4//SEC Filing
Brown Martin S JR 4
Accession 0000014693-11-000090
CIK 0000014693other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 3:45 PM ET
Size
25.2 KB
Accession
0000014693-11-000090
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA/BFB
Brown Martin S JR
Director
Transactions
- Will/Inheritance
Class B Common
2011-08-22+162→ 41,729 total - Will/Inheritance
Class A Common
2011-08-22+650→ 159,356 total
Holdings
- 1,682(indirect: By Children)
Class A Common
- 13,626(indirect: By Trust)
Class A Common
- 7(indirect: By Spouse)
Class B Common
- 3,406(indirect: By Trust)
Class B Common
- 3,756
Stock Appreciation Right
Exercise: $53.80From: 2007-07-26Exp: 2017-04-30→ Class B Common (3,756 underlying) - 4,236
Stock Appreciation Right
Exercise: $43.10From: 2009-07-23Exp: 2019-04-30→ Class B Common (4,236 underlying) - 1,500(indirect: By Trust)
Class A Common
- 3,023
Stock Appreciation Right
Exercise: $55.69From: 2006-07-27Exp: 2016-04-30→ Class B Common (3,023 underlying) - 3,447
Stock Appreciation Right
Exercise: $56.58From: 2008-07-24Exp: 2018-04-30→ Class B Common (3,447 underlying) - 30(indirect: By Spouse)
Class A Common
- 5,508(indirect: By Children)
Class A Common
- 375(indirect: By Trust)
Class B Common
- 2,502(indirect: By Children)
Class B Common
- 795(indirect: By Children)
Class B Common
- 477
Stock Appreciation Right
Exercise: $58.00From: 2006-05-25Exp: 2015-04-30→ Class B Common (477 underlying) - 985.38
Deferred Stock Units
→ Class B Common (985.38 underlying)
Footnotes (2)
- [F1]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F2]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001362521
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 3:45 PM ET
- Size
- 25.2 KB