Insider · CIK 0001833661

Nicoll Alison

Reports to the SEC for 1 company · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001833661

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-06-24	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$0.60	+$4,500	420,483
2022-06-24	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$1.17	+$8,775	427,983
2022-06-24	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−15K sh	$40.31	−$605K	412,983
2022-06-24	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	0
2022-06-24	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	117,500
2022-06-08	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$0.60	+$4,500	420,483
2022-06-08	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−2,700 sh	$43.85	−$118K	417,783
2022-06-08	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−2,300 sh	$45.17	−$104K	415,483
2022-06-08	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−2,300 sh	$46.01	−$106K	413,183
2022-06-08	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−200 sh	$46.95	−$9,391	412,983
2022-06-08	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	7,500
2022-06-01	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$0.60	+$4,500	420,483
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−2,688 sh	$46.11	−$124K	417,795
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,755 sh	$46.87	−$82.3K	416,040
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−800 sh	$48.00	−$38.4K	415,240
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−300 sh	$49.13	−$14.7K	414,940
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−400 sh	$50.10	−$20K	414,540
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,257 sh	$52.03	−$65.4K	413,283
2022-06-01	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−300 sh	$52.81	−$15.8K	412,983
2022-06-01	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	15,000
2022-05-25	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$0.60	+$4,500	420,483
2022-05-25	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−7,300 sh	$40.30	−$294K	413,183
2022-05-25	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−200 sh	$41.06	−$8,212	412,983
2022-05-25	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	22,500
2022-05-20	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+82.5K sh	$3.80	+$314K	356,660
2022-05-20	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+21.8K sh	$3.80	+$83K	378,507
2022-05-20	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+34.5K sh	$8.88	+$306K	412,983
2022-05-20	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−82.5K sh	—	—	0
2022-05-20	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−21.8K sh	—	—	0
2022-05-20	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−34.5K sh	—	—	83,334
2022-05-18	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+7,500 sh	$0.60	+$4,500	281,655
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−255 sh	$43.60	−$11.1K	281,400
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−300 sh	$45.15	−$13.5K	281,100
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−600 sh	$46.15	−$27.7K	280,500
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,300 sh	$47.27	−$61.4K	279,200
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,045 sh	$48.34	−$50.5K	278,155
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,400 sh	$49.27	−$69K	276,755
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,500 sh	$50.43	−$75.6K	275,255
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−900 sh	$51.41	−$46.3K	274,355
2022-05-18	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−200 sh	$52.14	−$10.4K	274,155
2022-05-18	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−7,500 sh	—	—	30,000
2022-05-17	UPSTUpstart Holdings, Inc.M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	+6,900 sh	$0.60	+$4,140	281,055
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−2,500 sh	$40.28	−$101K	278,555
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−600 sh	$41.63	−$25K	277,955
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−795 sh	$42.33	−$33.7K	277,160
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−900 sh	$43.84	−$39.5K	276,260
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−1,400 sh	$44.73	−$62.6K	274,860
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−600 sh	$46.01	−$27.6K	274,260
2022-05-17	UPSTUpstart Holdings, Inc.S Sale	General Counsel and Secretary	SSale	−105 sh	$46.57	−$4,889.85	274,155
2022-05-17	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	General Counsel and Secretary	MExercise/Conversion	−6,900 sh	—	—	37,500

Recent filings

Accepted (ET)
Jun 284
Nicoll Alison0001628280-22-018188
SEC(opens sec.gov)
Jun 104
Nicoll Alison0001628280-22-016847
SEC(opens sec.gov)
Jun 34
Nicoll Alison0001628280-22-016162
SEC(opens sec.gov)

Companies

Upstart Holdings, Inc.General Counsel and SecretaryUPST

Address

C/O UPSTART HOLDINGS, INC. 2950 S. DELAWARE STREET, SUITE 300

SAN MATEO, CA, 94403