Insider · CIK 0001552179

Lambert Richard F

Reports to the SEC for 1 company · NEWARK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001552179

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-02-27	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+3,816 sh	$59.41	+$227K	15,481
2017-02-27	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,911 sh	$48.36	+$141K	18,392
2017-02-27	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,313 sh	$51.58	+$67.7K	19,705
2017-02-27	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+9,448 sh	$57.00	+$539K	29,153
2017-02-27	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−6,727 sh	$110.62	−$744K	22,426
2017-02-27	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−7,589 sh	$110.54	−$839K	14,837
2017-02-27	PRUPRUDENTIAL FINANCIAL INC · 2012 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−3,816 sh	—	—	0
2017-02-27	PRUPRUDENTIAL FINANCIAL INC · 2010 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,911 sh	—	—	0
2017-02-27	PRUPRUDENTIAL FINANCIAL INC · 5/8/2012 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,313 sh	—	—	0
2017-02-27	PRUPRUDENTIAL FINANCIAL INC · 2013 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−9,448 sh	—	—	0
2017-02-14	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+3,397 sh	—	—	12,747
2017-02-14	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−1,082 sh	$110.45	−$120K	11,665
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2017 Employee Stock Option (Right to Buy)A Award	Senior Vice President	AAward	+5,521 sh	—	—	5,521
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2017 Performance SharesA Award	Senior Vice President	AAward	+4,268 sh	—	—	4,268
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2014 Performance SharesM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,717 sh	—	—	0
2016-11-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,912 sh	$91.73	+$267K	12,262
2016-11-09	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−2,912 sh	$93.00	−$271K	9,350
2016-11-09	PRUPRUDENTIAL FINANCIAL INC · 2/13/07 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,912 sh	—	—	0
2016-02-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,697 sh	—	—	9,932
2016-02-09	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−582 sh	$63.59	−$37K	9,350
2016-02-09	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)A Award	Senior Vice President	AAward	+18.9K sh	—	—	18,928
2016-02-09	PRUPRUDENTIAL FINANCIAL INC · 2016 Performance SharesA Award	Senior Vice President	AAward	+6,234 sh	—	—	6,234
2016-02-09	PRUPRUDENTIAL FINANCIAL INC · 2013 Performance SharesM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,131 sh	—	—	0
2015-08-10	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,692 sh	$76.15	+$129K	9,796
2015-08-10	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−1,561 sh	$91.19	−$142K	8,235
2015-08-10	PRUPRUDENTIAL FINANCIAL INC · 2/14/06 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,692 sh	—	—	0
2015-02-14	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,575 sh	—	—	8,619
2015-02-14	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−515 sh	$80.33	−$41.4K	8,104
2015-02-14	PRUPRUDENTIAL FINANCIAL INC · 2012 Restricted Stock UnitsM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,575 sh	—	—	0
2015-02-10	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+272 sh	—	—	7,142
2015-02-10	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−98 sh	$78.08	−$7,651.84	7,044
2015-02-10	PRUPRUDENTIAL FINANCIAL INC · 5/8/2012 Performance SharesM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−181 sh	—	—	0
2015-02-10	PRUPRUDENTIAL FINANCIAL INC · 2015 Performance SharesA Award	Senior Vice President	AAward	+5,475 sh	—	—	5,475
2015-02-10	PRUPRUDENTIAL FINANCIAL INC · 2015 Employee Stock Option (Right to Buy)A Award	Senior Vice President	AAward	+15.2K sh	—	—	15,160
2014-02-11	PRUPRUDENTIAL FINANCIAL INC · 2014 Performance SharesA Award	Senior Vice President	AAward	+2,717 sh	—	—	2,717
2014-02-11	PRUPRUDENTIAL FINANCIAL INC · 2014 Employee Stock Option (Right to Buy)A Award	Senior Vice President	AAward	+6,927 sh	—	—	6,927
2014-02-08	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,373 sh	—	—	7,343
2014-02-08	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−473 sh	$83.41	−$39.5K	6,870
2014-02-08	PRUPRUDENTIAL FINANCIAL INC · 2011 Restricted Stock UnitsM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,373 sh	—	—	0
2013-11-11	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,610 sh	$25.30	+$66K	8,580
2013-11-11	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−2,610 sh	$86.27	−$225K	5,970
2013-11-11	PRUPRUDENTIAL FINANCIAL INC · 2/10/09 Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,610 sh	—	—	0
2013-05-06	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,883 sh	$45.00	+$130K	8,853
2013-05-06	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−2,883 sh	$65.53	−$189K	5,970
2013-05-06	PRUPRUDENTIAL FINANCIAL INC · 2/10/04 Employee Stock Option (right to buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,883 sh	—	—	0
2013-02-15	PRUPRUDENTIAL FINANCIAL INCS Sale	Senior Vice President	SSale	−520 sh	$57.17	−$29.7K	5,970
2013-02-12	PRUPRUDENTIAL FINANCIAL INC · 2013 Employee Stock Option (right to buy)A Award	Senior Vice President	AAward	+9,448 sh	—	—	9,448
2013-02-12	PRUPRUDENTIAL FINANCIAL INC · 2013 Performance SharesA Award	Senior Vice President	AAward	+1,131 sh	—	—	1,131
2013-02-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,608 sh	—	—	7,058
2013-02-09	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Senior Vice President	FTax Payment	−568 sh	$57.60	−$32.7K	6,490

Recent filings

Accepted (ET)
Feb 284
PRUDENTIAL FINANCIAL INC0001127602-17-008859
SEC(opens sec.gov)
Feb 164
PRUDENTIAL FINANCIAL INC0001127602-17-006679
SEC(opens sec.gov)
Nov 144
PRUDENTIAL FINANCIAL INC0001127602-16-066923
SEC(opens sec.gov)
Feb 114
PRUDENTIAL FINANCIAL INC0001127602-16-040690
SEC(opens sec.gov)

Companies

PRUDENTIAL FINANCIAL INCSenior Vice PresidentPRU

Address

751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE

NEWARK, NJ, 07102