Insider · CIK 0001638499

Marischen James M

Reports to the SEC for 1 company · ST. LOUIS, MO

sec.gov

Transactions

Companies

Filings

CIK

0001638499

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-02-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+9,723 sh	$74.05	+$720K	38,991
2026-02-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+5,402 sh	$74.05	+$400K	44,393
2026-02-18	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,859 sh	—	—	78,493
2026-02-18	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−3,463 sh	$120.49	−$417K	75,030
2026-02-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+9,823 sh	—	—	27,371
2026-02-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,859 sh	—	—	19,512
2026-01-30	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,568 sh	—	—	71,325
2026-01-30	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−691 sh	$126.24	−$87.2K	70,634
2026-01-30	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,568 sh	—	—	17,548
2026-01-13	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+12.1K sh	—	—	75,506
2026-01-13	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−5,749 sh	$125.22	−$720K	69,757
2026-01-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−12.1K sh	—	—	19,116
2025-12-18	SFSTIFEL FINANCIAL CORPG Gift	Chief Financial Officer	GGift	−395 sh	—	—	63,451
2025-08-19	SFSTIFEL FINANCIAL CORPD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−5,000 sh	$112.90	−$565K	63,846
2025-03-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+8,229 sh	$98.43	+$810K	31,171
2025-02-28	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,076 sh	—	—	69,321
2025-02-28	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−475 sh	$104.90	−$49.8K	68,846
2025-02-28	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,076 sh	—	—	22,942
2025-02-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,271 sh	—	—	68,613
2025-02-03	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−2,763 sh	$117.51	−$325K	65,850
2025-02-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+7,839 sh	—	—	30,289
2025-02-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,271 sh	—	—	24,018
2025-01-08	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+11.1K sh	—	—	67,313
2025-01-08	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−4,971 sh	$106.08	−$527K	62,342
2025-01-08	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−11.1K sh	—	—	22,450
2024-12-19	SFSTIFEL FINANCIAL CORPG Gift	Chief Financial Officer	GGift	−500 sh	—	—	56,225
2024-03-08	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+9,067 sh	$75.00	+$680K	33,538
2024-03-01	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,303 sh	—	—	58,625
2024-03-01	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−1,900 sh	$75.00	−$143K	56,725
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+5,379 sh	—	—	28,774
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,303 sh	—	—	24,471
2024-01-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+9,901 sh	—	—	58,810
2024-01-19	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−4,488 sh	$69.15	−$310K	54,322
2024-01-19	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−9,901 sh	—	—	23,395
2023-03-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+771 sh	—	—	49,251
2023-03-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−342 sh	$66.59	−$22.8K	48,909
2023-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−771 sh	—	—	33,296
2023-02-21	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+9,752 sh	$66.65	+$650K	34,067
2023-01-18	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,705 sh	—	—	52,558
2023-01-18	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−4,078 sh	$58.37	−$238K	48,480
2023-01-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,705 sh	—	—	24,315
2022-03-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,086 sh	—	—	45,231
2022-03-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−1,378 sh	$71.70	−$98.8K	43,853
2022-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+3,857 sh	—	—	36,106
2022-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,086 sh	—	—	33,020
2022-02-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Chief Financial Officer	AAward	+5,667 sh	$75.00	+$425K	32,249
2021-12-31	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,350 sh	—	—	45,882
2021-12-31	SFSTIFEL FINANCIAL CORPF Tax Payment	Chief Financial Officer	FTax Payment	−3,737 sh	$70.00	−$262K	42,145
2021-12-31	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,350 sh	—	—	26,582
2021-03-08	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,670 sh	—	—	40,409

Recent filings

Accepted (ET)
Mar 34
Marischen James M0001193125-26-088705
SEC(opens sec.gov)
Feb 204
Marischen James M0001193125-26-061474
SEC(opens sec.gov)
Feb 34
Marischen James M0001193125-26-035707
SEC(opens sec.gov)
Jan 154
Marischen James M0001193125-26-014199
SEC(opens sec.gov)
Dec 194
Marischen James M0001193125-25-327011
SEC(opens sec.gov)
Aug 214
Marischen James M0000950170-25-110719
SEC(opens sec.gov)
Mar 104
Marischen James M0000950170-25-036654
SEC(opens sec.gov)
Mar 44
Marischen James M0000950170-25-032272
SEC(opens sec.gov)
Feb 54
Marischen James M0000950170-25-014592
SEC(opens sec.gov)

Companies

STIFEL FINANCIAL CORPChief Financial OfficerSF

Address

501 NORTH BROADWAY

ST. LOUIS, MO, 63102