NASDAQ
NASDAQ filings
Exchange hubNASDAQ issuers lean on tech and growth narratives—this hub highlights filings streaming from the exchange's tape.
Issuers shown
10
Recent filings surfaced
40
Exchange
NASDAQ
Representative issuers
- 1
1 800 FLOWERS COM INC
FLWS · CIK 0001084869
- 1
10x Genomics, Inc.
TXG · CIK 0001770787
- 1
180 DEGREE CAPITAL CORP. /NY/
TURN · CIK 0000893739
- 1
1RT Acquisition Corp.
ONCHU · CIK 0002054272
- 1
1ST SOURCE CORP
SRCE · CIK 0000034782
- 3
3 E Network Technology Group Ltd
MASK · CIK 0001993097
- 3
374Water Inc.
SCWO · CIK 0000933972
- 4
4D Molecular Therapeutics, Inc.
FDMT · CIK 0001650648
- 5
5E Advanced Materials, Inc.
FEAM · CIK 0001888654
- 6
60 DEGREES PHARMACEUTICALS, INC.
SXTP · CIK 0001946563
Recent filings
Inflection Point Acquisition Corp. V 8-K
599.8 KBInflection Point Acquisition Corp. V 8-K
599.8 KBInflection Point Acquisition Corp. V 8-K
599.8 KB3 E Network Technology Group Ltd 6-K
59.0 KBTonix Pharmaceuticals Holding Corp. 8-K
237.6 KB
Exchange overview
Tech-heavy composition
Over 50% of NASDAQ listings are technology and healthcare companies, including Apple, Microsoft, Amazon, and Alphabet. This concentration drives higher disclosure frequency around product launches, clinical trials, and intellectual property.
NASDAQ companies file more frequent 8-Ks related to product announcements, FDA approvals, and M&A activity compared to other exchanges. The exchange's tech and biotech concentration means investors monitor Form 4 insider transactions and quarterly 10-Qs for R&D spend trends. NASDAQ-listed firms also tend to use Item 7.01 Regulation FD disclosures more actively for earnings pre-announcements.
Three-tier listing structure
NASDAQ Global Select requires $550M global market cap and strict governance. Global Market needs $75M, while Capital Market accepts $50M for smaller growth companies—each tier has distinct disclosure obligations.
Initial listing on NASDAQ Global Select requires $110M in market value of listed securities, $550M aggregate worldwide market value, or meeting specific bid price and equity standards. Companies must maintain at least 1.25 million publicly held shares and meet corporate governance requirements including independent director majorities and audit committee composition rules. Continued listing standards include minimum bid price of $1.00 and compliance with SEC reporting obligations.
Electronic trading focus
As a fully electronic exchange, NASDAQ processes over 1.8 billion shares daily with sub-millisecond execution. This attracts algorithmic traders who parse 8-K filings for material events within seconds of EDGAR posting.
NASDAQ issuers average 6-8 Form 8-K filings per year, with spikes around earnings seasons and product milestones. Technology companies frequently file Item 8.01 (Other Events) disclosures for partnership announcements, while biotech firms trigger Item 7.01 for clinical trial updates. Form 4 insider trading reports are closely watched given the high prevalence of equity-based compensation packages among NASDAQ executives and directors.