Insider · CIK 0001752890

Walrod Nicholas T.

Reports to the SEC for 1 company · PORTLAND, OR

sec.gov

Transactions

Companies

Filings

CIK

0001752890

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-09	VAPOTHERM INCS Sale	10% Owner	SSale	−3,684 sh	$27.80	−$102K	1,990,811
2020-12-08	VAPOTHERM INCS Sale	10% Owner	SSale	−21.3K sh	$27.90	−$595K	1,994,495
2020-12-07	VAPOTHERM INCJ Other	10% Owner	JOther	−210K sh	—	—	2,455,992
2020-12-07	VAPOTHERM INCJ Other	10% Owner	JOther	−443K sh	—	—	2,013,186
2020-12-07	VAPOTHERM INCJ Other	10% Owner	JOther	+2,625 sh	—	—	2,015,811
2020-12-07	VAPOTHERM INCJ Other	10% Owner	JOther	+503 sh	—	—	1,006
2020-10-01	VAPOTHERM INCX Exercise of In-Money	10% Owner	XExercise of In-Money	+42.9K sh	$14.00	+$600K	2,686,673
2020-10-01	VAPOTHERM INCS Sale	10% Owner	SSale	−20.7K sh	$29.00	−$600K	2,665,984
2020-10-01	VAPOTHERM INCWarrant to Purchase Common StockX Exercise of In-Money	10% Owner	XExercise of In-Money	−42.9K sh	—	—	0
2020-08-12	VAPOTHERM INCJ Other	10% Owner	JOther	−210K sh	—	—	3,083,997
2020-08-12	VAPOTHERM INCJ Other	10% Owner	JOther	−443K sh	—	—	2,641,191
2020-08-12	VAPOTHERM INCJ Other	10% Owner	JOther	+2,625 sh	—	—	2,643,816
2020-08-12	VAPOTHERM INCJ Other	10% Owner	JOther	+503 sh	—	—	503
2019-09-11	VAPOTHERM INCP Purchase	10% Owner	PPurchase	+20K sh	$8.68	+$174K	3,374,162
2019-08-02	VAPOTHERM INCP Purchase	10% Owner	PPurchase	+10K sh	$14.34	+$143K	3,354,162
2019-03-08	VAPOTHERM INCJ Other	10% Owner	JOther	−37.3K sh	$16.08	−$600K	2,214,031
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+2.04M sh	—	—	2,042,595
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+209K sh	—	—	2,251,347
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+42.9K sh	—	—	2,294,204
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+1.05M sh	—	—	1,049,958
2018-11-16	VAPOTHERM INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	−228K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries B Convertible Preferred StockC Conversion	10% Owner	CConversion	−75.7K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries C Convertible Preferred StockC Conversion	10% Owner	CConversion	−849K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries D Convertible Preferred StockC Conversion	10% Owner	CConversion	−890K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries D-1 Convertible Preferred StockC Conversion	10% Owner	CConversion	−209K sh	—	—	0
2018-11-16	VAPOTHERM INCWarrant to purchase Series A Convertible Preferred StockC Conversion	10% Owner	CConversion	−42.9K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	−500K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries B Convertible Preferred StockC Conversion	10% Owner	CConversion	−286K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries C Convertible Preferred StockC Conversion	10% Owner	CConversion	−264K sh	—	—	0
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+2.04M sh	—	—	2,042,595
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+209K sh	—	—	2,251,347
2018-11-16	VAPOTHERM INCC Conversion	10% Owner	CConversion	+1.05M sh	—	—	1,049,958
2018-11-16	VAPOTHERM INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	−228K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries B Convertible Preferred StockC Conversion	10% Owner	CConversion	−75.7K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries C Convertible Preferred StockC Conversion	10% Owner	CConversion	−849K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries D Convertible Preferred StockC Conversion	10% Owner	CConversion	−890K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries D-1 Convertible Preferred StockC Conversion	10% Owner	CConversion	−209K sh	—	—	0
2018-11-16	VAPOTHERM INCWarrant to purchase Series A Convertible Preferred StockJ Other	10% Owner	JOther	−42.9K sh	—	—	42,857
2018-11-16	VAPOTHERM INCSeries A Convertible Preferred StockC Conversion	10% Owner	CConversion	−500K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries B Convertible Preferred StockC Conversion	10% Owner	CConversion	−286K sh	—	—	0
2018-11-16	VAPOTHERM INCSeries C Convertible Preferred StockC Conversion	10% Owner	CConversion	−264K sh	—	—	0

Recent filings

Accepted (ET)
Dec 94
Walrod Nicholas T.0000899243-20-033204
SEC(opens sec.gov)
Oct 24
Walrod Nicholas T.0000899243-20-026848
SEC(opens sec.gov)
Aug 144
Walrod Nicholas T.0000899243-20-022449
SEC(opens sec.gov)
Mar 264/A
Walrod Nicholas T.0000899243-20-009532
SEC(opens sec.gov)

Companies

VAPOTHERM INC10% Owner

Address

C/O VAPOTHERM INVESTORS, LLC 2540 NE MARTIN LUTHER KING JR. BLVD.

PORTLAND, OR, 97212