Insider · CIK 0001634774

Lee Robert Darren

Reports to the SEC for 1 company · SUNNYVALE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001634774

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-08-31	PROOFPOINT INCD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−2,525 sh	$176.00	−$444K	0
2021-08-31	PROOFPOINT INCRestricted Stock UnitsD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−2,000 sh	—	—	0
2021-08-31	PROOFPOINT INCRestricted Stock UnitsD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−4,000 sh	—	—	0
2021-08-31	PROOFPOINT INCRestricted Stock UnitsD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−4,500 sh	—	—	0
2021-08-31	PROOFPOINT INCRestricted Stock UnitsD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−10K sh	—	—	0
2021-08-31	PROOFPOINT INCRestricted Stock UnitsD Disposition to Issuer	EVP/GM Compliance/Digital Risk	DDisposition to Issuer	−1,125 sh	—	—	0
2021-04-20	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+375 sh	—	—	2,692
2021-04-20	PROOFPOINT INCF Tax Payment	EVP/GM Compliance/Digital Risk	FTax Payment	−167 sh	$130.01	−$21.7K	2,525
2021-04-20	PROOFPOINT INCRestricted Stock UnitsA Award	EVP/GM Compliance/Digital Risk	AAward	+1,500 sh	—	—	1,500
2021-04-20	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−375 sh	—	—	1,125
2021-04-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−2,317 sh	$136.58	−$316K	2,317
2021-03-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−2,317 sh	$123.54	−$286K	4,634
2021-03-05	PROOFPOINT INCRestricted Stock UnitsA Award	EVP/GM Compliance/Digital Risk	AAward	+10K sh	—	—	10,000
2021-02-02	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,250 sh	—	—	6,809
2021-02-02	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,250 sh	—	—	8,059
2021-02-02	PROOFPOINT INCF Tax Payment	EVP/GM Compliance/Digital Risk	FTax Payment	−1,108 sh	$134.57	−$149K	6,951
2021-02-02	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−1,250 sh	—	—	0
2021-02-02	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−1,250 sh	—	—	0
2021-02-01	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+2,500 sh	—	—	2,500
2021-02-01	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+2,000 sh	—	—	4,500
2021-02-01	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+2,000 sh	—	—	6,500
2021-02-01	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,500 sh	—	—	8,000
2021-02-01	PROOFPOINT INCF Tax Payment	EVP/GM Compliance/Digital Risk	FTax Payment	−2,441 sh	$130.62	−$319K	5,559
2021-02-01	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−2,500 sh	—	—	0
2021-02-01	PROOFPOINT INCRestrricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−2,000 sh	—	—	2,000
2021-02-01	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−2,000 sh	—	—	4,000
2021-02-01	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−1,500 sh	—	—	4,500
2020-09-03	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+266 sh	$50.93	+$13.5K	1,718
2020-09-03	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−1,718 sh	$110.90	−$191K	0
2020-09-03	PROOFPOINT INCNon-qualified Stock Option (right to buy)M Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−266 sh	—	—	0
2020-07-15	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+266 sh	$50.93	+$13.5K	3,174
2020-07-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−1,300 sh	$117.24	−$152K	1,874
2020-07-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	+422 sh	$116.64	+$49.2K	1,452
2020-07-15	PROOFPOINT INCNon-qualified Stock Option (right to buy)M Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−266 sh	—	—	266
2020-07-06	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+267 sh	$50.93	+$13.6K	4,634
2020-07-06	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−1,726 sh	$115.00	−$198K	2,908
2020-07-06	PROOFPOINT INCNon-qualified Stock Option (right to buy)M Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−267 sh	—	—	532
2020-05-15	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+267 sh	$50.93	+$13.6K	6,094
2020-05-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−1,727 sh	$115.22	−$199K	4,367
2020-05-15	PROOFPOINT INCNon-qualified Stock Option (right to buy)M Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−267 sh	—	—	799
2020-04-15	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+267 sh	$50.93	+$13.6K	7,555
2020-04-15	PROOFPOINT INCS Sale	EVP/GM Compliance/Digital Risk	SSale	−1,728 sh	$115.00	−$199K	5,827
2020-04-15	PROOFPOINT INCNon-qualified Stock Option (right to buy)M Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−267 sh	—	—	1,066
2020-03-29	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,000 sh	—	—	7,732
2020-03-29	PROOFPOINT INCF Tax Payment	EVP/GM Compliance/Digital Risk	FTax Payment	−444 sh	$104.97	−$46.6K	7,288
2020-03-29	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−500 sh	—	—	0
2020-03-29	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	−500 sh	—	—	0
2020-03-20	PROOFPOINT INCRestricted Stock UnitsA Award	EVP/GM Compliance/Digital Risk	AAward	+6,000 sh	—	—	6,000
2020-02-02	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,250 sh	—	—	6,494
2020-02-02	PROOFPOINT INCM Exercise/Conversion	EVP/GM Compliance/Digital Risk	MExercise/Conversion	+1,250 sh	—	—	7,744

Recent filings

Accepted (ET)
Aug 314
Lee Robert Darren0001209191-21-054034
SEC(opens sec.gov)
Apr 224
Lee Robert Darren0001209191-21-027990
SEC(opens sec.gov)
Apr 164
Lee Robert Darren0001209191-21-027051
SEC(opens sec.gov)
Mar 164
Lee Robert Darren0001209191-21-020980
SEC(opens sec.gov)
Mar 94
Lee Robert Darren0001209191-21-019004
SEC(opens sec.gov)
Feb 34
Lee Robert Darren0001209191-21-007295
SEC(opens sec.gov)

Companies

PROOFPOINT INCEVP/GM Compliance/Digital Risk

Address

C/O PROOFPOINT, INC. 892 ROSS DRIVE

SUNNYVALE, CA, 94089