Insider · CIK 0001877100

Gates Greg

Reports to the SEC for 1 company · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001877100

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-20	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Group Managing Director	MExercise/Conversion	+7,189 sh	$77.53	+$557K	27,721
2026-08-20	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−4,119 sh	$355.38	−$1.46M	23,602
2026-08-20	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Group Managing Director	MExercise/Conversion	−7,189 sh	—	—	0
2026-06-12	LPLALPL Financial Holdings Inc.F Tax Payment	Group Managing Director	FTax Payment	−232 sh	$295.66	−$68.6K	20,532
2026-02-25	LPLALPL Financial Holdings Inc.A Award	Group Managing Director	AAward	+1,856 sh	—	—	16,476
2026-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Group Managing Director	FTax Payment	−1,293 sh	$318.47	−$412K	15,183
2026-02-25	LPLALPL Financial Holdings Inc.A Award	Group Managing Director	AAward	+2,774 sh	—	—	17,957
2026-02-25	LPLALPL Financial Holdings Inc.A Award	Group Managing Director	AAward	+2,807 sh	—	—	20,764
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−46 sh	$367.95	−$16.9K	15,324
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−34 sh	$368.70	−$12.5K	15,290
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−136 sh	$370.44	−$50.4K	15,154
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−410 sh	$371.20	−$152K	14,744
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−85 sh	$372.32	−$31.6K	14,659
2025-12-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−39 sh	$373.09	−$14.6K	14,620
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−63 sh	$372.62	−$23.5K	16,807
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−205 sh	$374.00	−$76.7K	16,602
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−230 sh	$374.86	−$86.2K	16,372
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−267 sh	$375.80	−$100K	16,105
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−293 sh	$377.01	−$110K	15,812
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−234 sh	$378.24	−$88.5K	15,578
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−169 sh	$379.58	−$64.1K	15,409
2025-11-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−39 sh	$380.12	−$14.8K	15,370
2025-10-06	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−141 sh	$312.15	−$44K	17,479
2025-10-06	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−266 sh	$313.20	−$83.3K	17,213
2025-10-06	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−109 sh	$314.04	−$34.2K	17,104
2025-10-06	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−132 sh	$315.09	−$41.6K	16,972
2025-10-06	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−102 sh	$320.27	−$32.7K	16,870
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−91 sh	$329.17	−$30K	19,029
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−11 sh	$330.12	−$3,631.32	19,018
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−79 sh	$331.83	−$26.2K	18,939
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−326 sh	$332.90	−$109K	18,613
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−28 sh	$334.53	−$9,366.84	18,585
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−72 sh	$335.84	−$24.2K	18,513
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−128 sh	$337.13	−$43.2K	18,385
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−25 sh	$337.58	−$8,439.5	18,360
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−121 sh	$340.01	−$41.1K	18,239
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−190 sh	$340.83	−$64.8K	18,049
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−79 sh	$341.89	−$27K	17,970
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−47 sh	$342.88	−$16.1K	17,923
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−150 sh	$343.98	−$51.6K	17,773
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−3 sh	$344.67	−$1,034.01	17,770
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−1 sh	$345.44	−$345.44	17,769
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−106 sh	$347.46	−$36.8K	17,663
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−11 sh	$348.04	−$3,828.44	17,652
2025-09-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−32 sh	$349.60	−$11.2K	17,620
2025-08-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−131 sh	$371.55	−$48.7K	20,489
2025-08-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−161 sh	$372.43	−$60K	20,328
2025-08-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−352 sh	$373.49	−$131K	19,976
2025-08-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−620 sh	$374.22	−$232K	19,356
2025-08-05	LPLALPL Financial Holdings Inc.S Sale	Group Managing Director	SSale	−45 sh	$375.37	−$16.9K	19,311

Recent filings

Accepted (ET)
Aug 214
Gates Greg0001628280-26-058423
SEC(opens sec.gov)
Jun 154
Gates Greg0001628280-26-043263
SEC(opens sec.gov)
Feb 274
Gates Greg0001628280-26-012928
SEC(opens sec.gov)
Dec 94
Gates Greg0001628280-25-056209
SEC(opens sec.gov)
Nov 74
Gates Greg0001628280-25-050641
SEC(opens sec.gov)

Companies

LPL Financial Holdings Inc.Group Managing DirectorLPLA

Address

C/O LPL FINANCIAL 4707 EXECUTIVE DRIVE

SAN DIEGO, CA, 92121