Exchange · NASDAQ
NASDAQ Filings
Track SEC filings from NASDAQ-listed companies—home to Apple, Microsoft, Amazon, and thousands of tech and growth companies.
Issuers
12
Recent filings
40
Exchange
NASDAQ
Latest filings
- SCHEDULE 13GOXLCSEC(opens sec.gov)
- SCHEDULE 13GCLBTCellebrite DI Ltd.16.2 KBSEC(opens sec.gov)
- 144OCGNOcugen, Inc.7.3 KBSEC(opens sec.gov)
- 144VWAVSEC(opens sec.gov)
- 144PANWPalo Alto Networks Inc7.0 KBSEC(opens sec.gov)
- SCHEDULE 13G/ANUAINew ERA Energy & Digital, Inc.383.7 KBSEC(opens sec.gov)
- 6-KDKIDarkIris Inc.36.0 MBSEC(opens sec.gov)
- 8-K/ATHRMGentherm Inc616.4 KBSEC(opens sec.gov)
- S-1GTBPGT Biopharma, Inc.957.0 KBSEC(opens sec.gov)
- SCHEDULE 13G/AVNDAVanda Pharmaceuticals Inc.20.0 KBSEC(opens sec.gov)
- 6-KLKFTLakefront Biotherapeutics NV54.6 KBSEC(opens sec.gov)
- 8-KIARTSEC(opens sec.gov)
- 8-KALDFAldel Financial II Inc.654.8 KBSEC(opens sec.gov)
- 8-KSBFMSunshine Biopharma Inc.879.4 KBSEC(opens sec.gov)
- 6-KRYETRuanyun Edai Technology Inc.15.1 KBSEC(opens sec.gov)
- S-1/AMEDSDataMeds AI, Inc.570.8 KBSEC(opens sec.gov)
- 8-KSTEXStreamex Corp.204.2 KBSEC(opens sec.gov)
- 8-KARAIArrive AI Inc.646.0 KBSEC(opens sec.gov)
- 8-KQUCYQuantum Cyber N.V.606.4 KBSEC(opens sec.gov)
- 8-KVTGNVistagen Therapeutics, Inc.395.6 KBSEC(opens sec.gov)
- 8-KARTLARTELO BIOSCIENCES, INC.143.8 KBSEC(opens sec.gov)
- 8-KMOBXMOBIX LABS, INC5.4 MBSEC(opens sec.gov)
- 8-KMBRXMoleculin Biotech, Inc.342.7 KBSEC(opens sec.gov)
- 6-KCLGNSEC(opens sec.gov)
- 8-KNIKINiki BioSolutions, Inc.571.8 KBSEC(opens sec.gov)
- 4HOODRobinhood Markets, Inc.7.5 KBSEC(opens sec.gov)
- 8-KSMXTSolarMax Technology, Inc.155.7 KBSEC(opens sec.gov)
- 6-KSBLKStar Bulk Carriers Corp.1.4 MBSEC(opens sec.gov)
- 8-KVIVKVivakor, Inc.228.8 KBSEC(opens sec.gov)
- SCHEDULE 13G/AGSMFerroglobe PLC6.3 KBSEC(opens sec.gov)
- S-1BKYIBIO KEY INTERNATIONAL INC756.6 KBSEC(opens sec.gov)
- SCHEDULE 13D/ASYRESpyre Therapeutics, Inc.19.4 KBSEC(opens sec.gov)
- 8-KSIDUSidus Space Inc.762.0 KBSEC(opens sec.gov)
- 8-KSINTSintx Technologies, Inc.200.5 KBSEC(opens sec.gov)
- 8-KHQYHEALTHEQUITY, INC.188.3 KBSEC(opens sec.gov)
- 6-KYMATJ-Star Holding Co., Ltd.3.3 MBSEC(opens sec.gov)
- 6-KSXTCChina SXT Pharmaceuticals, Inc.671.0 KBSEC(opens sec.gov)
- 8-KCOSMCosmos Health Inc.224.6 KBSEC(opens sec.gov)
- 8-KPFSAProfusa, Inc.201.2 KBSEC(opens sec.gov)
- 6-KCPOPPop Culture Group Co., Ltd585.2 KBSEC(opens sec.gov)
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About NASDAQ
NASDAQ is the world's second-largest stock exchange, known for technology, biotech, and high-growth companies. Over 3,000 companies trade on NASDAQ across three tiers based on size.
Tech and biotech hub
Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.
Reference
NASDAQ exchange overview
Tech and biotech hub
Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.
Three listing tiers
NASDAQ Global Select (largest), Global Market (mid-size), and Capital Market (smaller growth companies). Each tier has different financial requirements for listing.
High filing frequency
NASDAQ companies file more 8-Ks than other exchanges due to frequent product news, partnerships, and clinical trials. Watch Form 4 insider trades—tech executives get large stock grants.
Filing characteristics
NASDAQ companies file frequent 8-Ks for product announcements, FDA decisions, and acquisitions. Watch Form 4 insider trades closely—tech executives receive large stock grants and their selling patterns can signal company outlook. Biotech companies file investor presentations when releasing trial data.
Listing standards
NASDAQ Global Select requires $550M market cap. All tiers require at least $1.00 share price and SEC reporting compliance. Companies must have independent board majorities and audit committees.
Disclosure patterns
NASDAQ companies average 6-8 Form 8-Ks per year, with spikes around earnings and product milestones. Biotech firms file heavily around clinical trial phases. Form 4 insider reports are important given high equity compensation at tech companies.
Frequently asked questions
What types of companies are listed on NASDAQ?
NASDAQ is home to over 3,000 companies, predominantly in technology, biotechnology, and high-growth sectors. Major companies include Apple, Microsoft, Amazon, Alphabet, and Meta. NASDAQ has three listing tiers: Global Select Market (largest companies), Global Market (mid-size), and Capital Market (smaller growth companies).
How often do NASDAQ companies file with the SEC?
NASDAQ companies average 6-8 Form 8-K filings per year, with additional spikes around earnings seasons and product milestones. Biotech companies file more frequently during clinical trial phases. All NASDAQ companies must file annual 10-K reports, quarterly 10-Q reports, and insider trading disclosures on Form 4.
Why should I track insider trading at NASDAQ companies?
NASDAQ tech companies rely heavily on equity compensation, so Form 4 insider trade filings are especially important. Executives receive large stock grants, and their buying or selling patterns can signal confidence or concern about the company's future. Monitoring these transactions can provide early indicators of company outlook.
What are NASDAQ's listing requirements?
NASDAQ Global Select Market requires a minimum $550 million market capitalization. All NASDAQ tiers require at least a $1.00 share price and SEC reporting compliance. Companies must maintain independent board majorities and audit committees as part of corporate governance standards.