Insider · CIK 0001798300

Gerard Dale R

Reports to the SEC for 2 companies · PROVO, UT

sec.gov

Transactions

Companies

Filings

CIK

0001798300

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-23	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+214K sh	—	—	214,286
2022-03-01	Vivint Smart Home, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+85.6K sh	—	—	396,769
2022-03-01	Vivint Smart Home, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+29.5K sh	—	—	426,293
2022-03-01	Vivint Smart Home, Inc.A Award	Chief Financial Officer	AAward	+29.5K sh	—	—	455,817
2022-03-01	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−105K sh	$7.52	−$789K	350,888
2022-03-01	Vivint Smart Home, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−92.2K sh	—	—	0
2022-03-01	Vivint Smart Home, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−85.6K sh	—	—	171,219
2022-03-01	Vivint Smart Home, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−29.5K sh	—	—	88,572
2022-03-01	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+88.6K sh	—	—	88,572
2022-03-01	Vivint Smart Home, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+92.2K sh	—	—	311,159
2021-08-12	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+311K sh	—	—	310,800
2021-03-26	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+118K sh	—	—	118,096
2021-03-01	Vivint Smart Home, Inc.A Award	Chief Financial Officer	AAward	+92.2K sh	—	—	258,694
2021-03-01	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−39.3K sh	$16.95	−$665K	219,437
2021-03-01	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+92.2K sh	—	—	92,195
2021-02-25	Vivint Smart Home, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−85.6K sh	—	—	256,829
2021-02-25	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−34.6K sh	$17.37	−$602K	166,499
2021-02-25	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−35.1K sh	$17.37	−$610K	166,026
2021-02-25	Vivint Smart Home, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+85.6K sh	—	—	201,131
2020-09-17	Vivint Smart Home, Inc.C Conversion	Chief Financial Officer	CConversion	+12.3K sh	—	—	115,521
2020-09-17	Vivint Smart Home, Inc.Earnout RightsC Conversion	Chief Financial Officer	CConversion	−12.3K sh	—	—	0
2020-03-24	Vivint Smart Home, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+342K sh	—	—	342,439
2020-03-11	Vivint Smart Home, Inc.C Conversion	Chief Financial Officer	CConversion	+12.2K sh	—	—	103,301
2020-03-11	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−103 sh	$27.98	−$2,881.94	103,198
2020-03-11	Vivint Smart Home, Inc.Earnout RightsC Conversion	Chief Financial Officer	CConversion	−12.2K sh	—	—	12,206
2020-02-26	Vivint Smart Home, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−116 sh	$20.07	−$2,328.12	91,100
2020-02-26	Vivint Smart Home, Inc.Earnout RightsC Conversion	Chief Financial Officer	CConversion	−12.2K sh	—	—	24,402
2020-02-26	Vivint Smart Home, Inc.C Conversion	Chief Financial Officer	CConversion	+12.2K sh	—	—	91,216
2020-01-17	Vivint Smart Home, Inc.A Award	Chief Financial Officer	AAward	+79K sh	—	—	79,015
2020-01-17	Vivint Smart Home, Inc.Stock Appreciation RightsA Award	Chief Financial Officer	AAward	+21.6K sh	—	—	21,603
2020-01-17	Vivint Smart Home, Inc.Earnout RightsA Award	Chief Financial Officer	AAward	+36.6K sh	—	—	36,608

Recent filings

Accepted (ET)
Mar 254
Gerard Dale R0000899243-22-012347
SEC(opens sec.gov)
Mar 34
Gerard Dale R0000899243-22-009276
SEC(opens sec.gov)
Aug 134
Gerard Dale R0000899243-21-032998
SEC(opens sec.gov)
Mar 304
Gerard Dale R0000899243-21-014033
SEC(opens sec.gov)
Mar 124/A
Gerard Dale R0000899243-21-011446
SEC(opens sec.gov)
Mar 34
Gerard Dale R0000899243-21-009576
SEC(opens sec.gov)
Mar 14
Gerard Dale R0000899243-21-008763
SEC(opens sec.gov)
Sep 214
Gerard Dale R0000899243-20-025862
SEC(opens sec.gov)

Companies

Address

C/O VIVINT SMART HOME, INC. 4931 NORTH 300 WEST

PROVO, UT, 84604