Insider · CIK 0001802710

Parikh Primit

Reports to the SEC for 1 company · GOLETA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001802710

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-06-20	Transphorm, Inc.D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−489K sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−80.9K sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−207K sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−6,870 sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−105K sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−1,563 sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−4,655 sh	—	—	0
2024-06-20	Transphorm, Inc.Stock Option (right to buy)D Disposition to Issuer	Director, PRESIDENT AND CEO	DDisposition to Issuer	−192K sh	—	—	0
2024-02-29	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−6,000 sh	$4.80	−$28.8K	489,310
2024-01-01	Transphorm, Inc.F Tax Payment	Director, PRESIDENT AND CEO	FTax Payment	−6,780 sh	$3.65	−$24.7K	495,310
2023-11-17	Transphorm, Inc.F Tax Payment	Director, PRESIDENT AND CEO	FTax Payment	−8,069 sh	$2.77	−$22.4K	502,090
2023-08-30	Transphorm, Inc.A Award	Director, PRESIDENT AND CEO	AAward	+288K sh	—	—	510,159
2023-08-30	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	+192K sh	—	—	192,000
2023-07-21	Transphorm, Inc.M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	+3,100 sh	$3.30	+$10.2K	222,159
2023-07-21	Transphorm, Inc.Subscription Rights (right to buy)M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	−40.5K sh	—	—	0
2023-07-01	Transphorm, Inc.F Tax Payment	Director, PRESIDENT AND CEO	FTax Payment	−14.4K sh	$3.40	−$48.8K	219,059
2023-01-01	Transphorm, Inc.A Award	Director, PRESIDENT AND CEO	AAward	+16.5K sh	—	—	249,602
2023-01-01	Transphorm, Inc.F Tax Payment	Director, PRESIDENT AND CEO	FTax Payment	−16.2K sh	$5.44	−$88K	233,419
2022-12-09	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	+4,655 sh	—	—	4,655
2022-11-30	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−1,648 sh	$5.63	−$9,284.832	233,058
2022-11-29	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−1,852 sh	$6.04	−$11.2K	234,706
2022-11-23	Transphorm, Inc.M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	+1,000 sh	$4.34	+$4,340	238,558
2022-11-23	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−2,000 sh	$6.64	−$13.3K	236,558
2022-11-23	Transphorm, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	−1,000 sh	—	—	80,891
2022-11-17	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−8,927 sh	$5.67	−$50.7K	237,558
2022-08-29	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	+1,563 sh	—	—	1,563
2022-02-28	Transphorm, Inc.M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	+1,000 sh	$4.34	+$4,340	246,485
2022-02-28	Transphorm, Inc.Stock Option (right to buy)M Exercise/Conversion	Director, PRESIDENT AND CEO	MExercise/Conversion	−1,000 sh	—	—	81,891
2022-02-28	Transphorm, Inc.S Sale	Director, PRESIDENT AND CEO	SSale	−3,000 sh	$7.38	−$22.1K	245,485
2022-01-01	Transphorm, Inc.F Tax Payment	Director, PRESIDENT AND CEO	FTax Payment	−15.5K sh	$8.00	−$124K	248,485
2021-12-15	Transphorm, Inc.A Award	Director, PRESIDENT AND CEO	AAward	+70K sh	—	—	263,956
2021-12-15	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	+105K sh	—	—	105,000
2020-08-27	Transphorm, Inc.A Award	Director, PRESIDENT AND CEO	AAward	+125K sh	—	—	193,956
2020-03-26	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	0 sh	—	—	0
2020-03-26	Transphorm, Inc.Stock Option (right to buy)A Award	Director, PRESIDENT AND CEO	AAward	+162K sh	—	—	162,000
2020-02-12	Transphorm, Inc.A Award	Director, PRESIDENT AND CEO	AAward	+2,500 sh	$4.00	+$10K	69,396

Recent filings

Accepted (ET)
Jun 204
Parikh Primit0001415889-24-017608
SEC(opens sec.gov)
Mar 44
Parikh Primit0001415889-24-006254
SEC(opens sec.gov)
Jan 34
Parikh Primit0001209191-24-000528
SEC(opens sec.gov)
Nov 214
Parikh Primit0001209191-23-056273
SEC(opens sec.gov)
Sep 14
Parikh Primit0001209191-23-047934
SEC(opens sec.gov)
Jul 254
Parikh Primit0001209191-23-043345
SEC(opens sec.gov)
Jul 54
Parikh Primit0001209191-23-040987
SEC(opens sec.gov)
Jan 44
Parikh Primit0001209191-23-000860
SEC(opens sec.gov)
Dec 134
Parikh Primit0001209191-22-060900
SEC(opens sec.gov)
Dec 14
Parikh Primit0001209191-22-059246
SEC(opens sec.gov)

Companies

Transphorm, Inc.Director, PRESIDENT AND CEO

Address

C/O TRANSPHORM, INC. 75 CASTILIAN DRIVE

GOLETA, CA, 93117