Stiefel Sean

CIK 00017650172 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001765017

Recent Transactions

50 trades

Other
CLS Holdings USA, Inc.
Convertible Notes
2024-09-10$2000000.00/sh→ 0 total
Other
CLS Holdings USA, Inc.
Warrant
2024-09-10$2000000.00/sh→ 0 total
Other
CLS Holdings USA, Inc.
Convertible Notes
2024-09-10$2000000.00/sh→ 0 total
Other
CLS Holdings USA, Inc.
ConvertibleNotes
2024-09-10$2000000.00/sh→ 0 total
Sale
CLS Holdings USA, Inc.
Common Stock
2024-09-10$0.04/sh−15,488,901→ 0 total
Other
CLS Holdings USA, Inc.
Convertible Units
2023-12-29$0.07/sh→ 12,167,369 total
Other
CLS Holdings USA, Inc.
Warrant
2023-12-29$0.10/sh+14,414,337→ 48,063,570 total
Other
CLS Holdings USA, Inc.
Warrant
2023-12-29$0.10/sh+1,205,140→ 12,167,369 total
Other
CLS Holdings USA, Inc.
Convertible Units
2023-12-29$0.07/sh→ 48,063,570 total
Conversion
CLS Holdings USA, Inc.
Convertible Units
2022-09-15$0.07/sh−2,252,228→ 2,295,233 total
Conversion
CLS Holdings USA, Inc.
Common Stock
2022-09-15+2,410,281→ 4,285,281 total
Other
CLS Holdings USA, Inc.
Warrant
2022-09-15$0.10/sh+4,820,559→ 11,577,244 total
Other
CLS Holdings USA, Inc.
Warrant
2022-09-15$0.10/sh+1,205,140→ 3,500,373 total
Conversion
CLS Holdings USA, Inc.
Convertible Units
2022-09-15$0.07/sh−9,008,914→ 6,756,685 total
Conversion
CLS Holdings USA, Inc.
Common Stock
2022-09-15+9,641,120→ 11,203,620 total
Purchase
CLS Holdings USA, Inc.
Warrants
2022-01-04$0.41/sh+606,060→ 28,758,914 total
Award
GrowGeneration Corp.$GRWG
Common Stock
2021-08-17+2,500→ 38,752 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2021-06-03$42.51/sh−75,000→ 36,252 total
Exercise of In-Money
GrowGeneration Corp.$GRWG
Common Stock
2021-04-15$3.50/sh+112,903→ 507,116 total
Exercise of In-Money
GrowGeneration Corp.$GRWG
Common Stock
2021-04-15$0.35/sh+166,667→ 394,213 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2021-04-15$47.58/sh−8,305→ 498,811 total
Exercise of In-Money
GrowGeneration Corp.$GRWG
Warrant
2021-04-15−166,667→ 0 total
Exercise of In-Money
GrowGeneration Corp.$GRWG
Warrant
2021-04-15−112,903→ 0 total
Other
GrowGeneration Corp.$GRWG
Common Stock
2021-04-15+0→ 111,252 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2020-11-24$32.90/sh−45,000→ 232,546 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2020-11-24$33.70/sh−5,000→ 227,546 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$2.96/sh+33,333→ 100,167 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$4.63/sh−16,667→ 113,702 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$31.17/sh−492,995→ 284,551 total
Tax Payment
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$31.50/sh−2,849→ 66,834 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock Options
2020-11-23−50,000→ 0 total
Tax Payment
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$31.50/sh−3,132→ 97,035 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$3.35/sh+50,000→ 50,000 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock Options
2020-11-23−33,333→ 16,667 total
Tax Payment
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$31.50/sh−2,450→ 111,252 total
Sale
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$32.02/sh−7,005→ 277,546 total
Tax Payment
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$31.50/sh−5,317→ 44,683 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock
2020-11-23$3.59/sh+25,000→ 69,683 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock Options
2020-11-23−25,000→ 0 total
Exercise/Conversion
GrowGeneration Corp.$GRWG
Common Stock Options
2020-11-23−16,667→ 33,333 total
Other
GrowGeneration Corp.$GRWG
Warrant to purchase common stock
2020-08-19−48,387→ 279,570 total
Other
GrowGeneration Corp.$GRWG
Common Stock
2020-08-19−96,774→ 777,546 total
Other
GrowGeneration Corp.$GRWG
Common Stock
2020-08-18−96,774→ 874,320 total
Other
GrowGeneration Corp.$GRWG
Warrant to purchase common stock
2020-08-18−48,387→ 327,957 total
Award
GrowGeneration Corp.$GRWG
Common Stock Option
2020-05-12$4.63/sh+16,666→ 518,010 total
Award
GrowGeneration Corp.$GRWG
Common Stock Option
2020-05-12$4.63/sh+16,667→ 551,344 total
Award
GrowGeneration Corp.$GRWG
Common Stock Option
2020-05-12$4.63/sh+16,667→ 534,677 total
Purchase
GrowGeneration Corp.$GRWG
Common Stock
2019-12-23$3.98/sh+25,000→ 971,094 total
Purchase
CLS Holdings USA, Inc.
Common Stock
2018-11-02$0.80/sh+6,250,000→ 20,000,000 total
Purchase
CLS Holdings USA, Inc.
Warrants
2018-11-02$0.80/sh+3,125,000→ 16,875,000 total

Companies

Recent Filings

Address

747 THIRD AVENUE, 35TH FLOOR

NEW YORK, NY, 10017

View on SEC.gov