Carpenter Chad M.

CIK 00015536301 companyLA JOLLA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001553630

Recent Transactions

38 trades

Disposition to Issuer
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock, par value $0.001 per share
2019-11-04$5.13/sh−913,288→ 0 total
Award
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2019-01-24+28,350→ 913,288 total
Small Acquisition
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-21$2.80/sh+500→ 884,938 total
Small Acquisition
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-21$2.61/sh+500→ 884,438 total
Small Acquisition
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-21$2.60/sh+1,000→ 883,938 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-19$3.07/sh+2,700→ 882,838 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stcok
2018-12-19$3.37/sh+100→ 882,938 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-19$3.06/sh+300→ 880,138 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-14$3.42/sh+200→ 879,838 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-12$3.40/sh+300→ 874,938 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-12-12$3.42/sh+4,700→ 879,638 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-09-25$4.00/sh+56,250→ 774,638 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-09-25$4.00/sh+100,000→ 874,638 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant (right to buy)
2018-09-25−56,250→ 0 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant (right to buy)
2018-09-25−100,000→ 0 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-09-25$4.00/sh+6,794→ 718,388 total
Exercise of In-Money
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant (right to buy)
2018-09-25−6,794→ 0 total
Award
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2018-01-30+10,800→ 711,594 total
Award
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2016-02-01+10,435→ 701,294 total
Award
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2014-10-16+5,500,000→ 13,807,180 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 2,000,000 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant to Purchase Shares
2013-09-27
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant to Purchase Shares
2013-09-27
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 0 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant to Purchase Shares
2013-09-27
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 0 total
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2013-09-27$0.20/sh+135,880→ 5,182,180 total
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2013-09-27$0.20/sh+1,125,000→ 6,307,180 total
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Common Stock
2013-09-27$0.20/sh+2,000,000→ 8,307,180 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 135,880 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 1,125,000 total
Conversion
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-09-27→ 0 total
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2013-01-03
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant to Purchase Shares
2013-01-03
Sale
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2012-10-18
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2012-10-18
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Convertible Promissory Note
2012-10-18
Purchase
PACIFIC OAK RESIDENTIAL TRUST, INC.
Warrant to Purchase Shares
2012-10-18

Companies

PACIFIC OAK RESIDENTIAL TRUST, INC.
Director, President, CEO and CFO, 10% Owner

Recent Filings

Address

7911 HERSCHEL AVENUE, SUITE 201

LA JOLLA, CA, 92037

View on SEC.gov