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Insider · CIK 0001604717

Bloch Adam

Reports to the SEC for 4 companies · LISLE, IL

Transactions

6

Companies

4

Filings

5

CIK

0001604717

Forms 4 and 5

Insider transactions

6 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-08-16	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	portfolio manager	SSale	−320 sh	$21.89	−$7,004.896	0
2018-01-30	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	portfolio manager	PPurchase	+320 sh	$20.86	+$6,675.2	320
2016-04-05	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	portfolio manager	SSale	−682.77 sh	$17.20	−$11.7K	0
2015-06-26	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	portfolio manager	PPurchase	+150 sh	$19.59	+$2,938.5	658.357
2014-10-15	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	portfolio manager	PPurchase	−125 sh	$19.84	−$2,479.875	600
2014-10-15	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	portfolio manager	SSale	+125 sh	$19.74	+$2,467.75	475

Recent filings

5

Accepted (ET)
Aug 174
Bloch Adam0001179110-18-010652
SEC(opens sec.gov)
Jan 304
Bloch Adam0001179110-18-001217
SEC(opens sec.gov)
Apr 54
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND0001179110-16-022759
SEC(opens sec.gov)
Jun 294
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND0001179110-15-010358
SEC(opens sec.gov)
Oct 164
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND0001179110-14-015528
SEC(opens sec.gov)

Companies

4

Address

2455 CORPORATE WEST DRIVE

LISLE, IL, 60532