Insider · CIK 0001909313

Heppenstall Richard

Reports to the SEC for 2 companies · CARLSBAD, CA

sec.gov

Transactions

Companies

Filings

CIK

0001909313

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-28	CARLCARLSMED, INC.A Award	CFO, Treasurer	AAward	+89.3K sh	—	—	89,286
2026-09-28	CARLCARLSMED, INC. · Stock Option (Right to Buy)A Award	CFO, Treasurer	AAward	+180K sh	—	—	180,137
2025-10-20	ZimVie Inc.D Disposition to Issuer	See remarks below.	DDisposition to Issuer	−125K sh	—	—	0
2025-10-20	ZimVie Inc.Restricted Stock UnitsD Disposition to Issuer	See remarks below.	DDisposition to Issuer	−228K sh	—	—	0
2025-10-01	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,057 sh	$18.93	−$20K	125,389
2025-05-15	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+16.1K sh	—	—	130,373
2025-05-15	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−3,927 sh	$8.73	−$34.3K	126,446
2025-05-15	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−16.1K sh	—	—	16,126
2025-03-10	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+6,938 sh	—	—	115,936
2025-03-10	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,690 sh	$12.20	−$20.6K	114,246
2025-03-10	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−6,938 sh	—	—	0
2025-03-07	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+24.7K sh	—	—	115,337
2025-03-07	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−6,339 sh	$12.78	−$81K	108,998
2025-03-07	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−24.7K sh	—	—	49,298
2025-03-04	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+114K sh	—	—	114,047
2024-10-01	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,058 sh	$15.70	−$16.6K	90,687
2024-09-11	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+48.4K sh	—	—	48,380
2024-05-15	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+16.1K sh	—	—	95,672
2024-05-15	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−3,927 sh	$16.80	−$66K	91,745
2024-05-15	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−16.1K sh	—	—	32,253
2024-03-10	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+6,939 sh	—	—	81,235
2024-03-10	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,690 sh	$17.86	−$30.2K	79,545
2024-03-10	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−6,939 sh	—	—	6,938
2024-03-07	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+73.9K sh	—	—	73,948
2023-12-28	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+42.7K sh	—	—	85,662
2023-12-28	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−11.4K sh	$18.25	−$207K	74,296
2023-12-28	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−42.7K sh	—	—	0
2023-10-01	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,058 sh	$9.41	−$9,955.78	42,999
2023-05-15	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+48.4K sh	—	—	48,380
2023-03-10	ZimVie Inc.M Exercise/Conversion	See remarks below.	MExercise/Conversion	+6,939 sh	—	—	45,747
2023-03-10	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,690 sh	$5.50	−$9,295	44,057
2023-03-10	ZimVie Inc.Restricted Stock UnitsM Exercise/Conversion	See remarks below.	MExercise/Conversion	−6,939 sh	—	—	13,877
2023-03-06	ZimVie Inc.P Purchase	See remarks below.	PPurchase	+12.5K sh	$6.00	+$75K	38,808
2022-10-01	ZimVie Inc.F Tax Payment	See remarks below.	FTax Payment	−1,058 sh	$10.04	−$10.6K	26,308
2022-05-10	ZimVie Inc.P Purchase	See remarks below.	PPurchase	+10K sh	$20.45	+$205K	27,366
2022-04-01	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+42.7K sh	—	—	42,663
2022-03-10	ZimVie Inc.Restricted Stock UnitsA Award	See remarks below.	AAward	+20.8K sh	—	—	20,816
2022-03-10	ZimVie Inc.Employee Stock Option (right to buy)A Award	See remarks below.	AAward	+41K sh	—	—	40,951
2022-03-01	ZimVie Inc.A Award	See remarks below.	AAward	+17.4K sh	—	—	17,366
2022-03-01	ZimVie Inc.Stock Option (right to buy)A Award	See remarks below.	AAward	+65.7K sh	—	—	65,655

Recent filings

Accepted (ET)
Sep 304
Heppenstall Richard0001193125-26-409437
SEC(opens sec.gov)
Oct 204
Heppenstall Richard0001193125-25-243767
SEC(opens sec.gov)
Oct 34
Heppenstall Richard0001909313-25-000003
SEC(opens sec.gov)
May 194
Heppenstall Richard0001062993-25-009776
SEC(opens sec.gov)
Mar 114
Heppenstall Richard0001062993-25-005151
SEC(opens sec.gov)
Mar 64
Heppenstall Richard0001062993-25-004748
SEC(opens sec.gov)
Oct 24
Heppenstall Richard0001062993-24-017243
SEC(opens sec.gov)
Sep 124
Heppenstall Richard0001062993-24-016520
SEC(opens sec.gov)
May 174
Heppenstall Richard0001062993-24-010627
SEC(opens sec.gov)

Companies

Address

C/O CARLSMED, INC. 1800 ASTON AVE., SUITE 100

CARLSBAD, CA, 92008