Insider · CIK 0001648742

Sarner Michael Scott

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001648742

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−11.7K sh	$23.54	−$276K	587,684.339
2026-06-09	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−13.8K sh	$23.28	−$320K	459,389.339
2026-06-09	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+140K sh	—	—	599,389.339
2026-02-27	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+2,694.635 sh	$21.90	+$59K	473,154.339
2025-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−15.3K sh	$21.35	−$327K	470,459.704
2025-06-09	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−3,648 sh	$21.06	−$76.8K	405,778.704
2025-06-09	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+80K sh	—	—	485,778.704
2024-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−13.6K sh	$26.13	−$356K	334,426.704
2024-06-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+75K sh	—	—	409,426.704
2024-06-09	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−4,723 sh	$26.13	−$123K	348,033.704
2023-11-15	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−1,869 sh	$22.17	−$41.4K	352,756.704
2023-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−12.5K sh	$19.86	−$249K	354,625.704
2023-06-09	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+59.9K sh	—	—	367,152.704
2022-11-15	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−6,138 sh	$19.09	−$117K	307,224.704
2022-06-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+44K sh	—	—	321,307.704
2022-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−7,945 sh	$21.62	−$172K	313,362.704
2021-11-15	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−9,974 sh	$27.38	−$273K	277,317.704
2021-11-09	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+3,354.704 sh	$26.83	+$90K	287,291.704
2021-06-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+38.8K sh	—	—	287,381
2021-06-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Director, President and CEO	FTax Payment	−3,444 sh	$27.65	−$95.2K	283,937
2020-06-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+55.5K sh	—	—	248,563
2020-03-20	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+21.5K sh	$9.40	+$202K	193,036
2020-02-28	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+4,150 sh	$18.15	+$75.3K	171,536
2019-11-15	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+19K sh	—	—	167,386
2018-11-15	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+43.4K sh	—	—	148,386
2018-02-09	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+700 sh	$16.24	+$11.4K	104,986
2017-11-15	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+39K sh	—	—	104,286
2016-11-15	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+34.5K sh	—	—	65,286
2016-06-23	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+4,986 sh	$14.12	+$70.4K	30,786
2016-06-17	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director, President and CEO	PPurchase	+1,800 sh	$13.85	+$24.9K	25,800
2015-11-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director, President and CEO	AAward	+24K sh	—	—	24,000

Recent filings

Accepted (ET)
Jun 104
Sarner Michael Scott0000017313-26-000064
SEC(opens sec.gov)
Mar 24
Sarner Michael Scott0000017313-26-000021
SEC(opens sec.gov)
Jun 104
Sarner Michael Scott0000017313-25-000055
SEC(opens sec.gov)
Jun 114
Sarner Michael Scott0000017313-24-000041
SEC(opens sec.gov)
Nov 164
Sarner Michael Scott0000017313-23-000137
SEC(opens sec.gov)
Jun 134
Sarner Michael Scott0000017313-23-000060
SEC(opens sec.gov)
Nov 164
Sarner Michael Scott0000017313-22-000120
SEC(opens sec.gov)
Jun 104
Sarner Michael Scott0000017313-22-000053
SEC(opens sec.gov)
Nov 174
Sarner Michael Scott0000017313-21-000197
SEC(opens sec.gov)
Nov 94
Sarner Michael Scott0000017313-21-000191
SEC(opens sec.gov)
Jun 104
Sarner Michael Scott0000017313-21-000088
SEC(opens sec.gov)

Companies

CAPITAL SOUTHWEST CORPDirector, President and CEOCSWC

Address

C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100

DALLAS, TX, 75225