Insider · CIK 0001698766

Bertozzi Carolyn R

Reports to the SEC for 3 companies · EMERYVILLE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001698766

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-17	OABIWOmniAb, Inc. · Restricted Stock UnitsA Award	Director	AAward	+20K sh	—	—	20,000
2026-06-17	OABIWOmniAb, Inc. · Stock Option (right to buy)A Award	Director	AAward	+40K sh	—	—	40,000
2026-06-17	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	—	—	113,308
2026-06-17	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2025-11-01	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+17.8K sh	—	—	93,308
2025-11-01	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−17.8K sh	—	—	20,000
2025-06-17	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	17,769
2025-06-17	OABIWOmniAb, Inc. · Restricted Stock UnitsA Award	Director	AAward	+20K sh	—	—	37,769
2025-06-17	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	—	—	75,539
2025-06-17	OABIWOmniAb, Inc. · Stock Option (right to buy)A Award	Director	AAward	+40K sh	—	—	40,000
2025-05-08	ALNYALNYLAM PHARMACEUTICALS, INC.A Award	Director	AAward	+775 sh	—	—	775
2025-05-08	ALNYALNYLAM PHARMACEUTICALS, INC. · Stock Option (right to buy)A Award	Director	AAward	+1,558 sh	—	—	1,558
2024-11-01	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−17.8K sh	—	—	37,769
2024-11-01	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+17.8K sh	—	—	55,539
2024-06-18	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	—	—	37,770
2024-06-18	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	35,538
2024-06-18	OABIWOmniAb, Inc. · Stock Option (right to buy)A Award	Director	AAward	+40K sh	—	—	40,000
2024-06-18	OABIWOmniAb, Inc. · Restricted Stock UnitsA Award	Director	AAward	+20K sh	—	—	55,538
2024-05-16	ALNYALNYLAM PHARMACEUTICALS, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,228 sh	—	—	5,228
2023-11-01	OABIWOmniAb, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+17.8K sh	—	—	17,770
2023-11-01	OABIWOmniAb, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−17.8K sh	—	—	55,538
2023-06-23	OABIWOmniAb, Inc. · Restricted Stock UnitsA Award	Director	AAward	+20K sh	—	—	73,308
2023-06-23	OABIWOmniAb, Inc. · Stock Option (right to buy)A Award	Director	AAward	+40K sh	—	—	40,000
2023-01-05	ALNYALNYLAM PHARMACEUTICALS, INC. · Stock Option (right to buy)A Award	Director	AAward	+4,268 sh	—	—	4,268
2023-01-03	OABIWOmniAb, Inc.A Award	Director	AAward	+53.3K sh	—	—	53,308
2022-12-01	OABIWOmniAb, Inc. · Stock OptionA Award	Director	AAward	+200K sh	—	—	200,000
2022-12-01	OABIWOmniAb, Inc. · Stock OptionA Award	Director	AAward	+162K sh	—	—	161,849
2020-11-16	LLYELI LILLY & CoA Award	Director	AAward	+1,245 sh	$140.59	+$175K	6,243
2019-11-18	LLYELI LILLY & CoA Award	Director	AAward	+1,534 sh	$114.07	+$175K	4,905
2018-11-19	LLYELI LILLY & CoA Award	Director	AAward	+1,511 sh	$115.81	+$175K	3,307
2017-11-20	LLYELI LILLY & CoA Award	Director	AAward	+1,763 sh	$83.18	+$147K	1,763

Recent filings

Accepted (ET)
Jun 184
Bertozzi Carolyn R0001698766-26-000002
SEC(opens sec.gov)
Nov 34
Bertozzi Carolyn R0001628280-25-048226
SEC(opens sec.gov)
Jun 184
Bertozzi Carolyn R0001698766-25-000004
SEC(opens sec.gov)
May 124
Bertozzi Carolyn R0001735276-25-000059
SEC(opens sec.gov)
Nov 14
Bertozzi Carolyn R0001846253-24-000081
SEC(opens sec.gov)
Jun 214
Bertozzi Carolyn R0001846253-24-000048
SEC(opens sec.gov)
May 204
Bertozzi Carolyn R0001735276-24-000053
SEC(opens sec.gov)
Nov 14
Bertozzi Carolyn R0000886163-23-000080
SEC(opens sec.gov)

Companies

Address

5980 HORTON STREET, STE 600

EMERYVILLE, CA, 94608