Insider · CIK 0001589561

Brock Tom L

Reports to the SEC for 3 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001589561

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-03-31	UUUUENERGY FUELS INC · Stock Appreciation Rights ("SARs")A Award	Chief Financial Officer	AAward	+37K sh	—	—	36,956
2023-01-27	UUUUENERGY FUELS INCF Tax Payment	Chief Financial Officer	FTax Payment	−5,140 sh	$7.54	−$38.8K	65,363
2023-01-26	UUUUENERGY FUELS INCA Award	Chief Financial Officer	AAward	+40.7K sh	—	—	70,503
2021-10-27	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+76.5K sh	—	—	89,250
2021-10-27	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−39.3K sh	$69.23	−$2.72M	49,995
2021-10-27	Extraction Oil & Gas, Inc.Performance Stock UnitD Disposition to Issuer	VP, Chief Accounting Officer	DDisposition to Issuer	−76.5K sh	—	—	0
2021-01-20	Extraction Oil & Gas, Inc.D Disposition to Issuer	VP, Chief Accounting Officer	DDisposition to Issuer	−148K sh	—	—	0
2021-01-20	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+194 sh	—	—	194
2021-01-20	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+12.8K sh	—	—	12,944
2021-01-20	Extraction Oil & Gas, Inc.Warrants A (Right to Buy)A Award	VP, Chief Accounting Officer	AAward	+1,571 sh	—	—	1,571
2021-01-20	Extraction Oil & Gas, Inc.Warrants B (Right to Buy)A Award	VP, Chief Accounting Officer	AAward	+786 sh	—	—	786
2021-01-20	Extraction Oil & Gas, Inc.Performance Stock UnitA Award	VP, Chief Accounting Officer	AAward	+38.3K sh	—	—	38,250
2020-04-01	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−7,408 sh	$0.36	−$2,659.472	224,563
2020-03-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−4,952 sh	$0.28	−$1,361.8	231,971
2019-10-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−18.1K sh	$2.32	−$42K	236,923
2019-09-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−4,079 sh	$3.23	−$13.2K	255,036
2019-04-05	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+102K sh	—	—	259,115
2019-03-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−2,040 sh	$3.96	−$8,078.4	156,866
2019-01-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−386 sh	$4.78	−$1,845.08	158,906
2018-10-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−9,057 sh	$10.81	−$97.9K	159,292
2018-09-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−2,040 sh	$10.25	−$20.9K	168,349
2018-07-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−327 sh	$13.82	−$4,519.14	170,389
2018-03-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−2,040 sh	$12.70	−$25.9K	170,716
2018-01-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−387 sh	$14.41	−$5,576.67	172,756
2017-10-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−9,994 sh	$15.94	−$159K	173,143
2017-10-04	Extraction Oil & Gas, Inc.Employee Stock Option (right to buy)A Award	VP, Chief Accounting Officer	AAward	+62.8K sh	—	—	62,821
2017-09-15	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−2,251 sh	$13.79	−$31K	183,137
2017-07-17	Extraction Oil & Gas, Inc.F Tax Payment	VP, Chief Accounting Officer	FTax Payment	−360 sh	$12.73	−$4,582.8	185,436
2017-03-15	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+56.3K sh	—	—	185,796
2016-11-14	Extraction Oil & Gas, Inc.A Award	VP, Chief Accounting Officer	AAward	+4,500 sh	—	—	129,500
2016-08-26	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+1,250 sh	—	—	10,987
2016-08-26	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−400 sh	$12.00	−$4,800	10,587
2016-08-26	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+4,075 sh	—	—	14,662
2016-08-26	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−1,304 sh	$12.00	−$15.6K	13,358
2016-08-26	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+7,385 sh	—	—	20,743
2016-08-26	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−2,362 sh	$12.00	−$28.3K	18,381
2016-08-26	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−1,250 sh	$12.00	−$15K	0
2016-08-26	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−4,075 sh	$12.00	−$48.9K	0
2016-08-26	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−7,385 sh	$12.00	−$88.6K	0
2016-03-02	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+1,250 sh	—	—	10,116
2016-03-02	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−379 sh	$4.84	−$1,834.36	9,737
2016-03-02	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−1,250 sh	—	—	1,250
2016-02-26	Third Coast Midstream, LLCPhantom unitsA Award	VP, CAO, Corporate Controller	AAward	+34.1K sh	—	—	34,067
2016-02-23	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+2,462 sh	—	—	9,808
2016-02-23	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−942 sh	$6.19	−$5,830.98	8,866
2016-02-23	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−2,462 sh	—	—	7,385
2016-02-19	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+2,038 sh	—	—	8,107
2016-02-19	Third Coast Midstream, LLCF Tax Payment	VP, CAO, Corporate Controller	FTax Payment	−761 sh	$6.61	−$5,030.21	7,346
2016-02-19	Third Coast Midstream, LLCPhantom unitsM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	−2,038 sh	—	—	4,075
2015-03-02	Third Coast Midstream, LLCM Exercise/Conversion	VP, CAO, Corporate Controller	MExercise/Conversion	+1,250 sh	—	—	4,742

Recent filings

Accepted (ET)
Apr 44
Brock Tom L0001385849-23-000012
SEC(opens sec.gov)
Jan 304
Brock Tom L0001567619-23-001470
SEC(opens sec.gov)
Oct 294
Brock Tom L0001655020-21-000224
SEC(opens sec.gov)
Jan 224
Brock Tom L0001655020-21-000090
SEC(opens sec.gov)
Apr 34
Brock Tom L0001655020-20-000062
SEC(opens sec.gov)
Mar 174
Brock Tom L0001655020-20-000037
SEC(opens sec.gov)
Oct 214
Brock Tom L0001655020-19-000137
SEC(opens sec.gov)
Sep 164
Brock Tom L0001655020-19-000116
SEC(opens sec.gov)
Apr 94
Brock Tom L0001655020-19-000052
SEC(opens sec.gov)
Mar 184
Brock Tom L0001655020-19-000036
SEC(opens sec.gov)
Jan 184
Brock Tom L0001655020-19-000005
SEC(opens sec.gov)
Oct 194
Brock Tom L0001655020-18-000119
SEC(opens sec.gov)

Companies

Address

C/O AMERICAN MIDSTREAM PARTNERS, L.P. 1614 15TH STREET, SUITE SUITE 300

DENVER, CO, 80202