NASDAQ//Exchange Hub

NASDAQ Filings

Track SEC filings from NASDAQ-listed companies—home to Apple, Microsoft, Amazon, and thousands of tech and growth companies.

Issuers

12

Filings

40

Exchange

NASDAQ

Latest Filings

40 items

About NASDAQ

NASDAQ is the world's second-largest stock exchange, known for technology, biotech, and high-growth companies. Over 3,000 companies trade on NASDAQ across three tiers based on size.

Tech and biotech hub

Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.

NASDAQ Exchange Overview

Tech and biotech hub

Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.

Three listing tiers

NASDAQ Global Select (largest), Global Market (mid-size), and Capital Market (smaller growth companies). Each tier has different financial requirements for listing.

High filing frequency

NASDAQ companies file more 8-Ks than other exchanges due to frequent product news, partnerships, and clinical trials. Watch Form 4 insider trades—tech executives get large stock grants.

Filing characteristics

NASDAQ companies file frequent 8-Ks for product announcements, FDA decisions, and acquisitions. Watch Form 4 insider trades closely—tech executives receive large stock grants and their selling patterns can signal company outlook. Biotech companies file investor presentations when releasing trial data.

Listing standards

NASDAQ Global Select requires $550M market cap. All tiers require at least $1.00 share price and SEC reporting compliance. Companies must have independent board majorities and audit committees.

Disclosure patterns

NASDAQ companies average 6-8 Form 8-Ks per year, with spikes around earnings and product milestones. Biotech firms file heavily around clinical trial phases. Form 4 insider reports are important given high equity compensation at tech companies.

Frequently Asked Questions

What types of companies are listed on NASDAQ?

NASDAQ is home to over 3,000 companies, predominantly in technology, biotechnology, and high-growth sectors. Major companies include Apple, Microsoft, Amazon, Alphabet, and Meta. NASDAQ has three listing tiers: Global Select Market (largest companies), Global Market (mid-size), and Capital Market (smaller growth companies).

How often do NASDAQ companies file with the SEC?

NASDAQ companies average 6-8 Form 8-K filings per year, with additional spikes around earnings seasons and product milestones. Biotech companies file more frequently during clinical trial phases. All NASDAQ companies must file annual 10-K reports, quarterly 10-Q reports, and insider trading disclosures on Form 4.

Why should I track insider trading at NASDAQ companies?

NASDAQ tech companies rely heavily on equity compensation, so Form 4 insider trade filings are especially important. Executives receive large stock grants, and their buying or selling patterns can signal confidence or concern about the company's future. Monitoring these transactions can provide early indicators of company outlook.

What are NASDAQ's listing requirements?

NASDAQ Global Select Market requires a minimum $550 million market capitalization. All NASDAQ tiers require at least a $1.00 share price and SEC reporting compliance. Companies must maintain independent board majorities and audit committees as part of corporate governance standards.