Insider · CIK 0001646929

Galley Patrick W.

Reports to the SEC for 5 companies · WEST PALM BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001646929

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-24	RIVRIVERNORTH OPPORTUNITIES FUND, INC.J Other	Director, President	JOther	+220K sh	$10.49	+$2.3M	550,403.36
2025-10-10	RIVRIVERNORTH OPPORTUNITIES FUND, INC.J Other	Director, President	JOther	+112K sh	$11.95	+$1.34M	330,695.36
2025-07-16	RSFRiverNorth Capital & Income Fund, Inc.J Other	Director, Chief Executive Officer	JOther	+13.6K sh	$14.68	+$200K	204,887
2025-07-16	RSFRiverNorth Capital & Income Fund, Inc.J Other	Director, Chief Executive Officer	JOther	+10K sh	$14.68	+$147K	214,920
2025-07-11	RSFRiverNorth Capital & Income Fund, Inc.J Other	Director, Chief Executive Officer	JOther	+39.8K sh	$14.39	+$573K	254,733
2025-04-09	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+400 sh	$13.85	+$5,539.96	7,100
2025-04-09	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+200 sh	$13.79	+$2,757	7,300
2025-04-09	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+200 sh	$13.84	+$2,768.3	7,500
2025-04-09	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+100 sh	$13.79	+$1,379.02	7,600
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−2,000 sh	$13.70	−$27.4K	3,400
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−100 sh	$13.77	−$1,377	3,500
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−100 sh	$13.79	−$1,379	3,600
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−100 sh	$13.91	−$1,391	3,700
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−1,000 sh	$13.79	−$13.8K	4,700
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	−2,000 sh	$13.75	−$27.5K	6,700
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+2,000 sh	$13.70	+$27.4K	3,400
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+100 sh	$13.77	+$1,377	3,500
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+100 sh	$13.79	+$1,379	3,600
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+100 sh	$13.91	+$1,391	3,700
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+1,000 sh	$13.79	+$13.8K	4,700
2025-04-08	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+2,000 sh	$13.75	+$27.5K	6,700
2024-04-26	RSFRiverNorth Capital & Income Fund, Inc.A Award	Director, Chief Executive Officer	AAward	+68.4K sh	$15.04	+$1.03M	237,061
2024-03-22	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+100 sh	$16.09	+$1,609.5	168,647
2023-02-03	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+7,926 sh	$15.84	+$126K	142,200
2023-02-03	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+18.4K sh	$15.84	+$292K	150,126
2023-02-03	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+16.2K sh	$15.84	+$257K	168,547
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−182 sh	$24.90	−$4,531.8	50,837
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−45 sh	$24.88	−$1,119.6	50,792
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−598 sh	$24.87	−$14.9K	50,194
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−21 sh	$24.85	−$521.85	50,173
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−1,676 sh	$24.83	−$41.6K	48,497
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−3,976 sh	$24.82	−$98.7K	44,521
2022-12-22	RSFRiverNorth Capital & Income Fund, Inc.S Sale	Director, Chief Executive Officer	SSale	−595 sh	$24.81	−$14.8K	43,926
2022-11-15	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Director, President	PPurchase	+41.9K sh	—	—	282,018
2021-10-05	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.D Disposition to Issuer	Director, President	DDisposition to Issuer	−15.4K sh	—	—	0
2021-09-13	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.A Award	Director, President	AAward	+15.4K sh	—	—	15,444
2020-10-20	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Director, President	PPurchase	+1,300 sh	$14.90	+$19.4K	9,919
2020-10-20	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Director, President	PPurchase	+900 sh	$14.88	+$13.4K	10,819
2020-10-20	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Director, President	PPurchase	+900 sh	$14.90	+$13.4K	11,719
2020-10-10	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Director, President	PPurchase	+900 sh	$14.89	+$13.4K	12,619
2020-10-10	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Director, President	PPurchase	+3,700 sh	$14.90	+$55.1K	16,319
2020-05-21	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+100 sh	$18.74	+$1,874	100
2020-05-21	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+400 sh	$18.60	+$7,440	500
2020-05-21	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+400 sh	$18.73	+$7,492	900
2020-05-21	RFMRiverNorth Flexible Municipal Income Fund, Inc.P Purchase	Director, President	PPurchase	+500 sh	$18.73	+$9,365	1,400
2020-03-27	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+185 sh	$23.89	+$4,419.65	6,736
2020-03-27	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+1,868 sh	$23.00	+$43K	8,604
2020-03-27	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+15 sh	$23.99	+$359.85	8,619
2020-03-12	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Director, President	PPurchase	+1,876 sh	$12.45	+$23.4K	139,571
2020-03-12	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Director, President	PPurchase	+1,000 sh	$12.48	+$12.5K	140,571

Recent filings

Accepted (ET)
Oct 54
Galley Patrick W.0001398344-26-017872
SEC(opens sec.gov)
Oct 144
Galley Patrick W.0001398344-25-019134
SEC(opens sec.gov)
Aug 14
Galley Patrick W.0001398344-25-014344
SEC(opens sec.gov)
Jul 164
Galley Patrick W.0001398344-25-013222
SEC(opens sec.gov)
Apr 284
Galley Patrick W.0001398344-25-007893
SEC(opens sec.gov)
Apr 104/A
Galley Patrick W.0001398344-25-006972
SEC(opens sec.gov)
Apr 104
Galley Patrick W.0001398344-25-006961
SEC(opens sec.gov)
Apr 104
Galley Patrick W.0001398344-25-006965
SEC(opens sec.gov)
Apr 104
Galley Patrick W.0001398344-25-006960
SEC(opens sec.gov)
Apr 104/A
Galley Patrick W.0001398344-25-006971
SEC(opens sec.gov)

Companies

Address

360 S. ROSEMARY AVE SUITE 1420

WEST PALM BEACH, FL, 33401