Insider · CIK 0001614114

James Adrian

Reports to the SEC for 2 companies · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001614114

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-12-20	EMPDEmpery Digital Inc. · Warrant (right to buy)M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	−6.25M sh	—	—	0
2021-12-20	EMPDEmpery Digital Inc.M Exercise/Conversion	Director, 10% Owner	MExercise/Conversion	+5.51M sh	—	—	6,744,575
2021-12-20	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+5,600 sh	$7.24	+$40.5K	1,237,000
2021-12-13	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+2,100 sh	$10.91	+$22.9K	1,231,400
2021-12-13	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+200 sh	$12.20	+$2,440	1,229,300
2021-11-18	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+6,633 sh	$16.55	+$110K	1,229,100
2021-11-18	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+7,767 sh	$15.73	+$122K	1,222,467
2021-11-17	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+7,916 sh	$14.69	+$116K	1,200,966
2021-11-17	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+9,175 sh	$15.96	+$146K	1,210,141
2021-11-17	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+4,559 sh	$16.32	+$74.4K	1,214,700
2021-11-16	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+34.2K sh	$14.30	+$488K	1,193,050
2021-10-25	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+6,300 sh	$11.14	+$70.2K	1,153,900
2021-10-22	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+27.3K sh	$8.94	+$244K	1,147,600
2021-10-19	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+23.3K sh	$8.67	+$202K	1,120,298
2021-10-19	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+3,000 sh	$8.63	+$25.9K	1,100,000
2021-10-19	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+112K sh	$9.15	+$1.02M	1,097,000
2021-10-18	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+87.3K sh	$9.38	+$819K	985,000
2021-10-18	EMPDEmpery Digital Inc.P Purchase	Director, 10% Owner	PPurchase	+148K sh	$8.75	+$1.29M	897,700
2014-07-08	Windstream Technologies, Inc.P Purchase	10% Owner	PPurchase	+140K sh	$0.64	+$89.6K	140,000
2014-06-26	Windstream Technologies, Inc.S Sale	10% Owner	SSale	−25K sh	$0.01	−$250	9,875,000

Recent filings

Accepted (ET)
Dec 224
James Adrian0001683168-21-006503
SEC(opens sec.gov)
Dec 144
James Adrian0001683168-21-006313
SEC(opens sec.gov)
Nov 194
James Adrian0001683168-21-005832
SEC(opens sec.gov)
Nov 184
James Adrian0001683168-21-005797
SEC(opens sec.gov)
Nov 174
James Adrian0001683168-21-005777
SEC(opens sec.gov)
Oct 264
James Adrian0001683168-21-005026
SEC(opens sec.gov)
Oct 254
James Adrian0001683168-21-004993
SEC(opens sec.gov)
Oct 224
James Adrian0001683168-21-004974
SEC(opens sec.gov)
Oct 204
James Adrian0001683168-21-004933
SEC(opens sec.gov)
Oct 194
James Adrian0001683168-21-004901
SEC(opens sec.gov)
Jul 174
Windstream Technologies, Inc.0001493152-14-002184
SEC(opens sec.gov)

Companies

Address

3736 BEE CAVES RD, SUITE 1-105

AUSTIN, TX, 78746