Insider · CIK 0001556843

House John M.

Reports to the SEC for 1 company · IRVING, TX

sec.gov

Transactions

Companies

Filings

CIK

0001556843

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-09-30	USMD Holdings, Inc.C Conversion	Director, Chief Executive Officer	CConversion	+23.6K sh	$10.61	+$250K	124,862
2016-09-30	USMD Holdings, Inc.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−125K sh	—	—	0
2016-09-30	USMD Holdings, Inc.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−756K sh	—	—	0
2016-09-30	USMD Holdings, Inc.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−13.2K sh	—	—	0
2016-09-30	USMD Holdings, Inc.Option to purchaseD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−1,801 sh	—	—	0
2016-09-30	USMD Holdings, Inc.7.25% Convertible Subordinated Note due 2020C Conversion	Director, Chief Executive Officer	CConversion	−23.6K sh	—	—	0
2016-02-22	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+2,928 sh	$1.99	+$5,826.72	756,334
2016-02-22	USMD Holdings, Inc.Option to purchaserJ Other	Director, Chief Executive Officer	JOther	+52 sh	—	—	1,801
2016-02-22	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+2,928 sh	$1.99	+$5,826.72	756,334
2016-02-22	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	+52 sh	—	—	1,801
2015-12-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+9,438 sh	$7.00	+$66.1K	757,116
2015-12-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+325 sh	$26.54	+$8,625.5	757,441
2015-12-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	−4,035 sh	—	—	753,406
2015-12-31	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	−70 sh	—	—	1,749
2015-12-31	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+2,882 sh	$7.98	+$23K	100,299
2015-12-31	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+2,882 sh	$7.98	+$23K	101,299
2015-12-16	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+9,711 sh	$7.20	+$69.9K	98,417
2015-09-30	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+2,960 sh	$7.20	+$21.3K	88,706
2015-09-18	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	+75 sh	—	—	1,820
2015-09-18	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+4,253 sh	$2.07	+$8,803.71	747,678
2015-09-18	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	+75 sh	—	—	1,820
2015-08-15	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+8,245 sh	$8.48	+$69.9K	81,442
2015-06-30	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+2,629 sh	$8.48	+$22.3K	85,746
2015-05-13	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+8,930 sh	$10.44	+$93.2K	73,197
2015-05-13	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+7,389 sh	$10.44	+$77.1K	71,656
2015-04-29	USMD Holdings, Inc.7.25% Convertible Subordinated Note due 2020P Purchase	Director, Chief Executive Officer	PPurchase	—	$10.61	—	23,563
2015-04-29	USMD Holdings, Inc.7.25% Convertible Subordinated Note due 2020P Purchase	Director, Chief Executive Officer	PPurchase	—	$10.61	—	26,563
2015-03-31	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+628 sh	$10.44	+$6,556.32	83,117
2015-03-04	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+4,748 sh	$11.92	+$56.6K	64,267
2015-02-20	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+4,206 sh	$9.39	+$39.5K	55,876
2015-01-31	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+510 sh	$15.04	+$7,670.4	81,952
2015-01-01	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	−3,859 sh	—	—	743,425
2015-01-01	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	−68 sh	—	—	1,745
2014-12-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+3,372 sh	$1.02	+$3,439.44	747,284
2014-12-31	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	+59 sh	—	—	1,813
2014-08-14	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+3,643 sh	—	—	59,519
2014-01-01	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	−3,686 sh	—	—	743,912
2014-01-01	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	−65 sh	—	—	1,754
2013-06-17	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+4,346 sh	$3.61	+$15.7K	747,598
2013-06-17	USMD Holdings, Inc.Options to PurchaseJ Other	Director, Chief Executive Officer	JOther	+77 sh	$3.61	+$277.97	1,819
2013-04-01	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	−668 sh	—	—	743,252
2013-04-01	USMD Holdings, Inc.Option to purchaseJ Other	Director, Chief Executive Officer	JOther	−12 sh	—	—	1,742
2013-03-11	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+11.4K sh	$13.75	+$157K	50,933
2013-02-28	USMD Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+537 sh	$13.74	+$7,378.38	82,489
2012-08-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+39.6K sh	$24.84	+$982K	39,551
2012-08-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+13.2K sh	$24.84	+$329K	13,248
2012-08-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+744K sh	$24.84	+$18.5M	743,920
2012-08-31	USMD Holdings, Inc.Option to purchaseJ Other	Director, Chief Executive Officer	JOther	+1,754 sh	—	—	1,754
2012-08-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+43.9K sh	$24.10	+$1.06M	43,946
2012-08-31	USMD Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+13.9K sh	$24.10	+$335K	13,909

Recent filings

Accepted (ET)
Oct 44
USMD Holdings, Inc.0000899243-16-030640
SEC(opens sec.gov)
Aug 304/A
USMD Holdings, Inc.0000899243-16-028214
SEC(opens sec.gov)
Aug 304/A
USMD Holdings, Inc.0000899243-16-028211
SEC(opens sec.gov)
Aug 304/A
USMD Holdings, Inc.0000899243-16-028215
SEC(opens sec.gov)
Feb 244
USMD Holdings, Inc.0000899243-16-014227
SEC(opens sec.gov)
Jan 74
USMD Holdings, Inc.0000899243-16-011254
SEC(opens sec.gov)
Jan 64
USMD Holdings, Inc.0000899243-16-011023
SEC(opens sec.gov)
Dec 184
USMD Holdings, Inc.0000899243-15-010133
SEC(opens sec.gov)
Oct 94
USMD Holdings, Inc.0000899243-15-006560
SEC(opens sec.gov)

Companies

USMD Holdings, Inc.Director, Chief Executive Officer

Address

1713 DOWLING DRIVE

IRVING, TX, 75038