Insider · CIK 0001642077

Worman Glenn C.

Reports to the SEC for 5 companies · GRAND CAYMAN, NY

sec.gov

Transactions

Companies

Filings

CIK

0001642077

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-09-26	DMIIDrugs Made In America Acquisition II Corp.J Other	CFO	JOther	+100K sh	—	—	100,000
2025-01-29	DMAADrugs Made In America Acquisition Corp.J Other	CFO	JOther	+100K sh	—	—	100,000
2021-02-25	NATIONAL HOLDINGS CORPU Disposition from Tender	President and CFO	UDisposition from Tender	−119K sh	$3.25	−$385K	0
2021-02-25	NATIONAL HOLDINGS CORPRestricted Stock UnitsD Disposition to Issuer	President and CFO	DDisposition to Issuer	−531K sh	$3.25	−$1.73M	0
2020-12-31	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−11.3K sh	$1.79	−$20.2K	118,502
2020-11-01	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+37.2K sh	—	—	129,796
2020-11-01	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−37.2K sh	—	—	531,251
2020-08-31	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−5,308 sh	$1.97	−$10.5K	92,584
2020-07-19	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+15.6K sh	—	—	97,892
2020-07-19	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−15.6K sh	—	—	568,463
2020-05-22	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−7,765 sh	$1.42	−$11K	82,267
2020-04-10	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+22.9K sh	—	—	90,032
2020-04-10	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−22.9K sh	—	—	584,088
2019-12-23	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−12.6K sh	$2.66	−$33.6K	67,175
2019-12-13	NATIONAL HOLDINGS CORPRestricted Stock UnitsA Award	President and CFO	AAward	+149K sh	—	—	606,945
2019-11-01	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+37.2K sh	—	—	79,816
2019-11-01	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−37.2K sh	—	—	458,099
2019-08-23	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−5,308 sh	$2.79	−$14.8K	42,604
2019-07-19	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+15.6K sh	—	—	47,912
2019-07-19	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−15.6K sh	—	—	495,311
2019-05-30	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−7,765 sh	$2.91	−$22.6K	32,287
2019-04-10	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+22.9K sh	—	—	40,052
2019-04-10	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−22.9K sh	—	—	510,936
2018-12-27	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+10.4K sh	—	—	20,734
2018-12-27	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−3,539 sh	$3.20	−$11.3K	17,195
2018-12-27	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−10.4K sh	—	—	533,793
2018-11-01	NATIONAL HOLDINGS CORPRestricted Stock UnitsA Award	President and CFO	AAward	+298K sh	—	—	544,210
2018-07-19	NATIONAL HOLDINGS CORPM Exercise/Conversion	President and CFO	MExercise/Conversion	+15.6K sh	—	—	15,625
2018-07-19	NATIONAL HOLDINGS CORPF Tax Payment	President and CFO	FTax Payment	−5,308 sh	$3.21	−$17K	10,317
2018-07-19	NATIONAL HOLDINGS CORPRestricted Stock UnitsM Exercise/Conversion	President and CFO	MExercise/Conversion	−15.6K sh	—	—	246,518
2018-04-10	NATIONAL HOLDINGS CORPRestricted Stock UnitsA Award	President and CFO	AAward	+137K sh	—	—	262,143
2017-07-19	NATIONAL HOLDINGS CORPRestricted Stock UnitsA Award	President and CFO	AAward	+125K sh	—	—	125,000
2016-09-12	NATIONAL HOLDINGS CORPU Disposition from Tender	President and CFO	UDisposition from Tender	−10K sh	$3.25	−$32.5K	0
2015-10-13	NATIONAL HOLDINGS CORPP Purchase	President and CFO	PPurchase	+100 sh	$2.37	+$236.7	2,200
2015-10-13	NATIONAL HOLDINGS CORPP Purchase	President and CFO	PPurchase	+300 sh	$2.38	+$715.5	2,500
2015-10-13	NATIONAL HOLDINGS CORPP Purchase	President and CFO	PPurchase	+100 sh	$2.40	+$239.5	2,600
2015-10-13	NATIONAL HOLDINGS CORPP Purchase	President and CFO	PPurchase	+7,400 sh	$2.40	+$17.8K	10,000
2015-10-09	NATIONAL HOLDINGS CORPP Purchase	President and CFO	PPurchase	+2,100 sh	$2.38	+$4,998	2,100
2015-05-07	NATIONAL HOLDINGS CORPEmployee Stock Option (right to buy)A Award	President and CFO	AAward	+180K sh	—	—	180,000

Recent filings

Accepted (ET)
Oct 14
Worman Glenn C.0001213900-25-094676
SEC(opens sec.gov)
Feb 34
Worman Glenn C.0001213900-25-009595
SEC(opens sec.gov)
Feb 254
Worman Glenn C.0001437749-21-004133
SEC(opens sec.gov)
Jan 74
Worman Glenn C.0001437749-21-000363
SEC(opens sec.gov)
Nov 24
Worman Glenn C.0001437749-20-022256
SEC(opens sec.gov)
Sep 24
Worman Glenn C.0001437749-20-019220
SEC(opens sec.gov)
Jul 214
Worman Glenn C.0001437749-20-015488
SEC(opens sec.gov)
May 274
Worman Glenn C.0001437749-20-011848
SEC(opens sec.gov)
Apr 144
Worman Glenn C.0001437749-20-007672
SEC(opens sec.gov)
Jan 104
Worman Glenn C.0001437749-20-000457
SEC(opens sec.gov)
Jan 34
Worman Glenn C.0001437749-20-000181
SEC(opens sec.gov)
Nov 54
Worman Glenn C.0001437749-19-021603
SEC(opens sec.gov)
Aug 274
Worman Glenn C.0001437749-19-017515
SEC(opens sec.gov)
Jul 224
Worman Glenn C.0001437749-19-014374
SEC(opens sec.gov)

Companies

Address

C/O K2 CAPITAL ACQUISITION CORPORATION, SUITE 716, 10 MARKET STREET, CAMANA BAY

GRAND CAYMAN, NY, KY1 9006