DIEHL BOWEN S 4
4 · CAPITAL SOUTHWEST CORP · Filed Nov 16, 2022
Insider Transaction Report
Form 4
DIEHL BOWEN S
SVP and CIO
Transactions
- Tax Payment
Common Stock
2022-11-15$19.09/sh−7,230$138,021→ 168,520 total
Holdings
- 374,481(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- [F2]PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse.