Insider · CIK 0001632209

Kaiser David D

Reports to the SEC for 1 company · QUEENSBURY, NY

sec.gov

Transactions

Companies

Filings

CIK

0001632209

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-01-29	AROWARROW FINANCIAL CORPA Award	CCO & SEVP	AAward	+3,301 sh	—	—	26,150
2024-05-29	AROWARROW FINANCIAL CORPA Award	CCO & SEVP	AAward	+2,056 sh	—	—	22,626
2023-11-03	AROWARROW FINANCIAL CORPP Purchase	CCO & SEVP	PPurchase	+1,075 sh	$23.25	+$25K	5,982
2023-02-01	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2022-12-27	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−800 sh	—	—	4,765
2022-12-07	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−2,511 sh	—	—	18,293
2022-12-07	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	+2,511 sh	—	—	5,565
2022-11-21	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−3,639 sh	$35.52	−$129K	14,652
2022-11-21	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+6,150 sh	$21.02	+$129K	20,802
2022-11-21	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−6,150 sh	—	—	0
2022-06-03	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,963 sh	—	—	14,772
2022-06-03	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,046 sh	$21.21	+$64.6K	17,818
2022-06-03	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,046 sh	$21.21	−$64.6K	0
2022-01-26	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2021-12-29	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−720 sh	—	—	2,966
2021-09-09	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,754 sh	$35.63	−$62.5K	12,195
2021-09-09	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,015 sh	$20.73	+$62.5K	15,210
2021-09-09	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,015 sh	—	—	0
2021-05-10	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,683 sh	$37.77	−$63.6K	10,755
2021-05-10	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,137 sh	$20.26	+$63.6K	13,892
2021-05-10	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,137 sh	—	—	0
2021-01-27	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2020-09-04	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,139 sh	$20.29	+$63.7K	13,829
2020-09-04	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−2,236 sh	$28.49	−$63.7K	11,593
2020-09-04	AROWARROW FINANCIAL CORP · Empl. Stock Opt. (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,139 sh	—	—	0
2020-01-29	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2019-12-23	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−665 sh	—	—	3,475
2019-11-05	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,230 sh	$19.01	+$61.4K	11,286
2019-11-05	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,697 sh	$36.19	−$61.4K	9,589
2019-11-05	AROWARROW FINANCIAL CORP · Empl. Stock Opt. (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,230 sh	—	—	0
2019-08-22	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−4,020 sh	—	—	7,950
2019-08-22	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	+4,020 sh	—	—	4,020
2019-05-08	AROWARROW FINANCIAL CORPG Gift	CCO & SEVP	GGift	−215 sh	—	—	11,161
2019-01-30	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2018-08-29	AROWARROW FINANCIAL CORPS Sale	CCO & SEVP	SSale	−963 sh	$38.99	−$37.5K	11,079
2018-04-27	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,138 sh	$18.00	+$56.5K	13,563
2018-04-27	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,578 sh	$35.80	−$56.5K	11,985
2018-04-27	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,138 sh	—	—	0
2018-01-31	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2017-10-26	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,138 sh	$17.30	+$54.3K	11,290
2017-10-26	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−1,508 sh	$36.00	−$54.3K	9,782
2017-10-26	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	−3,138 sh	—	—	0
2017-01-25	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000
2016-06-09	AROWARROW FINANCIAL CORPM Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,046 sh	$20.41	+$62.2K	8,897
2016-06-09	AROWARROW FINANCIAL CORPF Tax Payment	CCO & SEVP	FTax Payment	−2,083 sh	$29.85	−$62.2K	6,814
2016-06-09	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)M Exercise/Conversion	CCO & SEVP	MExercise/Conversion	+3,046 sh	—	—	0
2016-01-27	AROWARROW FINANCIAL CORP · Employee Stock Option (Right to Buy)A Award	CCO & SEVP	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Feb 34
Kaiser David D0001632209-25-000002
SEC(opens sec.gov)
May 304
Kaiser David D0001632209-24-000002
SEC(opens sec.gov)
Nov 74
Kaiser David D0000717538-23-000236
SEC(opens sec.gov)
Feb 24
Kaiser David D0000717538-23-000074
SEC(opens sec.gov)
Dec 84
Kaiser David D0000717538-22-000243
SEC(opens sec.gov)
Nov 224
Kaiser David D0000717538-22-000239
SEC(opens sec.gov)
Jun 64
Kaiser David D0000717538-22-000144
SEC(opens sec.gov)
Jan 274
Kaiser David D0000717538-22-000056
SEC(opens sec.gov)
Sep 104
Kaiser David D0000717538-21-000185
SEC(opens sec.gov)
May 114
Kaiser David D0000717538-21-000130
SEC(opens sec.gov)

Companies

ARROW FINANCIAL CORPCCO & SEVPAROW

Address

29 AMETHYST DRIVE

QUEENSBURY, NY, 12804