Insider · CIK 0000909456

WAITZ HAROLD D

Reports to the SEC for 1 company · ALAMEDA, CA

sec.gov

Transactions

Companies

Filings

CIK

0000909456

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-05-29	LCTXLineage Cell Therapeutics, Inc.M Exercise/Conversion	Vice President	MExercise/Conversion	+16K sh	$2.00	+$32K	186,246
2009-05-29	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−500 sh	$2.70	−$1,350	185,746
2009-05-29	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−1,000 sh	$2.72	−$2,720	184,746
2009-05-29	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−500 sh	$2.73	−$1,365	184,246
2009-05-29	LCTXLineage Cell Therapeutics, Inc. · Option to Purchase Common SharesM Exercise/Conversion	Vice President	MExercise/Conversion	−16K sh	—	—	0
2009-05-28	LCTXLineage Cell Therapeutics, Inc.M Exercise/Conversion	Vice President	MExercise/Conversion	+34K sh	$2.00	+$68K	204,246
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−17.3K sh	$2.95	−$51K	186,946
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−600 sh	$2.87	−$1,722	186,346
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−4,100 sh	$2.85	−$11.7K	182,246
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−5,500 sh	$2.84	−$15.6K	176,746
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−2,928 sh	$2.80	−$8,198.4	173,818
2009-05-28	LCTXLineage Cell Therapeutics, Inc.S Sale	Vice President	SSale	−3,572 sh	$2.77	−$9,903.37	170,246
2009-05-28	LCTXLineage Cell Therapeutics, Inc. · Option to Purchase Common SharesM Exercise/Conversion	Vice President	MExercise/Conversion	−34K sh	—	—	16,000
2004-01-21	LCTXLineage Cell Therapeutics, Inc.X Exercise of In-Money	Vice President	XExercise of In-Money	+15.5K sh	$1.40	+$21.7K	139,685
2004-01-21	LCTXLineage Cell Therapeutics, Inc. · Subcription RightsX Exercise of In-Money	Vice President	XExercise of In-Money	−124K sh	—	—	0
2004-01-21	LCTXLineage Cell Therapeutics, Inc. · WarrantsX Exercise of In-Money	Vice President	XExercise of In-Money	+7,758 sh	$1.40	+$10.9K	7,758
2004-01-01	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
2004-01-01	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
2003-01-01	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
2003-01-01	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
2002-10-28	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
2002-10-28	LCTXLineage Cell Therapeutics, Inc. · Stock Purchase OptionA Award	Vice President	AAward	+26.7K sh	—	—	—
2002-10-28	LCTXLineage Cell Therapeutics, Inc. · Stock Purchase OptionA Award	Vice President	AAward	+26.7K sh	—	—	—
2002-10-28	LCTXLineage Cell Therapeutics, Inc. · Stock Purchase OptionA Award	Vice President	AAward	+26.7K sh	—	—	—
2002-10-28	LCTXLineage Cell Therapeutics, Inc. · Common SharesD Disposition to Issuer	Vice President	DDisposition to Issuer	−26.7K sh	—	—	—
1999-03-09	LCTXLineage Cell Therapeutics, Inc.X Exercise of In-Money	Vice President	XExercise of In-Money	+25K sh	$9.75	+$243K	524,166
1999-03-09	LCTXLineage Cell Therapeutics, Inc. · Common Shares Subscription RightsX Exercise of In-Money	Vice President	XExercise of In-Money	+499K sh	—	—	—

Recent filings

Accepted (ET)
May 294
WAITZ HAROLD D0001209191-09-029696
SEC(opens sec.gov)
Jan 264
BIOTIME INC0001209191-04-004615
SEC(opens sec.gov)
Feb 245
BIOTIME INC0000950149-03-000418
SEC(opens sec.gov)
Oct 304
BIOTIME INC0000950149-02-002161
SEC(opens sec.gov)

Companies

Lineage Cell Therapeutics, Inc.Vice PresidentLCTX

Address

1301 HARBOR BAY PARKWAY

ALAMEDA, CA, 94502