Insider · CIK 0001662166

Schmucker Brian H

Reports to the SEC for 4 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001662166

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-04	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−4,000 sh	$17.88	−$71.5K	0
2021-04-01	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−7,616 sh	$17.54	−$134K	4,000
2021-03-31	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−15K sh	$17.38	−$261K	11,616
2020-03-12	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−29.1K sh	$11.17	−$324K	26,616
2020-03-12	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.S Sale	Officer of Subadviser	SSale	−6,000 sh	$13.70	−$82.2K	0
2019-10-01	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+55.7K sh	—	—	55,668
2019-05-09	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−5,500 sh	$16.79	−$92.3K	55,666
2019-05-08	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−5,500 sh	$16.91	−$93K	61,166
2019-05-07	RIVRIVERNORTH OPPORTUNITIES FUND, INC.S Sale	Officer of Subadviser	SSale	−5,500 sh	$17.20	−$94.6K	66,666
2018-12-20	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+5,000 sh	$14.91	+$74.6K	69,166
2018-12-20	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+3,000 sh	$14.44	+$43.3K	72,166
2018-11-20	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+3,000 sh	$16.20	+$48.6K	64,166
2018-11-20	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+2,000 sh	$16.38	+$32.8K	61,166
2018-11-19	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+5,000 sh	$16.20	+$81K	59,166
2018-11-07	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+8,833 sh	$16.93	+$150K	54,166
2017-11-15	RIVRIVERNORTH OPPORTUNITIES FUND, INC.A Award	Officer of Subadviser	AAward	+11.3K sh	$19.54	+$221K	45,333
2017-11-14	RSFRiverNorth Capital & Income Fund, Inc.P Purchase	Officer of Investment Advisor	PPurchase	+8,752 sh	$25.08	+$220K	8,752
2016-11-21	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Officer of Subadviser	PPurchase	+3,000 sh	$18.45	+$55.4K	6,000
2016-11-16	OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.P Purchase	Officer of Subadviser	PPurchase	+3,000 sh	$18.90	+$56.7K	3,000
2016-11-02	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+3,000 sh	$18.70	+$56.1K	34,000
2016-04-28	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+322 sh	$19.00	+$6,118	29,322
2016-04-28	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+1,678 sh	$19.25	+$32.3K	31,000
2016-04-07	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+2,000 sh	$18.00	+$36K	29,000
2016-02-18	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+2,000 sh	$16.45	+$32.9K	27,000
2015-12-29	RIVRIVERNORTH OPPORTUNITIES FUND, INC.P Purchase	Officer of Subadviser	PPurchase	+25K sh	$20.00	+$500K	25,000

Recent filings

Accepted (ET)
Jun 84
Schmucker Brian H0001398344-21-012837
SEC(opens sec.gov)
Apr 64
Schmucker Brian H0001398344-21-007721
SEC(opens sec.gov)
Apr 64
Schmucker Brian H0001398344-21-007719
SEC(opens sec.gov)
Mar 254
Schmucker Brian H0001398344-20-006660
SEC(opens sec.gov)
Mar 194
Schmucker Brian H0001398344-20-006273
SEC(opens sec.gov)
Mar 164
Schmucker Brian H0001398344-20-006085
SEC(opens sec.gov)
Mar 164
Schmucker Brian H0001398344-20-006079
SEC(opens sec.gov)
Mar 164
Schmucker Brian H0001398344-20-006076
SEC(opens sec.gov)
Mar 164
Schmucker Brian H0001398344-20-006084
SEC(opens sec.gov)
Oct 244
Schmucker Brian H0001398344-19-018474
SEC(opens sec.gov)

Companies

Address

325 N. LASALLE STREET SUITE 645

CHICAGO, IL, 60654