Lim-Johnson Hannah S. 4

What Happened

• Hannah S. Lim-Johnson, Senior Vice President, Chief Legal Officer & Corporate Secretary of Ball Corporation, was granted 2,265.433 stock units on 2026-02-27. The units are reported at a grant value of $120,000 (2,265.433 units × $52.97 per unit). The transaction is coded as an award/grant (A) and is a derivative instrument (stock/unit award), not an open-market purchase.

Key Details

• Transaction date: 2026-02-27; reported filing date: 2026-03-02 (filed within the SEC’s two-business-day window — timely).
• Award: 2,265.433 stock units priced at $52.97 per unit; total reported value $120,000.
• Transaction type/code: A = Award/Grant (derivative units under deferred compensation plan).
• Shares owned after transaction: not specified in the provided Form 4 data.
• Footnotes from the filing:
  • Each unit may be settled for one share of Ball common stock or the cash equivalent under the Ball Corporation Deferred Compensation Company Stock Plan.
  • Units were awarded for deferred compensation and the company match under that plan.
  • Stock units will be distributed upon the insider’s separation of service in accordance with the plan.

Context

• This was a deferred-compensation award of stock units (derivative), common for executives and not an open-market buy or sale. Such awards reflect compensation decisions and the plan’s mechanics (settlement in shares or cash), and do not necessarily indicate the insider buying or selling shares in the market.