Mack Daniel

CIK 00017758317 companiesNEW CANAAN, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001775831

Recent Transactions

28 trades

Other
Evoke Pharma Inc$EVOK
Common Stock
2025-12-17$11.00/sh−148,153→ 0 total
Other
Evoke Pharma Inc$EVOK
Prefunded Warrants
2025-12-17$11.00/sh−433,962→ 0 total
Other
Evoke Pharma Inc$EVOK
Series A Common Stock Purchase Warrants
2025-12-17$4.71/sh−117,019→ 0 total
Other
Evoke Pharma Inc$EVOK
Series C Common Stock Purchase Warrants
2025-12-17$4.71/sh−117,019→ 0 total
Other
Evoke Pharma Inc$EVOK
Amended Series A Common Stock Purchase Warrants
2025-12-17$10.99/sh−158,531→ 0 total
Other
Evoke Pharma Inc$EVOK
Amended Series C Common Stock Purchase Warrants
2025-12-17$10.99/sh−250,627→ 0 total
Purchase
AYTU BIOPHARMA, INC$AYTU
Prefunded Warrants
2025-06-06$1.50/sh+4,000,000→ 4,815,217 total
Award
TALPHERA, INC.$TLPH
Pre-Funded Warrants
2025-03-31$0.58/sh+4,266,211→ 11,510,601 total
Sale
Evoke Pharma Inc$EVOK
Common Stock
2025-01-28$4.39/sh−41→ 148,153 total
Exercise of In-Money
AYTU BIOPHARMA, INC$AYTU
Tranche B Warrant
2024-06-14−815,217→ 0 total
Exercise of In-Money
AYTU BIOPHARMA, INC$AYTU
Exchange Warrants
2024-06-14+815,217→ 815,217 total
Other
TALPHERA, INC.$TLPH
2024 Pre-Funded Warrants
2024-03-19+324,675→ 6,493,507 total
Exercise of In-Money
TALPHERA, INC.$TLPH
Common Stock
2024-03-15$5.00/sh+755,000→ 1,992,519 total
Exercise of In-Money
TALPHERA, INC.$TLPH
Put Option (obligation to buy)
2024-03-15−755,000→ 0 total
Award
TALPHERA, INC.$TLPH
2023 Series B Warrants
2024-01-22+2,205,883→ 2,205,883 total
Award
TALPHERA, INC.$TLPH
2023 Series A Warrants
2024-01-22+2,205,883→ 2,205,883 total
Award
TALPHERA, INC.$TLPH
2024 Pre-Funded Warrants
2024-01-22$0.77/sh+6,168,832→ 6,168,832 total
Disposition to Issuer
TALPHERA, INC.$TLPH
2023 Series A Warrants
2024-01-22−2,205,883→ 0 total
Disposition to Issuer
TALPHERA, INC.$TLPH
2023 Series B Warrants
2024-01-22−2,205,883→ 0 total
Other
IMAGEWARE SYSTEMS INC
Series D Convertible Preferred Stock
2022-07-13$1000.00/sh−150→ 13,278 total
Other
IMAGEWARE SYSTEMS INC
Series D Convertible Preferred Stock
2022-06-03$1000.00/sh+2,600→ 13,274 total
Other
IMAGEWARE SYSTEMS INC
Series D Convertible Preferred Stock
2022-06-03$1000.00/sh−2,600→ 13,274 total
Other
IMAGEWARE SYSTEMS INC
Series D Convertible Preferred Stock
2020-11-12$1000.00/sh+7,500→ 15,000 total
Other
IMAGEWARE SYSTEMS INC
Series C Convertible Redeemable Preferred Stock
2020-11-12$10000.00/sh−750→ 0 total
Purchase
IMAGEWARE SYSTEMS INC
Series D Convertible Preferred Stock
2020-11-12$1000.00/sh+7,500→ 7,500 total
Sale
GUE Liquidation Companies, Inc.
Option (Right to buy)
2019-06-14$0.00/sh−2,500→ 0 total
Sale
GUE Liquidation Companies, Inc.
Common Stock par value $0.0001 per share
2019-06-14$0.04/sh−710,763→ 0 total
Sale
GUE Liquidation Companies, Inc.
Common Stock par value $0.0001 per share
2019-06-13$0.05/sh−3,000,000→ 710,763 total

Companies

Recent Filings

Address

C/O NANTAHALA CAPITAL MANAGEMENT, LLC 130 MAIN ST. 2ND FLOOR

NEW CANAAN, CT, 06840

View on SEC.gov