Brock Tom L

CIK 00015895613 companiesDENVER, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001589561

Recent Transactions

50 trades

Award
ENERGY FUELS INC$UUUU
Stock Appreciation Rights ("SARs")
2023-03-31+36,956→ 36,956 total
Tax Payment
ENERGY FUELS INC$UUUU
Common Shares
2023-01-27$7.54/sh−5,140→ 65,363 total
Award
ENERGY FUELS INC$UUUU
Common Shares
2023-01-26+40,709→ 70,503 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2021-10-27$69.23/sh−39,255→ 49,995 total
Disposition to Issuer
Extraction Oil & Gas, Inc.
Performance Stock Unit
2021-10-27−76,500→ 0 total
Award
Extraction Oil & Gas, Inc.
COMMON STOCK
2021-10-27+76,500→ 89,250 total
Award
Extraction Oil & Gas, Inc.
COMMON STOCK
2021-01-20+194→ 194 total
Award
Extraction Oil & Gas, Inc.
Warrants A (Right to Buy)
2021-01-20+1,571→ 1,571 total
Award
Extraction Oil & Gas, Inc.
Warrants B (Right to Buy)
2021-01-20+786→ 786 total
Award
Extraction Oil & Gas, Inc.
COMMON STOCK
2021-01-20+12,750→ 12,944 total
Award
Extraction Oil & Gas, Inc.
Performance Stock Unit
2021-01-20+38,250→ 38,250 total
Disposition to Issuer
Extraction Oil & Gas, Inc.
COMMON STOCK
2021-01-20−147,924→ 0 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2020-04-01$0.36/sh−7,408→ 224,563 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2020-03-15$0.28/sh−4,952→ 231,971 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2019-10-17$2.32/sh−18,113→ 236,923 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2019-09-15$3.23/sh−4,079→ 255,036 total
Award
Extraction Oil & Gas, Inc.
COMMON STOCK
2019-04-05+102,249→ 259,115 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2019-03-15$3.96/sh−2,040→ 156,866 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2019-01-17$4.78/sh−386→ 158,906 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2018-10-17$10.81/sh−9,057→ 159,292 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2018-09-15$10.25/sh−2,040→ 168,349 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2018-07-17$13.82/sh−327→ 170,389 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2018-03-15$12.70/sh−2,040→ 170,716 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2018-01-17$14.41/sh−387→ 172,756 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2017-10-17$15.94/sh−9,994→ 173,143 total
Award
Extraction Oil & Gas, Inc.
Employee Stock Option (right to buy)
2017-10-04+62,821→ 62,821 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2017-09-15$13.79/sh−2,251→ 183,137 total
Tax Payment
Extraction Oil & Gas, Inc.
COMMON STOCK
2017-07-17$12.73/sh−360→ 185,436 total
Award
Extraction Oil & Gas, Inc.
Common stock
2017-03-15+56,296→ 185,796 total
Award
Extraction Oil & Gas, Inc.
Common Stock
2016-11-14+4,500→ 129,500 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-08-26$12.00/sh−4,075→ 0 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26+7,385→ 20,743 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26$12.00/sh−400→ 10,587 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26+4,075→ 14,662 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-08-26$12.00/sh−1,250→ 0 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26+1,250→ 10,987 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26$12.00/sh−1,304→ 13,358 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-08-26$12.00/sh−2,362→ 18,381 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-08-26$12.00/sh−7,385→ 0 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-03-02+1,250→ 10,116 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-03-02−1,250→ 1,250 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-03-02$4.84/sh−379→ 9,737 total
Award
Third Coast Midstream, LLC
Phantom units
2016-02-26+34,067→ 34,067 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-02-23$6.19/sh−942→ 8,866 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-02-23−2,462→ 7,385 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-02-23+2,462→ 9,808 total
Exercise/Conversion
Third Coast Midstream, LLC
Phantom units
2016-02-19−2,038→ 4,075 total
Tax Payment
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-02-19$6.61/sh−761→ 7,346 total
Exercise/Conversion
Third Coast Midstream, LLC
Common Units (limited partner interests)
2016-02-19+2,038→ 8,107 total
Award
Third Coast Midstream, LLC
Common Units (limited partner interests)
2015-03-02+3,164→ 7,434 total

Companies

Recent Filings

Address

C/O AMERICAN MIDSTREAM PARTNERS, L.P. 1614 15TH STREET, SUITE SUITE 300

DENVER, CO, 80202

View on SEC.gov