Insider · CIK 0001556888

Brock Steven

Reports to the SEC for 1 company · ARLINGTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001556888

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-09-30	USMD Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−19.1K sh	—	—	0
2016-09-30	USMD Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−39.2K sh	—	—	0
2016-09-30	USMD Holdings, Inc.5% Convertible Subordinated Notes Due 2019D Disposition to Issuer	Director	DDisposition to Issuer	−5,750 sh	—	—	0
2016-08-19	USMD Holdings, Inc.J Other	Director	JOther	+316 sh	$4.69	+$1,482.04	39,198
2016-07-22	USMD Holdings, Inc.J Other	Director	JOther	+96 sh	$3.90	+$374.4	38,882
2016-05-04	USMD Holdings, Inc.J Other	Director	JOther	+924 sh	$2.17	+$2,005.08	38,786
2016-02-22	USMD Holdings, Inc.J Other	Director	JOther	+1,762 sh	$2.55	+$4,493.1	37,862
2016-01-22	USMD Holdings, Inc.J Other	Director	JOther	+469 sh	$2.13	+$998.97	36,100
2015-12-31	USMD Holdings, Inc.J Other	Director	JOther	+109 sh	$1.91	+$208.19	35,627
2015-12-31	USMD Holdings, Inc.J Other	Director	JOther	+4 sh	$102.44	+$409.76	35,631
2015-12-31	USMD Holdings, Inc.A Award	Director	AAward	+1,629 sh	$7.98	+$13K	17,503
2015-12-15	USMD Holdings, Inc.A Award	Director	AAward	+1,611 sh	$7.65	+$12.3K	19,114
2015-10-07	USMD Holdings, Inc.J Other	Director	JOther	+38 sh	$1.00	+$38	35,518
2015-10-06	USMD Holdings, Inc.A Award	Director	AAward	+4,608 sh	$9.06	+$41.7K	15,874
2015-09-30	USMD Holdings, Inc.A Award	Director	AAward	+1,673 sh	$7.20	+$12K	11,266
2015-08-10	USMD Holdings, Inc.J Other	Director	JOther	+657 sh	$2.28	+$1,497.96	35,480
2015-06-30	USMD Holdings, Inc.A Award	Director	AAward	+1,486 sh	$8.48	+$12.6K	9,593
2015-04-28	USMD Holdings, Inc.A Award	Director	AAward	+644 sh	—	—	7,161
2015-03-31	USMD Holdings, Inc.A Award	Director	AAward	+355 sh	$10.44	+$3,706.2	8,107
2015-02-28	USMD Holdings, Inc.A Award	Director	AAward	+303 sh	$13.74	+$4,163.22	7,752
2015-02-27	USMD Holdings, Inc.J Other	Director	JOther	+477 sh	$2.50	+$1,192.5	34,823
2015-02-20	USMD Holdings, Inc.A Award	Director	AAward	+2,377 sh	$9.39	+$22.3K	4,457
2015-02-09	USMD Holdings, Inc.J Other	Director	JOther	+1,010 sh	$2.19	+$2,211.9	34,346
2015-01-31	USMD Holdings, Inc.A Award	Director	AAward	+288 sh	$15.04	+$4,331.52	7,449
2014-11-03	USMD Holdings, Inc.J Other	Director	JOther	+1,171 sh	$2.33	+$2,728.43	33,336
2014-10-07	USMD Holdings, Inc.J Other	Director	JOther	+1,223 sh	$2.75	+$3,363.25	32,165
2014-08-12	USMD Holdings, Inc.A Award	Director	AAward	+2,060 sh	—	—	6,517
2014-03-24	USMD Holdings, Inc.L Small Acquisition	Director	LSmall Acquisition	+427 sh	$4.66	+$1,989.82	30,460
2014-03-10	USMD Holdings, Inc.L Small Acquisition	Director	LSmall Acquisition	+961 sh	$4.66	+$4,478.26	30,033
2014-02-14	USMD Holdings, Inc.L Small Acquisition	Director	LSmall Acquisition	+201 sh	$4.98	+$1,000.98	29,072
2013-11-15	USMD Holdings, Inc.P Purchase	Director	PPurchase	+434 sh	$7.32	+$3,176.88	28,871
2013-10-01	USMD Holdings, Inc.L Small Acquisition	Director	LSmall Acquisition	+426 sh	$26.51	+$11.3K	28,437
2013-09-13	USMD Holdings, Inc.Right to purchaseJ Other	Director	JOther	+5,750 sh	$23.37	+$134K	5,750
2013-09-13	USMD Holdings, Inc.Right to purchaseJ Other	Director	JOther	+5,750 sh	$23.37	+$134K	5,750
2013-09-13	USMD Holdings, Inc.Right to purchaseJ Other	Director	JOther	+5,750 sh	$23.37	+$134K	5,750
2013-05-20	USMD Holdings, Inc.J Other	Director	JOther	+650 sh	$7.64	+$4,966	28,011
2012-08-31	USMD Holdings, Inc.J Other	Director	JOther	+1,594 sh	$24.84	+$39.6K	1,594
2012-08-31	USMD Holdings, Inc.J Other	Director	JOther	+27.4K sh	$24.84	+$680K	27,361
2012-08-31	USMD Holdings, Inc.J Other	Director	JOther	+1,771 sh	$24.10	+$42.7K	1,771
2012-08-31	USMD Holdings, Inc.J Other	Director	JOther	+25.8K sh	$24.10	+$622K	25,817

Recent filings

Accepted (ET)
Oct 44
USMD Holdings, Inc.0000899243-16-030666
SEC(opens sec.gov)
Aug 234
USMD Holdings, Inc.0000899243-16-027923
SEC(opens sec.gov)
Jul 254
USMD Holdings, Inc.0000899243-16-025624
SEC(opens sec.gov)
May 64
USMD Holdings, Inc.0000899243-16-019382
SEC(opens sec.gov)
Feb 244
USMD Holdings, Inc.0000899243-16-014222
SEC(opens sec.gov)
Jan 264
USMD Holdings, Inc.0000899243-16-012197
SEC(opens sec.gov)
Jan 74
USMD Holdings, Inc.0000899243-16-011260
SEC(opens sec.gov)
Jan 54
USMD Holdings, Inc.0000899243-16-010902
SEC(opens sec.gov)
Oct 84
USMD Holdings, Inc.0000899243-15-006479
SEC(opens sec.gov)
Aug 114
USMD Holdings, Inc.0000899243-15-002810
SEC(opens sec.gov)

Companies

USMD Holdings, Inc.Director

Address

1211 GREENBRIAR LANE

ARLINGTON, TX, 76013