Company · CIK 0001392994
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
other
Exchange
—
Entity type
other
Fiscal year end
Nov 30
Headquarters
Search this company’s filings
Search features10 guest searches · Free accounts get 10 a day · No credit card
On the record
Recent filings
- 8-KCurrent report0001445546-25-004410 · 203.6 KBSEC(opens sec.gov)
- 8-KCurrent report0001445546-25-003942 · 207.7 KBSEC(opens sec.gov)
- 8-KCurrent report0001445546-25-003205 · 212.0 KBSEC(opens sec.gov)
- 8-KCurrent report0001445546-25-002812 · 214.8 KBSEC(opens sec.gov)
- 8-KCurrent report0001445546-25-001809 · 212.9 KBSEC(opens sec.gov)
- SC 13G/AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND0001193125-24-252025 · 24.6 KBSEC(opens sec.gov)
- SC 13D/AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND0001062993-24-017695 · 55.9 KBSEC(opens sec.gov)
- SC 13D/AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND0001062993-24-017108 · 55.6 KBSEC(opens sec.gov)
- SC 13D/AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND0001062993-24-016935 · 64.1 KBSEC(opens sec.gov)
- 8-KCurrent report0001445546-24-006248 · 216.9 KBSEC(opens sec.gov)
Insiders
- BRADLEY MARK RPresident
- BROWN KATHLEEN WIELANDOfficer-Investment Advisor
- CONFLUENCE INVESTMENT MANAGEMENT LLCInvestment Sub-Adviser
- DEHLER KELLY CATHERINEOfficer - Investment Advisor
- DENISE M KEEFEDirector
- Farmer Steven PatrickOfficer-Invest. Sub-Advisor
- FIRST TRUST PORTFOLIOS LPAffiliate of Issuer's Advisor
- FRISKE SCOTT MICHAELOfficer - Investment Advisor
- GATTA ROSANNEAssistant Secretary
- HALL R SCOTTOfficer-Investment Advisor
Tickers
No tickers on record.
Addresses
business
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON, IL, 60187
mailing
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON, IL, 60187
Former names
- FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND2008-08-06