Insider · CIK 0001683567

Baskies Arnold M

Reports to the SEC for 2 companies · SAN JOSE,, CA

sec.gov

Transactions

Companies

Filings

CIK

0001683567

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-24	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+5,000 sh	$2.76	+$13.8K	140,572
2026-07-27	ANIXAnixa Biosciences IncM Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$3.13	+$18.8K	141,000
2026-07-27	ANIXAnixa Biosciences IncF Tax Payment	Director	FTax Payment	−5,428 sh	$3.46	−$18.8K	135,572
2026-07-27	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	0
2026-01-28	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$3.04	+$30.4K	135,000
2026-01-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2025-07-18	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+5,000 sh	$3.39	+$17K	125,000
2025-01-28	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+5,000 sh	$2.82	+$14.1K	120,000
2025-01-02	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2024-07-26	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+5,000 sh	$3.09	+$15.5K	115,000
2024-03-15	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$3.63	+$36.3K	110,000
2024-01-12	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2023-01-03	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2022-06-15	Baudax Bio, Inc.A Award	Director	AAward	+39.5K sh	—	—	41,942
2022-03-10	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+100K sh	—	—	100,000
2021-07-23	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+19K sh	$4.33	+$82.3K	100,000
2021-07-15	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+20K sh	$3.90	+$78K	81,000
2021-06-01	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	30,000
2021-05-11	Baudax Bio, Inc.P Purchase	Director	PPurchase	+10K sh	$0.82	+$8,200	86,452
2021-04-20	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$3.91	+$39.1K	61,000
2021-04-07	Baudax Bio, Inc.A Award	Director	AAward	+56.5K sh	—	—	76,452
2021-04-07	Baudax Bio, Inc.Stock Option (right to buy)A Award	Director	AAward	+83.3K sh	—	—	83,333
2021-03-25	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$4.80	+$48K	51,000
2020-08-20	Baudax Bio, Inc.A Award	Director	AAward	+20K sh	—	—	20,000
2020-08-13	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	30,000
2020-03-12	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$1.84	+$18.4K	41,000
2020-03-06	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$2.71	+$27.1K	31,000
2020-01-17	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$3.53	+$35.3K	21,000
2019-10-23	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+45K sh	—	—	45,000
2019-09-20	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	—	—	0
2019-09-20	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+6,000 sh	—	—	6,000
2019-09-20	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2019-09-20	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+12K sh	—	—	12,000
2019-04-26	ANIXAnixa Biosciences IncP Purchase	Director	PPurchase	+10K sh	$4.28	+$42.8K	11,000
2018-10-08	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+45K sh	—	—	45,000
2017-09-06	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2017-09-06	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	—	—	0
2017-09-06	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+6,000 sh	—	—	6,000
2017-09-06	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2017-09-06	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	Director	AAward	+12K sh	—	—	12,000
2017-01-03	ANIXAnixa Biosciences Inc · Employee Stock Option (Right to Buy)A Award	Director	AAward	+12K sh	—	—	12,000

Recent filings

Accepted (ET)
Sep 284
Baskies Arnold M0001493152-26-044457
SEC(opens sec.gov)
Jul 294
Baskies Arnold M0001493152-26-035122
SEC(opens sec.gov)
Jan 294
Baskies Arnold M0001493152-26-004148
SEC(opens sec.gov)
Jan 64
Baskies Arnold M0001493152-26-000685
SEC(opens sec.gov)
Jul 214
Baskies Arnold M0001641172-25-020362
SEC(opens sec.gov)
Jan 294
Baskies Arnold M0001493152-25-004108
SEC(opens sec.gov)
Jan 34
Baskies Arnold M0001493152-25-000313
SEC(opens sec.gov)
Jul 264
Baskies Arnold M0001493152-24-029191
SEC(opens sec.gov)
Mar 154
Baskies Arnold M0001493152-24-010060
SEC(opens sec.gov)
Jan 164
Baskies Arnold M0001493152-24-002531
SEC(opens sec.gov)
Jan 44
Baskies Arnold M0001493152-23-000418
SEC(opens sec.gov)
Jun 174
Baskies Arnold M0001062993-22-015132
SEC(opens sec.gov)
Mar 114
Baskies Arnold M0001493152-22-006623
SEC(opens sec.gov)
Jul 274
Baskies Arnold M0001493152-21-017817
SEC(opens sec.gov)
Jul 164
Baskies Arnold M0001493152-21-017005
SEC(opens sec.gov)
Jun 24
Baskies Arnold M0001493152-21-013457
SEC(opens sec.gov)
May 134
Baskies Arnold M0001192482-21-000422
SEC(opens sec.gov)
Apr 204
Baskies Arnold M0001493152-21-009223
SEC(opens sec.gov)

Companies

Address

C/O ANIXA BIOSCIENCES, INC. 3150 ALMADEN EXPRESSWAY, SUITE 250

SAN JOSE,, CA, 95118