Insider · CIK 0001689345

Gillis Frank Lauren

Reports to the SEC for 1 company · PEMBROKE, D0

sec.gov

Transactions

Companies

Filings

CIK

0001689345

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-12-31	ATH-PAAthene Holding Ltd. · Class M-4 Prime Common SharesF Tax Payment	See Remarks	FTax Payment	−5,866.16 sh	$13.01	−$76.3K	154,069.99
2019-11-14	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	$10.00	+$76K	7,600
2019-11-14	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	$10.00	+$19K	1,900
2019-11-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$43.89	−$439K	137,817
2019-11-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$43.89	−$334K	0
2019-11-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$43.89	−$83.4K	0
2019-11-14	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	300,000
2019-11-14	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	0
2019-10-09	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	$10.00	+$76K	7,600
2019-10-09	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	$10.00	+$19K	1,900
2019-10-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$37.81	−$378K	147,817
2019-10-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$37.82	−$287K	0
2019-10-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$37.81	−$71.8K	0
2019-10-09	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	307,600
2019-10-09	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	1,900
2019-09-12	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	$10.00	+$76K	7,600
2019-09-12	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	$10.00	+$19K	1,900
2019-09-12	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$42.03	−$420K	157,817
2019-09-12	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$42.04	−$320K	0
2019-09-12	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$42.03	−$79.9K	0
2019-09-12	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	315,200
2019-09-12	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	3,800
2019-08-14	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	—	—	7,600
2019-08-14	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	—	—	1,900
2019-08-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$38.01	−$380K	167,817
2019-08-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$38.01	−$72.2K	0
2019-08-14	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$37.99	−$289K	0
2019-08-14	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	322,800
2019-08-14	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	5,700
2019-07-10	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	—	—	7,600
2019-07-10	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	—	—	1,900
2019-07-10	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$42.64	−$426K	177,817
2019-07-10	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$42.64	−$324K	0
2019-07-10	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$42.64	−$81K	0
2019-07-10	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	330,400
2019-07-10	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	7,600
2019-06-11	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	—	—	7,600
2019-06-11	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	—	—	1,900
2019-06-11	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$43.56	−$436K	187,817
2019-06-11	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$43.55	−$331K	0
2019-06-11	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$43.56	−$82.8K	0
2019-06-11	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	338,000
2019-06-11	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−1,900 sh	—	—	9,500
2019-05-15	ATH-PAAthene Holding Ltd. · Class M-4 Prime Common SharesF Tax Payment	See Remarks	FTax Payment	−4,932.78 sh	$9.75	−$48.1K	159,936.15
2019-05-09	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+7,600 sh	—	—	7,600
2019-05-09	ATH-PAAthene Holding Ltd.M Exercise/Conversion	See Remarks	MExercise/Conversion	+1,900 sh	—	—	1,900
2019-05-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−10K sh	$44.98	−$450K	197,817
2019-05-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−7,600 sh	$44.98	−$342K	0
2019-05-09	ATH-PAAthene Holding Ltd.S Sale	See Remarks	SSale	−1,900 sh	$44.98	−$85.5K	0
2019-05-09	ATH-PAAthene Holding Ltd. · Class M-1 Common SharesM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,600 sh	—	—	345,600

Recent filings

Accepted (ET)
Jan 34
Gillis Frank Lauren0001127602-20-000908
SEC(opens sec.gov)
Nov 154
Gillis Frank Lauren0001127602-19-032912
SEC(opens sec.gov)
Oct 114
Gillis Frank Lauren0001127602-19-030430
SEC(opens sec.gov)
Sep 164
Gillis Frank Lauren0001127602-19-028495
SEC(opens sec.gov)

Companies

Athene Holding Ltd.See RemarksATH-PA

Address

C/O ATHENE HOLDING LTD., CHESNEY HOUSE, FIRST FLOOR, 96 PITTS BAY ROAD

PEMBROKE, D0, HM08