BROWN FORMAN CORP 4
4 · BROWN FORMAN CORP · Filed Apr 15, 2016
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Brown Martin S JR
Director
Transactions
- Exercise/Conversion
Stock Appreciation Right
2016-04-14−4,819→ 0 totalExercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying) - Exercise/Conversion
Class B Common
2016-04-14$34.95/sh+4,819$168,424→ 5,177 total - Tax Payment
Class B Common
2016-04-14$95.04/sh−1,773$168,506→ 3,404 total
Holdings
- 5,987
Stock Appreciation Right
Exercise: $33.77From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying) - 42,556(indirect: By LLC)
Class B Common
- 1,192(indirect: By Children)
Class B Common
- 1,691.08
Deferred Stock Units
→ Class B Common (1,691.08 underlying) - 6,752
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying) - 259,473
Class A Common
- 45(indirect: By Spouse)
Class A Common
- 10(indirect: By Spouse)
Class B Common
- 25,146(indirect: By Trust)
Class B Common
- 2,250(indirect: By Trust)
Class A Common
- 562(indirect: By Trust)
Class B Common
- 8,262(indirect: By Children)
Class A Common
- 3,753(indirect: By Children)
Class B Common
- 2,523(indirect: By Children)
Class A Common
- 5,495
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
Footnotes (3)
- [F1]The closing price of BF-B ($95.04) on April 13, 2016 was used to calculate the withholding obligation.
- [F2]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F3]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.