Insider · CIK 0001548546

Kalbaugh John Andrew

Reports to the SEC for 1 company · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001548546

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-02-26	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−926 sh	$130.23	−$121K	27,523
2021-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−3,008 sh	$132.10	−$397K	23,535
2021-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+4,914 sh	—	—	28,449
2021-02-24	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−4,669 sh	$134.94	−$630K	26,543
2021-02-23	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+8,745 sh	$65.50	+$573K	36,229
2021-02-23	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−8,745 sh	$132.64	−$1.16M	27,484
2021-02-23	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+7,538 sh	—	—	35,022
2021-02-23	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−3,810 sh	$135.41	−$516K	31,212
2021-02-23	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−8,745 sh	—	—	0
2021-02-10	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+12.5K sh	$54.81	+$684K	45,468
2021-02-10	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−2,301 sh	$126.68	−$291K	43,167
2021-02-10	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−7,499 sh	$127.45	−$956K	35,668
2021-02-10	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−8,184 sh	$128.31	−$1.05M	27,484
2021-02-10	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−12.5K sh	—	—	0
2020-12-11	LPLALPL Financial Holdings Inc.G Gift	Managing Director	GGift	−3,048 sh	—	—	32,992
2020-08-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+7,317 sh	$32.26	+$236K	43,357
2020-08-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+10.8K sh	$45.55	+$491K	54,147
2020-08-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+18K sh	$45.55	+$819K	72,131
2020-08-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+14.7K sh	$39.48	+$579K	86,807
2020-08-12	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−29.7K sh	$84.09	−$2.49M	57,139
2020-08-12	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−21.1K sh	$84.57	−$1.78M	36,040
2020-08-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−7,317 sh	—	—	0
2020-08-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−10.8K sh	—	—	0
2020-08-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−18K sh	—	—	0
2020-08-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−14.7K sh	—	—	0
2020-06-09	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+21.1K sh	$31.60	+$668K	57,175
2020-06-09	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+17.1K sh	$24.38	+$416K	74,251
2020-06-09	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−38.2K sh	$85.13	−$3.25M	36,040
2020-06-09	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−21.1K sh	—	—	0
2020-06-09	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−17.1K sh	—	—	0
2020-03-13	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+11.2K sh	—	—	41,838
2020-03-13	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−5,798 sh	$59.76	−$346K	36,040
2020-02-26	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−456 sh	$84.86	−$38.7K	30,656
2020-02-25	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−528 sh	$87.78	−$46.3K	28,951
2020-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−360 sh	$84.48	−$30.4K	28,591
2020-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+2,521 sh	—	—	31,112
2020-02-23	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−415 sh	$94.86	−$39.4K	29,479
2020-01-27	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+64.4K sh	$19.85	+$1.28M	94,274
2020-01-27	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−64.4K sh	$92.94	−$5.98M	29,894
2020-01-27	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−64.4K sh	—	—	0
2019-09-11	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+2,889 sh	$34.61	+$100K	23,696
2019-09-11	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+6,198 sh	$32.26	+$200K	29,894
2019-09-11	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−2,889 sh	—	—	0
2019-09-11	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−6,198 sh	—	—	7,317
2019-09-10	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+3,289 sh	$19.85	+$65.3K	24,096
2019-09-10	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+12.1K sh	$32.26	+$391K	36,216
2019-09-10	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+16.7K sh	$34.61	+$578K	52,927
2019-09-10	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−31.8K sh	$80.27	−$2.56M	21,087
2019-09-10	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−280 sh	$81.07	−$22.7K	20,807
2019-09-10	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−3,289 sh	—	—	64,380

Recent filings

Accepted (ET)
Mar 14
Kalbaugh John Andrew0001397911-21-000055
SEC(opens sec.gov)
Feb 254
Kalbaugh John Andrew0001397911-21-000037
SEC(opens sec.gov)
Feb 124
Kalbaugh John Andrew0001397911-21-000011
SEC(opens sec.gov)
Aug 144
Kalbaugh John Andrew0001397911-20-000164
SEC(opens sec.gov)

Companies

LPL Financial Holdings Inc.Managing DirectorLPLA

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, 22ND FLOOR

BOSTON, MA, 02108