Insider · CIK 0001607418

Walters Christopher William

Reports to the SEC for 1 company · BELLEVUE, WA

sec.gov

Transactions

Companies

Filings

CIK

0001607418

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-11-27	AVANTAX, INC.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−354K sh	$26.00	−$9.21M	0
2023-11-27	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+181K sh	—	—	180,832
2023-11-27	AVANTAX, INC.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−181K sh	$26.00	−$4.7M	0
2023-11-27	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+204K sh	—	—	203,619
2023-11-27	AVANTAX, INC.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−204K sh	$26.00	−$5.29M	0
2023-11-27	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+129K sh	—	—	128,807
2023-11-27	AVANTAX, INC.D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−129K sh	$26.00	−$3.35M	0
2023-11-27	AVANTAX, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−166K sh	—	—	0
2023-11-27	AVANTAX, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−104K sh	—	—	0
2023-11-27	AVANTAX, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−217K sh	—	—	0
2023-11-27	AVANTAX, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−136K sh	—	—	0
2023-11-27	AVANTAX, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−103K sh	—	—	0
2023-05-23	AVANTAX, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+15.6K sh	$8.96	+$139K	364,137
2023-05-23	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−10K sh	$21.75	−$218K	354,121
2023-05-23	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−15.6K sh	—	—	0
2023-05-21	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,895 sh	$21.25	−$104K	348,568
2023-01-30	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−11.2K sh	$29.04	−$326K	353,463
2023-01-27	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+23.2K sh	—	—	373,833
2023-01-27	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−9,138 sh	$29.35	−$268K	364,695
2023-01-04	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−14.6K sh	$25.72	−$376K	350,610
2023-01-03	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+39.5K sh	—	—	370,135
2023-01-03	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,911 sh	$25.34	−$124K	365,224
2023-01-03	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+103K sh	—	—	102,604
2022-05-27	AVANTAX, INC.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10.1K sh	$16.01	+$162K	340,136
2022-05-27	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−9,464 sh	$17.92	−$170K	330,672
2022-05-27	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10.1K sh	—	—	0
2022-05-21	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,893 sh	$16.43	−$80.4K	330,018
2022-01-30	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−9,929 sh	$15.80	−$157K	334,911
2022-01-04	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−11.2K sh	$17.80	−$200K	344,840
2022-01-03	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+56.6K sh	—	—	356,072
2022-01-03	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+136K sh	—	—	135,746
2021-12-14	AVANTAX, INC.P Purchase	Director, Chief Executive Officer	PPurchase	+10K sh	$16.73	+$167K	299,511
2021-05-21	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,893 sh	$16.37	−$80.1K	289,511
2021-01-30	AVANTAX, INC.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−7,184 sh	$16.56	−$119K	294,404
2021-01-04	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+133K sh	—	—	301,588
2021-01-04	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+217K sh	—	—	216,666
2020-08-12	AVANTAX, INC.P Purchase	Director, Chief Executive Officer	PPurchase	+8,000 sh	$11.68	+$93.4K	168,255
2020-08-11	AVANTAX, INC.P Purchase	Director, Chief Executive Officer	PPurchase	+8,000 sh	$11.44	+$91.5K	160,255
2020-05-21	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+37.3K sh	—	—	152,255
2020-05-21	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+104K sh	—	—	104,477
2020-01-30	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+85.6K sh	—	—	114,942
2020-01-30	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+166K sh	—	—	165,782
2019-05-23	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+3,972 sh	—	—	29,326
2018-08-03	AVANTAX, INC.S Sale	Director, Chief Executive Officer	SSale	−10.4K sh	$34.62	−$360K	29,354
2018-08-03	AVANTAX, INC.S Sale	Director, Chief Executive Officer	SSale	−4,000 sh	$35.57	−$142K	25,354
2018-06-07	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+3,160 sh	—	—	39,754
2017-06-01	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+6,053 sh	—	—	36,594
2017-05-15	AVANTAX, INC.S Sale	Director, Chief Executive Officer	SSale	−1,866 sh	$21.02	−$39.2K	30,541
2017-05-11	AVANTAX, INC.S Sale	Director, Chief Executive Officer	SSale	−7,403 sh	$21.13	−$156K	32,407
2016-05-24	AVANTAX, INC.A Award	Director, Chief Executive Officer	AAward	+11.7K sh	—	—	39,810

Recent filings

Accepted (ET)
Nov 294
Walters Christopher William0001068875-23-000138
SEC(opens sec.gov)
May 254
Walters Christopher William0001068875-23-000097
SEC(opens sec.gov)
May 234
Walters Christopher William0001068875-23-000095
SEC(opens sec.gov)
Jan 314
Walters Christopher William0001068875-23-000045
SEC(opens sec.gov)
Jan 54
Walters Christopher William0001068875-23-000008
SEC(opens sec.gov)

Companies

AVANTAX, INC.Director, Chief Executive Officer

Address

10900 NE 8TH STREET SUITE 800

BELLEVUE, WA, 98004