Insider · CIK 0001700533

Denbaars Steven

Reports to the SEC for 4 companies · GOLETA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001700533

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-27	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$13.82	−$173K	345,209
2026-08-27	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$13.82	−$173K	345,209
2026-08-26	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$13.84	−$173K	357,709
2026-08-26	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$13.84	−$173K	357,709
2026-05-20	ALMUAeluma, Inc.S Sale	Director	SSale	−942 sh	$21.30	−$20.1K	370,209
2026-05-20	ALMUAeluma, Inc.S Sale	Director	SSale	−11.6K sh	$20.40	−$236K	371,151
2026-05-19	ALMUAeluma, Inc.S Sale	Director	SSale	−5,085 sh	$20.61	−$105K	382,709
2026-05-19	ALMUAeluma, Inc.S Sale	Director	SSale	−7,415 sh	$19.56	−$145K	387,794
2026-04-20	PALXPalomino Laboratories Inc.P Purchase	Director	PPurchase	+12.5K sh	$4.00	+$50K	1,762,500
2026-02-26	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$15.85	−$198K	385,088
2026-02-25	ALMUAeluma, Inc.S Sale	Director	SSale	−12.5K sh	$17.58	−$220K	397,588
2025-12-03	ALMUAeluma, Inc.A Award	Director	AAward	+10.1K sh	—	—	395,209
2025-09-29	PALXPalomino Laboratories Inc.J Other	Director	JOther	+1.63M sh	—	—	1,750,000
2025-09-29	PALXPalomino Laboratories Inc. · WarrantsS Sale	Director	SSale	+125K sh	$1.20	+$150K	125,000
2025-09-03	SMTKSmartKem, Inc. · Stock Option (right to buy)A Award	Director	AAward	+22.5K sh	—	—	22,466
2025-05-28	SMTKSmartKem, Inc. · Stock Option (right to Buy)A Award	Director	AAward	+23.9K sh	—	—	23,915
2025-01-10	ALMUAeluma, Inc. · Stock OptionA Award	Director	AAward	+84.7K sh	$7.80	+$660K	127,942
2024-06-14	SMTKSmartKem, Inc. · Employee stock option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2024-03-01	ALMUAeluma, Inc. · Stock OptionS Sale	Director	SSale	+43.3K sh	$2.99	+$129K	43,279
2024-01-31	SMTKSmartKem, Inc.A Award	Director	AAward	+100 sh	—	—	815
2023-11-06	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+38.3K sh	—	—	325,959
2023-11-06	ATECH (PARENT) RESOLUTION CORP.Stock Option (Right to Buy)A Award	Director	AAward	+76.5K sh	—	—	76,500
2023-08-18	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$1.83	−$12.8K	287,709
2023-01-24	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+18.2K sh	$2.75	+$50K	294,709
2022-12-06	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$3.57	−$25K	276,527
2022-11-10	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+40K sh	—	—	283,527
2022-09-06	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$3.90	−$27.3K	243,545
2022-07-08	SMTKSmartKem, Inc. · Stock option (right to buy)A Award	Director	AAward	+18K sh	—	—	18,000
2022-06-06	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$4.48	−$31.4K	250,545
2022-02-14	ATECH (PARENT) RESOLUTION CORP.M Exercise/Conversion	Director	MExercise/Conversion	+8,013 sh	$6.24	+$50K	257,545
2022-02-14	ATECH (PARENT) RESOLUTION CORP.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,013 sh	—	—	24,719
2022-01-11	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$5.91	−$41.4K	249,532
2021-12-22	ALMUAeluma, Inc.P Purchase	Director	PPurchase	+33.3K sh	$3.00	+$100K	410,088
2021-10-28	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+16.7K sh	—	—	256,532
2021-10-11	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$8.08	−$56.6K	239,829
2021-07-12	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$9.93	−$69.5K	246,829
2021-06-22	ALMUAeluma, Inc.P Purchase	Director	PPurchase	+100K sh	$2.00	+$200K	376,755
2021-06-22	ALMUAeluma, Inc.J Other	Director	JOther	+277K sh	—	—	276,755
2021-04-12	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$12.00	−$84K	253,829
2021-01-11	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$13.40	−$93.8K	260,829
2020-10-29	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+18.9K sh	—	—	267,829
2020-10-12	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$8.53	−$59.7K	248,964
2020-09-08	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+133 sh	—	—	255,964
2020-06-01	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$7.68	−$53.8K	255,831
2020-04-13	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$7.59	−$53.1K	262,831
2020-01-06	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$8.11	−$56.8K	269,831
2019-11-04	ATECH (PARENT) RESOLUTION CORP.A Award	Director	AAward	+19K sh	—	—	276,831
2019-10-07	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$7.72	−$54K	257,798
2019-07-08	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$5.63	−$39.4K	264,798
2019-04-29	ATECH (PARENT) RESOLUTION CORP.S Sale	Director	SSale	−7,000 sh	$6.58	−$46.1K	271,798

Recent filings

Accepted (ET)
Aug 284/A
Denbaars Steven0001700533-26-000013
SEC(opens sec.gov)
Aug 284
Denbaars Steven0001700533-26-000011
SEC(opens sec.gov)
May 214
Denbaars Steven0001700533-26-000008
SEC(opens sec.gov)
Apr 204
Denbaars Steven0001493152-26-018116
SEC(opens sec.gov)
Mar 24
Denbaars Steven0001700533-26-000005
SEC(opens sec.gov)
Feb 274
Denbaars Steven0001700533-26-000003
SEC(opens sec.gov)
Oct 94
Denbaars Steven0001493152-25-017607
SEC(opens sec.gov)
Sep 124
Denbaars Steven0001104659-25-089527
SEC(opens sec.gov)
May 284
Denbaars Steven0001641172-25-012762
SEC(opens sec.gov)
May 234
Denbaars Steven0001213900-25-047225
SEC(opens sec.gov)
May 235
Denbaars Steven0001213900-25-047227
SEC(opens sec.gov)
Jun 174
Denbaars Steven0001493152-24-024146
SEC(opens sec.gov)

Companies

Address

27 CASTILIAN DRIVE

GOLETA, CA, 93117