Insider · CIK 0000924483

GALLOWAY BRUCE

Reports to the SEC for 9 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0000924483

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-10-15	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+8,738 sh	$1.03	+$9,000.14	359,292
2010-06-17	FWDIForward Industries, Inc.S Sale	Director	SSale	−9,209 sh	$4.61	−$42.4K	0
2010-06-16	FWDIForward Industries, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.20	+$22K	10,000
2010-06-16	FWDIForward Industries, Inc. · Forward Industries Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	35,000
2010-06-16	FWDIForward Industries, Inc. · Forward Industries Common Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	45,000
2010-06-16	FWDIForward Industries, Inc.F Tax Payment	Director	FTax Payment	−10.8K sh	$4.68	−$50.5K	9,209
2010-06-16	FWDIForward Industries, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.85	+$28.5K	20,000
2010-06-02	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+18K sh	$1.00	+$18K	332,454
2010-06-02	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+18.1K sh	$1.00	+$18.1K	350,554
2010-06-01	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+26K sh	$1.00	+$26K	301,931
2010-06-01	FWDIForward Industries, Inc.S Sale	Director	SSale	−10K sh	$5.10	−$51K	0
2010-06-01	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+12.5K sh	$1.00	+$12.5K	314,454
2010-06-01	FWDIForward Industries, Inc. · Forward Industries Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	55,000
2010-06-01	FWDIForward Industries, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.80	+$18K	10,000
2010-05-28	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+7,500 sh	$1.00	+$7,499.25	275,931
2010-02-11	FWDIForward Industries, Inc. · Common Stock Option to BuyA Award	Director	AAward	+15K sh	—	—	65,000
2009-02-12	FWDIForward Industries, Inc. · Forward Industries Stock OptionA Award	Director	AAward	+10K sh	—	—	50,000
2009-01-26	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+12.4K sh	$1.45	+$18K	268,431
2009-01-26	UNITED AMERICAN HEALTHCARE CORPA Award	Director	AAward	+12.4K sh	$1.45	+$18K	235,601
2007-06-30	TUMBLEWEED HOLDINGS, INC.P Purchase	10% Owner	PPurchase	+3.56M sh	—	—	8,072,566
2007-06-30	TUMBLEWEED HOLDINGS, INC.P Purchase	10% Owner	PPurchase	+2.76M sh	—	—	8,072,566
2007-06-04	TUMBLEWEED HOLDINGS, INC.C Conversion	10% Owner	CConversion	+1.75M sh	$0.01	+$17.5K	8,072,566
2007-03-13	BROADCASTER INCA Award	Director	AAward	+7,000 sh	$1.25	+$8,780.1	224,000
2007-03-05	BROADCASTER INCS Sale	Director	SSale	+100K sh	$1.60	+$160K	925,650
2007-03-05	BROADCASTER INCA Award	Director	AAward	+100K sh	$1.60	+$160K	1,094,150
2006-12-21	BROADCASTER INCJ Other	Director	JOther	+30K sh	$1.03	+$30.8K	785,150
2006-12-14	BROADCASTER INCJ Other	Director	JOther	+76.5K sh	$1.09	+$83.1K	755,150
2006-08-01	BROADCASTER INCJ Other	Director	JOther	+254K sh	$1.35	+$343K	678,650
2006-06-15	GVI SECURITY SOLUTIONS INCA Award	Director	AAward	+5,000 sh	—	—	54,030
2006-06-01	BROADCASTER INCIMSIA Award	Director	AAward	+10K sh	$1.88	+$18.8K	675,000
2006-06-01	BROADCASTER INCOptionsA Award	Director	AAward	+10K sh	—	—	675,000
2006-06-01	BROADCASTER INCIMSIA Award	Director	AAward	+10K sh	$1.88	+$18.8K	675,000
2006-05-23	BROADCASTER INCOptionsA Award	Director	AAward	+65K sh	—	—	665,000
2006-05-23	BROADCASTER INCIMSIA Award	Director	AAward	+65K sh	$1.90	+$124K	665,000
2006-05-23	BROADCASTER INCIMSIA Award	Director	AAward	+65K sh	$1.90	+$124K	665,000
2006-05-01	FWDIForward Industries, Inc. · Forward Industries Common Stock OptionA Award	Director	AAward	+10K sh	—	—	20,000
2006-03-15	GVI SECURITY SOLUTIONS INCA Award	Director	AAward	+3,704 sh	—	—	41,736
2006-01-15	GVI SECURITY SOLUTIONS INCA Award	Director	AAward	+3,448 sh	—	—	35,002
2005-12-12	BROADCASTER INCOptionsA Award	Director	AAward	+100K sh	—	—	600,000
2005-12-12	BROADCASTER INCIMSIA Award	Director	AAward	+100K sh	$0.90	+$90K	600,000
2005-12-12	BROADCASTER INCIMSIA Award	Director	AAward	+100K sh	$0.90	+$90K	600,000
2005-05-24	SHELLS SEAFOOD RESTAURANTS INCWarrant to purchase Common StockP Purchase	10% Owner	PPurchase	+143K sh	—	—	143,420
2005-05-24	SHELLS SEAFOOD RESTAURANTS INCP Purchase	10% Owner	PPurchase	+14.3K sh	$15.00	+$215K	14,342
2005-05-16	FWDIForward Industries, Inc.S Sale	Director	SSale	−20K sh	$16.51	−$330K	0
2005-05-10	FWDIForward Industries, Inc. · COMMON STOCK OPTION TO BUYM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	10,000
2005-05-10	FWDIForward Industries, Inc. · COMMON STOCK OPTION TO BUYM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	20,000
2005-04-25	FWDIForward Industries, Inc.S Sale	Director	SSale	−142K sh	$16.58	−$2.36M	0
2005-04-22	FWDIForward Industries, Inc. · COMMON STOCK OPTION TO BUYA Award	Director	AAward	+10K sh	—	—	30,000
2005-02-28	BROADCASTER INCP Purchase	Director	PPurchase	+20K sh	$1.21	+$24.2K	41,500
2005-02-18	BROADCASTER INCP Purchase	Director	PPurchase	+20K sh	$1.11	+$22.2K	337,000

Recent filings

Accepted (ET)
Oct 184
GALLOWAY BRUCE0000924483-10-000003
SEC(opens sec.gov)
Jun 174
GALLOWAY BRUCE0001417014-10-000007
SEC(opens sec.gov)
Jun 174
GALLOWAY BRUCE0001417014-10-000008
SEC(opens sec.gov)
Jun 44
GALLOWAY BRUCE0001140361-10-024371
SEC(opens sec.gov)
Jun 44/A
GALLOWAY BRUCE0001140361-10-024369
SEC(opens sec.gov)
Jun 34
GALLOWAY BRUCE0001417014-10-000006
SEC(opens sec.gov)
Feb 174
GALLOWAY BRUCE0001318438-10-000006
SEC(opens sec.gov)
Feb 174
GALLOWAY BRUCE0000038264-09-000003
SEC(opens sec.gov)
Feb 64
GALLOWAY BRUCE0000924483-09-000004
SEC(opens sec.gov)
Aug 165
DIGITAL CREATIVE DEVELOPMENT CORP0001144204-07-044453
SEC(opens sec.gov)

Companies

Address

C/O GALLOWAY CAPITAL MANAGEMENT LLC 720 FIFTH AVENUE 10TH FLOOR

NEW YORK, NY, 10019