Insider · CIK 0001576457

Holmes John J

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001576457

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF OPERATING OFFICER	DDisposition to Issuer	−220K sh	$39.00	−$8.59M	0
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF OPERATING OFFICER	DDisposition to Issuer	−79.2K sh	—	—	0
2023-03-01	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+79.2K sh	—	—	79,201
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF OPERATING OFFICER	DDisposition to Issuer	−14.9K sh	—	—	0
2023-03-01	COWEN INC.D Disposition to Issuer	CHIEF OPERATING OFFICER	DDisposition to Issuer	−10.6K sh	$39.00	−$411K	0
2022-09-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,590 sh	$38.46	−$99.6K	245,851
2022-03-10	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−7,098 sh	$26.52	−$188K	248,441
2022-03-10	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+70K sh	—	—	283,034
2022-03-10	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−27.5K sh	$36.10	−$994K	255,489
2022-03-10	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+50 sh	—	—	255,539
2022-02-18	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+10.5K sh	—	—	213,034
2021-12-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,581 sh	$35.12	−$90.6K	202,581
2021-09-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−1,292 sh	$36.44	−$47.1K	205,162
2021-07-28	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−1,434 sh	$40.00	−$57.4K	206,454
2021-07-14	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−3,181 sh	$40.55	−$129K	207,888
2021-07-13	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−7,885 sh	$40.12	−$316K	211,069
2021-06-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−1,874 sh	$40.39	−$75.7K	218,954
2021-05-17	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,826 sh	$41.27	−$117K	220,828
2021-03-11	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−14K sh	$42.49	−$595K	230,045
2021-03-10	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+50 sh	—	—	230,095
2021-03-10	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+45K sh	—	—	244,045
2021-03-10	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−6,441 sh	$42.17	−$272K	223,654
2020-12-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−3,670 sh	$24.58	−$90.2K	199,045
2020-03-10	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+15.6K sh	—	—	202,715
2020-03-09	COWEN INC.P Purchase	CHIEF OPERATING OFFICER	PPurchase	+2,000 sh	$12.13	+$24.3K	187,074
2020-02-19	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+21.1K sh	—	—	185,074
2019-12-02	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,378 sh	$15.32	−$36.4K	163,975
2019-09-03	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−1,413 sh	$15.61	−$22.1K	166,353
2019-06-10	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−4,897 sh	$16.71	−$81.8K	167,766
2019-02-20	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+23.1K sh	—	—	172,663
2018-12-03	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,378 sh	$15.91	−$37.8K	149,580
2018-05-15	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,042 sh	$15.70	−$32.1K	151,958
2018-03-29	COWEN INC.RSU RightX Exercise of In-Money	CHIEF OPERATING OFFICER	XExercise of In-Money	−18K sh	—	—	0
2018-03-29	COWEN INC.X Exercise of In-Money	CHIEF OPERATING OFFICER	XExercise of In-Money	+18K sh	—	—	154,000
2018-03-15	COWEN INC.M Exercise/Conversion	CHIEF OPERATING OFFICER	MExercise/Conversion	+25K sh	$11.60	+$290K	158,668
2018-03-15	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−2,252 sh	$14.21	−$32K	136,014
2018-03-15	COWEN INC.Stock Appreciation RightsM Exercise/Conversion	CHIEF OPERATING OFFICER	MExercise/Conversion	+25K sh	—	—	0
2018-03-15	COWEN INC.D Disposition to Issuer	CHIEF OPERATING OFFICER	DDisposition to Issuer	−20.4K sh	$14.21	−$290K	138,266
2018-02-21	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+19.4K sh	—	—	133,668
2018-02-21	COWEN INC.RSU RightA Award	CHIEF OPERATING OFFICER	AAward	+18K sh	—	—	17,986
2017-06-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−1,184 sh	$15.15	−$17.9K	114,243
2017-05-15	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−5,829 sh	$15.00	−$87.4K	115,427
2017-05-02	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−35K sh	$15.71	−$550K	121,256
2017-03-10	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−3,637 sh	$13.40	−$48.7K	156,256
2017-02-27	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+15.3K sh	—	—	146,793
2017-02-27	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+13.1K sh	—	—	159,893
2016-05-16	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−20.9K sh	$3.24	−$67.9K	528,270
2016-02-24	COWEN INC.A Award	CHIEF OPERATING OFFICER	AAward	+83.1K sh	—	—	549,214
2015-08-10	COWEN INC.S Sale	CHIEF OPERATING OFFICER	SSale	−50K sh	$5.53	−$277K	466,121
2015-06-01	COWEN INC.F Tax Payment	CHIEF OPERATING OFFICER	FTax Payment	−15.5K sh	$6.01	−$93K	516,121

Recent filings

Accepted (ET)
Mar 14
Holmes John J0001415889-23-003605
SEC(opens sec.gov)
Sep 64
Holmes John J0001415889-22-009340
SEC(opens sec.gov)
Mar 144
Holmes John J0001179110-22-002189
SEC(opens sec.gov)
Feb 224
Holmes John J0001179110-22-001484
SEC(opens sec.gov)
Dec 24
Holmes John J0001179110-21-010516
SEC(opens sec.gov)
Sep 24
Holmes John J0001179110-21-008538
SEC(opens sec.gov)
Jul 294
Holmes John J0001179110-21-007721
SEC(opens sec.gov)
Jul 154
Holmes John J0001179110-21-007501
SEC(opens sec.gov)
Jun 34
Holmes John J0001179110-21-006335
SEC(opens sec.gov)
May 184
Holmes John J0001179110-21-005489
SEC(opens sec.gov)
Mar 124
Holmes John J0001179110-21-003338
SEC(opens sec.gov)

Companies

COWEN INC.CHIEF OPERATING OFFICER

Address

COWEN GROUP, INC. 599 LEXINGTON AVENUE

NEW YORK, NY, 10022