Insider · CIK 0001688739

Stockton Richard J

Reports to the SEC for 3 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001688739

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-02-24	BHRBraemar Hotels & Resorts Inc. · Performance Stock Units (2023)D Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−176K sh	—	—	0
2025-08-27	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+5,748 sh	$15.60	+$89.7K	13,898
2025-08-27	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+2,254 sh	$16.00	+$36.1K	16,152
2025-06-13	BHRBraemar Hotels & Resorts Inc.A Award	Director, CEO and President	AAward	+525K sh	—	—	1,172,083
2025-06-13	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−525K sh	—	—	0
2025-03-04	BHRBraemar Hotels & Resorts Inc.J Other	Director, CEO and President	JOther	+457K sh	—	—	647,098
2025-03-04	BHRBraemar Hotels & Resorts Inc. · Common Partnership UnitsJ Other	Director, CEO and President	JOther	−457K sh	—	—	0
2025-02-26	BHRBraemar Hotels & Resorts Inc. · Performance LTIP Units (2022)D Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−54.4K sh	—	—	363,984
2025-02-26	BHRBraemar Hotels & Resorts Inc. · Performance LTIP Units (2022)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−364K sh	—	—	0
2025-02-26	BHRBraemar Hotels & Resorts Inc. · Common Partnership UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+364K sh	—	—	404,516
2025-02-26	BHRBraemar Hotels & Resorts Inc. · Common Partnership UnitsA Award	Director, CEO and President	AAward	+52.9K sh	—	—	457,383
2024-03-06	BHRBraemar Hotels & Resorts Inc. · Performance LTIP Units (2021)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−350K sh	—	—	0
2024-03-06	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+350K sh	—	—	524,985
2024-03-06	BHRBraemar Hotels & Resorts Inc. · Common Partnership UnitsA Award	Director, CEO and President	AAward	+40.5K sh	—	—	40,532
2023-09-27	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+720 sh	$12.00	+$8,640	8,150
2023-09-25	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+430 sh	$12.01	+$5,164.3	7,430
2023-08-31	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+4,001 sh	$13.43	+$53.7K	7,000
2023-08-28	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+1,442 sh	$13.23	+$19.1K	2,999
2023-08-25	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+577 sh	$13.09	+$7,552.93	1,557
2023-08-22	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+43K sh	$2.28	+$98K	189,715
2023-08-22	BHRBraemar Hotels & Resorts Inc.P Purchase	Director, CEO and President	PPurchase	+980 sh	$12.99	+$12.7K	980
2023-03-13	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−9,182 sh	$4.38	−$40.2K	146,715
2023-03-03	BHRBraemar Hotels & Resorts Inc. · Performance Stock Units (2023)A Award	Director, CEO and President	AAward	+176K sh	—	—	176,295
2022-03-15	BHRBraemar Hotels & Resorts Inc. · Performance LTIP Units (2022)A Award	Director, CEO and President	AAward	+418K sh	—	—	418,372
2022-03-11	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−5,681 sh	$6.04	−$34.3K	155,897
2022-02-28	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−5,350 sh	$6.20	−$33.2K	161,473
2021-05-11	BHRBraemar Hotels & Resorts Inc. · Performance LTIP Units (2021)A Award	Director, CEO and President	AAward	+437K sh	—	—	437,488
2021-05-11	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director, CEO and President	AAward	+84.2K sh	—	—	174,995
2021-03-15	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−7,580 sh	$6.97	−$52.8K	166,823
2021-03-15	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director, CEO and President	AAward	+90.8K sh	—	—	90,765
2021-03-11	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−5,682 sh	$6.99	−$39.7K	174,403
2021-03-03	BHRBraemar Hotels & Resorts Inc.S Sale	Director, CEO and President	SSale	−53.2K sh	$6.92	−$368K	180,085
2021-03-02	BHRBraemar Hotels & Resorts Inc.S Sale	Director, CEO and President	SSale	−160K sh	$6.52	−$1.04M	233,513
2021-03-02	BHRBraemar Hotels & Resorts Inc.S Sale	Director, CEO and President	SSale	−269 sh	$6.68	−$1,796.92	233,244
2021-03-01	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−5,197 sh	$6.98	−$36.3K	393,691
2020-11-30	BHRBraemar Hotels & Resorts Inc. · Series B Preferred StockS Sale	Director, CEO and President	SSale	−12.6K sh	$16.15	−$203K	0
2020-11-02	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−11.7K sh	$2.42	−$28.2K	398,888
2020-03-31	BHRBraemar Hotels & Resorts Inc. · Series B Preferred StockP Purchase	Director, CEO and President	PPurchase	+10K sh	$6.01	+$60.1K	12,572
2020-03-20	BHRBraemar Hotels & Resorts Inc. · Series B Preferred StockP Purchase	Director, CEO and President	PPurchase	+2,572 sh	$5.02	+$12.9K	2,572
2020-03-11	BHRBraemar Hotels & Resorts Inc.A Award	Director, CEO and President	AAward	+70K sh	—	—	410,538
2020-03-11	BHRBraemar Hotels & Resorts Inc. · Performance Stock Units (2020)A Award	Director, CEO and President	AAward	+70K sh	—	—	70,000
2019-11-01	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−14.6K sh	$9.37	−$136K	340,538
2019-05-01	SMTA Liquidating TrustA Award	Director	AAward	+18.5K sh	$6.74	+$125K	56,008
2019-04-27	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−478 sh	$13.85	−$6,620.3	355,097
2019-03-14	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−6,014 sh	$11.52	−$69.3K	355,575
2019-02-28	BHRBraemar Hotels & Resorts Inc.A Award	Director, CEO and President	AAward	+64.1K sh	—	—	361,589
2019-02-28	BHRBraemar Hotels & Resorts Inc. · Performance Stock Units (2019)A Award	Director, CEO and President	AAward	+64.1K sh	—	—	64,103
2018-11-02	BHRBraemar Hotels & Resorts Inc.F Tax Payment	Director, CEO and President	FTax Payment	−11.7K sh	$10.29	−$120K	297,486
2018-07-16	SMTA Liquidating TrustA Award	Director	AAward	+37.5K sh	$10.01	+$375K	37,463
2018-03-14	BHRBraemar Hotels & Resorts Inc.A Award	Director, CEO and President	AAward	+74.1K sh	—	—	309,137

Recent filings

Accepted (ET)
Feb 264
Stockton Richard J0001104659-26-020762
SEC(opens sec.gov)
Aug 284
Stockton Richard J0001104659-25-084767
SEC(opens sec.gov)
Jun 174
Stockton Richard J0001104659-25-060390
SEC(opens sec.gov)
Mar 64
Stockton Richard J0001104659-25-021372
SEC(opens sec.gov)
Feb 284
Stockton Richard J0001104659-25-019203
SEC(opens sec.gov)
Mar 84
Stockton Richard J0001104659-24-032502
SEC(opens sec.gov)
Sep 274
Stockton Richard J0001104659-23-104394
SEC(opens sec.gov)
Sep 54
Stockton Richard J0001104659-23-098251
SEC(opens sec.gov)
Aug 294
Stockton Richard J0001104659-23-096563
SEC(opens sec.gov)
Aug 244
Stockton Richard J0001104659-23-094895
SEC(opens sec.gov)

Companies

Address

14185 DALLAS PARKWAY SUITE 1200

DALLAS, TX, 75254