Insider · CIK 0001728909

Caplain Jacob

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001728909

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-11-13	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesJ Other	Portfolio Manager	JOther	−173.675 sh	—	—	0
2023-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−36.02 sh	—	—	36.02
2023-01-31	BlackRock Multi-Sector Opportunities Trust IIM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+130.179 sh	—	—	130.179
2023-01-31	BlackRock Multi-Sector Opportunities Trust IID Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−130.179 sh	$71.98	−$9,370.277	0
2023-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−63.093 sh	—	—	126.186
2023-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−31.066 sh	—	—	0
2022-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesA Award	Portfolio Manager	AAward	+173.607 sh	$85.70	+$14.9K	173.607
2022-01-31	BlackRock Multi-Sector Opportunities Trust IID Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−61.532 sh	$85.70	−$5,273.267	0
2022-01-31	BlackRock Multi-Sector Opportunities Trust IIM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+61.532 sh	—	—	61.532
2022-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−33.038 sh	—	—	66.075
2022-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−28.494 sh	—	—	28.494
2021-01-29	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesA Award	Portfolio Manager	AAward	+92.557 sh	$91.16	+$8,437.496	92.557
2021-01-29	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−26.609 sh	—	—	53.219
2021-01-29	BlackRock 2022 Global Income Opportunity TrustM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+705.094 sh	—	—	1,005.094
2021-01-29	BlackRock 2022 Global Income Opportunity TrustD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−705.094 sh	$9.11	−$6,423.405	300
2021-01-29	BlackRock 2022 Global Income Opportunity TrustPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−705.094 sh	—	—	705.094
2021-01-29	BlackRock Multi-Sector Opportunities Trust IIM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+26.609 sh	—	—	26.609
2021-01-29	BlackRock Multi-Sector Opportunities Trust IID Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−26.609 sh	$91.16	−$2,425.704	0
2020-01-31	BlackRock 2022 Global Income Opportunity TrustD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−657.592 sh	$9.75	−$6,411.52	300
2020-01-31	BlackRock 2022 Global Income Opportunity TrustPhantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−657.592 sh	—	—	1,315.184
2020-01-31	BlackRock Multi-Sector Opportunities Trust IIPhantom SharesA Award	Portfolio Manager	AAward	+75.051 sh	$102.43	+$7,687.505	75.051
2020-01-31	BlackRock 2022 Global Income Opportunity TrustM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+657.592 sh	—	—	957.592
2019-01-31	BlackRock 2022 Global Income Opportunity TrustPhantom SharesA Award	Portfolio Manager	AAward	+1,847.49 sh	$8.76	+$16.2K	1,847.49

Recent filings

Accepted (ET)
Feb 264
Caplain Jacob0000950170-24-020283
SEC(opens sec.gov)
Feb 24
Caplain Jacob0000950170-24-010873
SEC(opens sec.gov)
Nov 154
Caplain Jacob0000899243-23-020391
SEC(opens sec.gov)
Feb 24
Caplain Jacob0000899243-23-003465
SEC(opens sec.gov)
Feb 24
Caplain Jacob0000899243-23-003484
SEC(opens sec.gov)
Feb 34
Caplain Jacob0000899243-22-004442
SEC(opens sec.gov)

Companies

Address

55 EAST 52ND STREET

NEW YORK, NY, 10055