Insider · CIK 0002043681

Baes Nicholas

Reports to the SEC for 1 company · ATLANTA, GA

sec.gov

Transactions

Companies

Filings

CIK

0002043681

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-30	BKKTBakkt, Inc.A Award	Chief Operating Officer	AAward	+30K sh	—	—	134,103
2026-09-23	BKKTBakkt, Inc.S Sale	Chief Operating Officer	SSale	−1,272 sh	$8.61	−$11K	104,103
2026-06-25	BKKTBakkt, Inc.S Sale	Chief Operating Officer	SSale	−1,562 sh	$7.93	−$12.4K	105,375
2026-05-15	BKKTBakkt, Inc. · Stock Option (right to buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−671 sh	—	—	52,349
2026-05-15	BKKTBakkt, Inc.M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+671 sh	$10.00	+$6,710	106,937
2026-04-28	BKKTBakkt, Inc.S Sale	Chief Operating Officer	SSale	−2,352 sh	$9.13	−$21.5K	106,266
2026-04-06	BKKTBakkt, Inc.S Sale	Chief Operating Officer	SSale	−711 sh	$7.56	−$5,375.16	101,312
2025-11-14	BKKTBakkt, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−198 sh	$21.61	−$4,278.78	105,945
2025-11-12	BKKTBakkt, Inc. · Stock Option (right to buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−671 sh	—	—	53,020
2025-11-12	BKKTBakkt, Inc.M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+671 sh	$10.00	+$6,710	106,143
2025-10-31	BKKTBakkt, Inc. · Stock Option (right to buy)A Award	Chief Operating Officer	AAward	+53.7K sh	—	—	53,691
2025-10-09	BKKTBakkt, Inc.S Sale	Chief Operating Officer	SSale	−4,922 sh	$39.59	−$195K	101,023
2025-09-25	BKKTBakkt, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−810 sh	$20.00	−$16.2K	105,472
2025-04-28	BKKTBakkt, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−2,528 sh	$8.93	−$22.6K	106,282
2025-04-11	BKKTBakkt, Inc.A Award	Chief Operating Officer	AAward	+34.2K sh	—	—	108,810
2025-04-09	BKKTBakkt, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−800 sh	$9.08	−$7,264	74,599
2024-12-23	BKKTBakkt, Inc.A Award	Chief Operating Officer	AAward	+49.9K sh	—	—	76,198

Recent filings

Accepted (ET)
Oct 24
Baes Nicholas0001628280-26-064670
SEC(opens sec.gov)
Sep 254
Baes Nicholas0001628280-26-063634
SEC(opens sec.gov)
Jun 294
Baes Nicholas0001628280-26-046105
SEC(opens sec.gov)
May 194
Baes Nicholas0002043681-26-000007
SEC(opens sec.gov)
Apr 294
Baes Nicholas0002043681-26-000005
SEC(opens sec.gov)
Apr 84
Baes Nicholas0002043681-26-000003
SEC(opens sec.gov)
Feb 65
Baes Nicholas0002043681-26-000001
SEC(opens sec.gov)
Nov 184
Baes Nicholas0002043681-25-000009
SEC(opens sec.gov)
Nov 144
Baes Nicholas0002043681-25-000008
SEC(opens sec.gov)
Nov 44
Baes Nicholas0002043681-25-000007
SEC(opens sec.gov)
Sep 294
Baes Nicholas0002043681-25-000006
SEC(opens sec.gov)
Apr 304
Baes Nicholas0002043681-25-000003
SEC(opens sec.gov)
Apr 154
Baes Nicholas0002043681-25-000002
SEC(opens sec.gov)
Apr 104
Baes Nicholas0002043681-25-000001
SEC(opens sec.gov)
Dec 264
Baes Nicholas0002043681-24-000002
SEC(opens sec.gov)

Companies

Bakkt, Inc.Chief Operating OfficerBKKT

Address

3280 PEACHTREE ROAD NE 7TH FLOOR

ATLANTA, GA, 30305