Bergmann Anthony

CIK 00015930871 companySAN DIEGO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001593087

Recent Transactions

38 trades

Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2026-03-31$3.18/sh+25,000→ 33,223 total
Sale
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2026-03-31$30.13/sh−25,000→ 8,223 total
Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2026-03-31−25,000→ 141,980 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2026-01-05+25,000→ 25,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Restricted Stock Units
2026-01-05+2,500→ 2,500 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2026-01-05+25,000→ 25,000 total
Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2025-03-03$1.39/sh+2,500→ 8,223 total
Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2025-03-03−2,500→ 0 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2025-01-02+6,170→ 6,170 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2025-01-02+3,342→ 5,723 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2025-01-02+75,000→ 75,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2024-01-02+9,692→ 9,692 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2024-01-02+85,000→ 85,000 total
Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2023-10-23$1.39/sh+2,178→ 2,381 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2023-01-03+85,000→ 85,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2022-01-03+166,980→ 166,980 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2021-01-04+95,693→ 95,693 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-06-05+120,003→ 120,003 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−3,000→ 0 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+14,000→ 14,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+5,000→ 5,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+3,500→ 3,500 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+3,000→ 3,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+2,500→ 2,500 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12+2,178→ 2,178 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−14,000→ 0 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−5,000→ 0 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−3,500→ 0 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−2,500→ 0 total
Disposition to Issuer
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2020-02-12−2,178→ 0 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (right to buy)
2019-08-08+14,000→ 14,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (right to buy)
2018-01-02+50,000→ 50,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (right to buy)
2017-01-03+35,000→ 35,000 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (right to buy)
2016-06-02+30,000→ 30,000 total
Purchase
CAPRICOR THERAPEUTICS, INC.$CAPR
Common Stock
2016-03-16$2.40/sh+2,030→ 2,030 total
Purchase
CAPRICOR THERAPEUTICS, INC.$CAPR
Warrants (Right to Buy)
2016-03-16$0.13/sh+1,015→ 1,015 total
Award
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (right to buy)
2015-03-03+25,000→ 25,000 total
Exercise/Conversion
CAPRICOR THERAPEUTICS, INC.$CAPR
Stock Option (Right to Buy)
2013-10-23−2,178→ 0 total

Companies

CAPRICOR THERAPEUTICS, INC.
CHIEF FINANCIAL OFFICER
$CAPR

Recent Filings

Address

C/O CAPRICOR THERAPEUTICS, INC. 10865 ROAD TO THE CURE, SUITE 150

SAN DIEGO, CA, 92121

View on SEC.gov