Insider · CIK 0001613932

Hirz David G.

Reports to the SEC for 2 companies · COMMERCE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001613932

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-06-20	Smart & Final Stores, Inc.D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−120K sh	$6.50	−$777K	0
2019-06-20	Smart & Final Stores, Inc.D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−480K sh	$6.50	−$3.12M	0
2019-06-20	Smart & Final Stores, Inc.Stock option (right to buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−840K sh	$1.23	−$1.03M	0
2019-06-18	Smart & Final Stores, Inc.U Disposition from Tender	Director, President & CEO	UDisposition from Tender	−1.31M sh	$6.50	−$8.53M	0
2019-05-25	Smart & Final Stores, Inc.F Tax Payment	Director, President & CEO	FTax Payment	−33.1K sh	$6.55	−$217K	1,633,084
2019-05-18	Smart & Final Stores, Inc.F Tax Payment	Director, President & CEO	FTax Payment	−47.9K sh	$6.52	−$313K	1,666,138
2019-04-23	Smart & Final Stores, Inc.A Award	Director, President & CEO	AAward	+66.7K sh	—	—	1,714,070
2019-04-21	Smart & Final Stores, Inc.F Tax Payment	Director, President & CEO	FTax Payment	−9,207 sh	$6.52	−$60K	1,647,403
2018-11-26	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+560K sh	$2.51	+$1.4M	1,656,610
2018-11-26	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−560K sh	—	—	0
2018-05-29	Smart & Final Stores, Inc.A Award	Director, President & CEO	AAward	+66.7K sh	—	—	1,097,110
2018-05-16	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+200K sh	$2.51	+$502K	1,030,443
2018-05-16	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−200K sh	—	—	559,500
2018-05-14	Smart & Final Stores, Inc.A Award	Director, President & CEO	AAward	+253K sh	—	—	830,443
2018-04-16	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+200K sh	$2.51	+$502K	577,918
2018-04-16	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−200K sh	—	—	759,500
2017-05-08	Smart & Final Stores, Inc.A Award	Director, President & CEO	AAward	+96.9K sh	—	—	377,918
2017-05-08	Smart & Final Stores, Inc.Stock Option (right to buy)A Award	Director, President & CEO	AAward	+242K sh	—	—	242,248
2017-03-21	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+24.3K sh	$2.09	+$50.9K	284,905
2017-03-21	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−24.3K sh	$11.46	−$279K	260,562
2017-03-21	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+52.9K sh	$2.09	+$110K	313,420
2017-03-21	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−32.4K sh	$11.61	−$376K	281,019
2017-03-21	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−24.3K sh	—	—	52,858
2017-03-21	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−52.9K sh	—	—	0
2017-03-20	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+55.2K sh	$2.09	+$115K	315,760
2017-03-20	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−55.2K sh	$11.54	−$637K	260,562
2017-03-20	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−55.2K sh	—	—	77,201
2017-02-01	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+79.5K sh	$2.09	+$166K	318,680
2017-02-01	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−79.5K sh	$14.17	−$1.13M	239,140
2017-02-01	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+52.9K sh	$2.09	+$110K	291,997
2017-02-01	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−31.4K sh	$14.15	−$445K	260,562
2017-02-01	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−79.5K sh	—	—	185,256
2017-02-01	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−52.9K sh	—	—	132,399
2017-01-04	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+60.9K sh	$2.09	+$127K	273,801
2017-01-04	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−60.9K sh	$14.43	−$879K	212,906
2017-01-04	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+52.9K sh	$2.09	+$110K	265,763
2017-01-04	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−26.6K sh	$14.43	−$384K	239,140
2017-01-04	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+60.9K sh	—	—	317,653
2017-01-04	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+52.9K sh	—	—	264,796
2017-01-03	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+18.6K sh	$2.09	+$39K	231,551
2017-01-03	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−18.6K sh	$14.19	−$265K	212,906
2017-01-03	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+18.6K sh	—	—	378,548
2016-12-05	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+17.1K sh	$2.09	+$35.8K	230,049
2016-12-05	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−17.1K sh	$13.15	−$225K	212,906
2016-12-05	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+17.1K sh	—	—	397,193
2016-12-02	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+44.5K sh	$2.09	+$93K	257,406
2016-12-02	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−44.5K sh	$13.16	−$586K	212,906
2016-12-02	Smart & Final Stores, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+44.5K sh	—	—	414,336
2016-12-01	Smart & Final Stores, Inc.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+52.9K sh	$2.09	+$110K	244,549
2016-12-01	Smart & Final Stores, Inc.S Sale	Director, President & CEO	SSale	−31.6K sh	$13.42	−$425K	212,906

Recent filings

Accepted (ET)
Jun 204
Hirz David G.0001104659-19-036678
SEC(opens sec.gov)
May 294
Hirz David G.0001104659-19-032434
SEC(opens sec.gov)
May 214
Hirz David G.0001104659-19-030826
SEC(opens sec.gov)
Apr 254
Hirz David G.0001104659-19-023704
SEC(opens sec.gov)
Apr 234
Hirz David G.0001104659-19-023098
SEC(opens sec.gov)
Dec 44
Hirz David G.0001104659-18-071409
SEC(opens sec.gov)
May 304
Hirz David G.0001104659-18-036752
SEC(opens sec.gov)
May 174
Hirz David G.0001104659-18-034091
SEC(opens sec.gov)
May 164
Hirz David G.0001104659-18-033830
SEC(opens sec.gov)
Apr 184
Hirz David G.0001104659-18-024869
SEC(opens sec.gov)
May 104
Smart & Final Stores, Inc.0001104659-17-031590
SEC(opens sec.gov)
Mar 224
Smart & Final Stores, Inc.0001104659-17-018613
SEC(opens sec.gov)

Companies

Address

600 CITADEL DRIVE

COMMERCE, CA, 90040