Insider · CIK 0002012180

Tom Penny

Reports to the SEC for 1 company · LA JOLLA, CA

sec.gov

Transactions

Companies

Filings

CIK

0002012180

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-28	EQEquillium, Inc.M Exercise/Conversion	Principal Accounting Officer	MExercise/Conversion	+65K sh	$0.79	+$51K	65,000
2026-05-28	EQEquillium, Inc.S Sale	Principal Accounting Officer	SSale	−65K sh	$2.95	−$192K	0
2026-05-28	EQEquillium, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	Principal Accounting Officer	MExercise/Conversion	−65K sh	—	—	0
2026-01-08	EQEquillium, Inc.S Sale	Principal Accounting Officer	SSale	−6,533 sh	$1.29	−$8,427.57	0
2026-01-07	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+450K sh	—	—	450,000
2025-08-29	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+525K sh	—	—	525,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+65K sh	—	—	65,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−65K sh	—	—	0
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+45K sh	—	—	45,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−45K sh	—	—	0
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+40K sh	—	—	40,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−40K sh	—	—	0
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+60K sh	—	—	60,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−60K sh	—	—	0
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+40K sh	—	—	40,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−40K sh	—	—	0
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+100K sh	—	—	100,000
2025-02-14	EQEquillium, Inc. · Employee Stock Option (right to buy)D Disposition to Issuer	Principal Accounting Officer	DDisposition to Issuer	−100K sh	—	—	0
2025-01-02	EQEquillium, Inc. · Employee Stock Option (right to buy)A Award	Principal Accounting Officer	AAward	+125K sh	—	—	125,000
2024-10-28	EQEquillium, Inc.S Sale	Principal Accounting Officer	SSale	−2,835 sh	$1.25	−$3,543.75	6,533
2024-10-25	EQEquillium, Inc.S Sale	Principal Accounting Officer	SSale	−683 sh	$1.25	−$853.75	9,368
2024-09-16	EQEquillium, Inc.S Sale	Principal Accounting Officer	SSale	−38.8K sh	$0.85	−$33K	10,051

Recent filings

Accepted (ET)
May 294
Tom Penny0002012180-26-000002
SEC(opens sec.gov)
Jan 94
Tom Penny0002012180-26-000001
SEC(opens sec.gov)
Sep 34
Tom Penny0001415889-25-023569
SEC(opens sec.gov)
Feb 194
Tom Penny0001415889-25-004755
SEC(opens sec.gov)
Jan 64
Tom Penny0001415889-25-000858
SEC(opens sec.gov)
Oct 294
Tom Penny0001415889-24-025695
SEC(opens sec.gov)

Companies

Equillium, Inc.Principal Accounting OfficerEQ

Address

2223 AVENIDA DE LA PLAYA, SUITE 105

LA JOLLA, CA, 92037