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Insider · CIK 0001640139

Thompson Paul John

Reports to the SEC for 7 companies · CHARLOTTE, NC

Transactions

10

Companies

7

Filings

5

CIK

0001640139

Forms 4 and 5

Insider transactions

10 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-23	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDS Sale	Officer of Adviser	SSale	−853 sh	$17.11	−$14.6K	19,052.475
2019-10-23	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDS Sale	Officer of Adviser	SSale	−900 sh	$17.11	−$15.4K	18,152.475
2019-10-23	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDS Sale	Officer of Adviser	SSale	−2,920 sh	$17.12	−$50K	15,232.475
2018-10-04	BBDCBarings BDC, Inc.P Purchase	Officer of the Adviser	PPurchase	+8,800 sh	$10.20	+$89.8K	8,800
2018-10-04	BBDCBarings BDC, Inc.P Purchase	Officer of the Adviser	PPurchase	+1,500 sh	$10.19	+$15.3K	10,300
2018-10-04	BBDCBarings BDC, Inc.P Purchase	Officer of the Adviser	PPurchase	+900 sh	$10.18	+$9,162	11,200
2018-10-04	BBDCBarings BDC, Inc.P Purchase	Officer of the Adviser	PPurchase	+800 sh	$10.17	+$8,136	12,000
2018-03-28	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDP Purchase	Officer of Adviser	PPurchase	+2,700 sh	$18.49	+$49.9K	18,315.832
2015-10-02	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDP Purchase	Officer of Adviser	PPurchase	+1,250 sh	$17.17	+$21.5K	11,250
2015-06-19	BGHBARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDP Purchase	Officer of Adviser	PPurchase	+2,500 sh	$19.91	+$49.8K	10,000

Recent filings

5

Accepted (ET)
Oct 244
Thompson Paul John0001225208-19-013779
SEC(opens sec.gov)
Feb 145
Thompson Paul John0001225208-19-002573
SEC(opens sec.gov)
Oct 54
Thompson Paul John0001225208-18-014442
SEC(opens sec.gov)
Oct 54
BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND0001225208-15-019182
SEC(opens sec.gov)
Jun 224
BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND0001225208-15-014147
SEC(opens sec.gov)

Companies

7

Address

550 SOUTH TRYON STREET SUITE 3300

CHARLOTTE, NC, 28202