov)
Apr 124
Allen George0001654954-22-004858
SEC(opens sec.gov)

Companies

Address

601 108TH AVENUE NE, SUITE 1200

BELLEVUE, WA, 98004