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Insider · CIK 0000926578

LAUTZ ROBERT W JR

Reports to the SEC for 2 companies · LOS ANGELES, CA

Transactions

11

Companies

2

Filings

3

CIK

0000926578

Forms 4 and 5

Insider transactions

11 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-12-27	NATIONAL HOLDINGS CORPS Sale	Director, 10% Owner	SSale	−2M sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPSeries C Preferred StockS Sale	Director, 10% Owner	SSale	−6,026 sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−603K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−44.1K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−62.5K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−250K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−469K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−375K sh	—	—	0
2011-12-27	NATIONAL HOLDINGS CORPWarrantsS Sale	Director, 10% Owner	SSale	−250K sh	—	—	0
2010-03-16	NATIONAL HOLDINGS CORPOption (right to purchase)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000
2009-03-17	NATIONAL HOLDINGS CORPStock Option (right to buy)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000

Recent filings

3

Accepted (ET)
Jan 94
LAUTZ ROBERT W JR0001437749-12-000307
SEC(opens sec.gov)
Mar 184
LAUTZ ROBERT W JR0001023844-10-000003
SEC(opens sec.gov)
Mar 194
LAUTZ ROBERT W JR0001023844-09-000003
SEC(opens sec.gov)

Companies

2

Address

10866 WILSHIRE BLVD. SUITE 1450

LOS ANGELES, CA, 90024