Insider · CIK 0001647119

Caines S. Brett

Reports to the SEC for 1 company · WILMINGTON, NC

sec.gov

Transactions

Companies

Filings

CIK

0001647119

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-04-06	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+10K sh	—	—	326,876
2021-04-06	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,470 sh	$69.35	−$310K	322,406
2021-04-06	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−10K sh	—	—	0
2021-03-22	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+10K sh	—	—	321,347
2021-03-22	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,471 sh	$65.17	−$291K	316,876
2021-03-22	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−10K sh	—	—	10,000
2021-02-22	LOBLive Oak Bancshares, Inc. · Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2021-02-10	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+2,002 sh	—	—	311,942
2021-02-10	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−595 sh	$44.97	−$26.8K	311,347
2021-02-10	LOBLive Oak Bancshares, Inc. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−2,002 sh	—	—	8,009
2021-01-13	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+10K sh	—	—	314,555
2021-01-13	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,615 sh	$48.90	−$226K	309,940
2021-01-13	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−10K sh	—	—	20,000
2020-12-08	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+10K sh	—	—	309,025
2020-12-08	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,470 sh	$41.98	−$188K	304,555
2020-12-08	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−10K sh	—	—	30,000
2020-12-02	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,427 sh	—	—	300,557
2020-12-02	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−1,532 sh	$43.04	−$65.9K	299,025
2020-12-02	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,427 sh	—	—	0
2020-11-27	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+10K sh	—	—	301,601
2020-11-27	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,471 sh	$44.28	−$198K	297,130
2020-11-27	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−10K sh	—	—	40,000
2020-11-24	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+50K sh	—	—	313,952
2020-11-24	LOBLive Oak Bancshares, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−22.4K sh	$46.09	−$1.03M	291,601
2020-11-24	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−50K sh	—	—	0
2020-02-10	LOBLive Oak Bancshares, Inc. · Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+10K sh	—	—	10,011
2019-02-11	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−50K sh	—	—	0
2019-02-11	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-08-13	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,374 sh	$29.63	−$100K	263,952
2018-08-10	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,359 sh	$29.77	−$100K	267,326
2018-08-10	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2018-08-09	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,355 sh	$29.81	−$100K	270,685
2018-08-08	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,379 sh	$29.59	−$100K	274,040
2018-08-07	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,389 sh	$29.51	−$100K	277,419
2018-08-06	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,362 sh	$29.75	−$100K	280,808
2018-08-03	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,386 sh	$29.53	−$100K	284,170
2018-08-02	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,404 sh	$29.37	−$100K	287,556
2018-08-01	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,494 sh	$28.62	−$100K	290,960
2018-07-31	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,573 sh	$27.99	−$100K	294,454
2018-05-14	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,484 sh	$28.71	−$100K	298,027
2018-05-11	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,438 sh	$29.08	−$100K	301,511
2018-05-10	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,456 sh	$28.93	−$100K	304,949
2018-05-09	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,468 sh	$28.83	−$100K	308,405
2018-05-08	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,463 sh	$28.88	−$100K	311,873
2018-05-07	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,529 sh	$28.33	−$100K	315,336
2018-05-04	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,538 sh	$28.27	−$100K	318,865
2018-05-03	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,545 sh	$28.21	−$100K	322,403
2018-05-02	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,528 sh	$28.35	−$100K	325,948
2018-05-01	LOBLive Oak Bancshares, Inc.S Sale	Chief Financial Officer	SSale	−3,607 sh	$27.72	−$100K	329,476
2018-03-21	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000

Recent filings

Accepted (ET)
Apr 84
Caines S. Brett0001209191-21-026118
SEC(opens sec.gov)
Mar 244
Caines S. Brett0001209191-21-022897
SEC(opens sec.gov)
Feb 244
Caines S. Brett0001209191-21-013905
SEC(opens sec.gov)
Feb 124
Caines S. Brett0001209191-21-010293
SEC(opens sec.gov)
Jan 154
Caines S. Brett0001209191-21-003891
SEC(opens sec.gov)
Dec 94
Caines S. Brett0001209191-20-062561
SEC(opens sec.gov)
Dec 44
Caines S. Brett0001209191-20-061824
SEC(opens sec.gov)
Dec 14
Caines S. Brett0001209191-20-060955
SEC(opens sec.gov)

Companies

Live Oak Bancshares, Inc.Chief Financial OfficerLOB

Address

1741 TIBURON DRIVE

WILMINGTON, NC, 28403