Insider · CIK 0000904829

HERRICK NORTON

Reports to the SEC for 2 companies · CEDAR KNOLLS, NJ

sec.gov

Transactions

Companies

Filings

CIK

0000904829

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2005-07-13	MEDIABAY INCS Sale	n/a	SSale	−6.15M sh	$0.60	−$3.69M	0
2004-08-05	MEDIABAY INCS Sale	n/a	SSale	−34.8K sh	$0.35	−$12.1K	3,004,250
2004-08-03	MEDIABAY INCS Sale	n/a	SSale	−27K sh	$0.36	−$9,769.726	3,039,017
2004-08-02	MEDIABAY INCS Sale	n/a	SSale	−2,700 sh	$0.38	−$1,026	3,066,050
2004-05-25	MEDIABAY INCConvertible Senior Note due September 30, 2007J Other	n/a	JOther	—	—	—	0
2004-05-25	MEDIABAY INCConvertible Senior Note due September 30, 2007J Other	n/a	JOther	—	—	—	0
2004-05-25	MEDIABAY INCConvertible Senior Note due September 30, 2007J Other	n/a	JOther	—	—	—	0
2004-05-25	MEDIABAY INCConvertible Senior Note due September 30, 2007J Other	n/a	JOther	—	—	—	0
2004-05-25	MEDIABAY INCSeries C Convertible Preferred StockJ Other	n/a	JOther	+31.7K sh	—	—	31,713
2004-05-25	MEDIABAY INCCommon Stock Warrants (right to buy)J Other	n/a	JOther	+8.13M sh	—	—	8,131,538
2004-05-25	MEDIABAY INCSeries C Convertible Preferred StockJ Other	n/a	JOther	+11.8K sh	—	—	11,814
2004-05-25	MEDIABAY INCCommon Stock Warrants (right to buy)J Other	n/a	JOther	+3.03M sh	—	—	3,029,230
2003-11-14	MEDIABAY INCD Disposition to Issuer	n/a	DDisposition to Issuer	−810K sh	$0.94	−$762K	290,070
2003-11-14	MEDIABAY INCD Disposition to Issuer	n/a	DDisposition to Issuer	−285K sh	$0.94	−$268K	0
2003-11-14	MEDIABAY INCCommon Stock Warrants (Right to Buy)D Disposition to Issuer	n/a	DDisposition to Issuer	−1.88M sh	$712500.00	−$1.34T	0
2003-07-31	MEDIABAY INCM Exercise/Conversion	n/a	MExercise/Conversion	+300K sh	$0.50	+$150K	1,292,750
2003-07-31	MEDIABAY INCF Tax Payment	n/a	FTax Payment	−192K sh	$0.78	−$150K	1,100,442
2003-07-31	MEDIABAY INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	n/a	MExercise/Conversion	−300K sh	$0.50	−$150K	0
2003-05-13	MEDIABAY INCP Purchase	n/a	PPurchase	+447K sh	$0.80	+$358K	992,750
2003-01-21	MEDIABAY INCJ Other	n/a	JOther	−24.9K sh	—	—	0
2003-01-21	MEDIABAY INCJ Other	n/a	JOther	+24.9K sh	—	—	545,400
2002-12-31	MEDIABAY INCConvertible Senior Subordinated Note Due September 30, 2007P Purchase	n/a	PPurchase	—	$500000.00	—	—
2002-12-31	MEDIABAY INCSeries A Convertible Preferred StockP Purchase	n/a	PPurchase	+25K sh	$2500000.00	+$62.5B	25,000
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	+1M sh	$1000000.00	+$1T	—
2002-11-27	MEDIABAY INCCommon Stock Warrants (Right to Buy)A Award	n/a	AAward	+250K sh	—	—	250,000
2002-11-27	MEDIABAY INCConvertible Senior Note Due December 31, 2004D Disposition to Issuer	n/a	DDisposition to Issuer	—	$1984250.00	—	0
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$1984250.00	—	—
2002-11-27	MEDIABAY INCConvertible Senior Note Due January 15, 2003D Disposition to Issuer	n/a	DDisposition to Issuer	—	$2500000.00	—	0
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$2500000.00	—	—
2002-11-27	MEDIABAY INCConvertible Senior Note Due April 15, 2003D Disposition to Issuer	n/a	DDisposition to Issuer	—	$800000.00	—	0
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$800000.00	—	—
2002-11-27	MEDIABAY INCConvertible Senior Note Due June 30, 2003D Disposition to Issuer	n/a	DDisposition to Issuer	—	$500000.00	—	0
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$500000.00	—	—
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$150000.00	—	—
2002-11-27	MEDIABAY INCCommon Stock Warrants (Right to Buy)A Award	n/a	AAward	+37.5K sh	—	—	37,500
2002-11-27	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	—	$350000.00	—	—
2002-11-27	MEDIABAY INCCommon Stock Warrants (Right to buy)A Award	n/a	AAward	+140K sh	—	—	140,000
2002-11-15	MEDIABAY INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	n/a	DDisposition to Issuer	−250K sh	—	—	0
2002-11-15	MEDIABAY INCEmployee Stock Option (Right to Buy)A Award	n/a	AAward	+250K sh	—	—	250,000
2002-11-15	MEDIABAY INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	n/a	DDisposition to Issuer	−750K sh	—	—	0
2002-11-15	MEDIABAY INCEmployee Stock Option (Right to Buy)A Award	n/a	AAward	+750K sh	—	—	750,000
2002-10-10	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	+75K sh	—	—	150,000
2002-10-03	MEDIABAY INCConvertible Senior Note Due September 30, 2007A Award	n/a	AAward	+1.5M sh	—	—	2,500,000
2002-08-09	MEDIABAY INCConvertible Senior Note Due June 30, 2003D Disposition to Issuer	n/a	DDisposition to Issuer	—	$500000.00	—	0
2002-08-09	MEDIABAY INCConvertible Senior Note Due June 30, 2003A Award	n/a	AAward	—	$500000.00	—	—
2002-07-16	MEDIABAY INCJ Other	n/a	JOther	−219K sh	—	—	24,900
2002-07-16	MEDIABAY INCJ Other	n/a	JOther	+219K sh	—	—	520,500
2002-07-16	MEDIABAY INCJ Other	n/a	JOther	−5,000 sh	$4.04	−$20.2K	520,500
2002-05-07	MEDIABAY INCCommon Stock Warrants (Right to Buy)J Other	n/a	JOther	−25K sh	—	—	1,875,000
2002-04-15	MEDIABAY INCP Purchase	n/a	PPurchase	+10K sh	$4.18	+$41.8K	301,500

Recent filings

Accepted (ET)
Jul 134
MEDIABAY INC0001144204-05-021503
SEC(opens sec.gov)
Aug 64
MEDIABAY INC0001144204-04-011229
SEC(opens sec.gov)
Aug 44
MEDIABAY INC0001144204-04-011068
SEC(opens sec.gov)
May 264
MEDIABAY INC0001144204-04-007677
SEC(opens sec.gov)
Nov 184
MEDIABAY INC0001123292-03-000540
SEC(opens sec.gov)
Sep 54/A
MEDIABAY INC0001123292-03-000410
SEC(opens sec.gov)
Sep 54/A
MEDIABAY INC0001123292-03-000422
SEC(opens sec.gov)

Companies

Address

C/O THE HERRICK COMPANY, INC. 7 RIDGEDALE AVE

CEDAR KNOLLS, NJ, 07927