4//SEC Filing
Arconic Inc. 4
Accession 0000004281-17-000015
$HWMCIK 0000004281operating
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 9:19 PM ET
Size
12.1 KB
Accession
0000004281-17-000015
Insider Transaction Report
Form 4
Arconic Inc.ARNC
KLEINFELD KLAUS
DirectorPresident and CEO
Transactions
- Award
Common Stock
2017-01-13+151,442→ 1,053,067 total - Award
Common Stock
2017-01-13+71,351→ 901,625 total - Award
Employee Stock Option (right to buy)
2017-01-13+287,540→ 287,540 totalExercise: $21.13Exp: 2027-01-13→ Common Stock (287,540 underlying) - Award
Common Stock
2017-01-13+81,330→ 830,274 total
Holdings
- 2,722(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F2]On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment.
- [F3]The amount of securities reported herein have been adjusted to reflect (i) the Reverse Stock Split and (ii) the post-Separation treatment of Issuer stock fund units as contemplated by the Employee Matters Agreement.
- [F4]The option vests in three equal annual installments beginning January 13, 2018.
- [F5]Employee stock options are granted without payment of consideration.
Documents
Issuer
Arconic Inc.
CIK 0000004281
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000004281
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 9:19 PM ET
- Size
- 12.1 KB