Rehberger Chris 4

What Happened
Chris Rehberger, Chief Financial Officer of Capital Southwest Corporation (CSWC), was granted 75,000 restricted shares under the company’s 2021 Employee Restricted Stock Award Plan. To cover tax withholding on the vested award, 8,180 shares were withheld and disposed of in two withholding transactions that generated proceeds of $104,574 and $86,816 (total $191,390).

Key Details

• Transaction types: Award (A) of 75,000 restricted shares; Tax-withholding disposals (F) of 4,492 shares @ $23.28 (6/9/2026) and 3,688 shares @ $23.54 (6/10/2026). Proceeds from the two withholding sales: $104,574 and $86,816.
• Grant terms: Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan (footnote F2).
• Withholding details: Shares were withheld to pay tax liability upon vesting; the withholding sale was approved by the Compensation Committee and is exempt from Section 16(b) under Rule 16b‑3 (footnote F1).
• Filing timeliness: Form 4 filed 2026-06-10 reporting transactions on 2026-06-09 and 2026-06-10. No late filing indication in the provided record.
• Shares owned after the transactions: Not stated in the provided filing.

Context: This is a routine restricted-share award with an associated tax-withholding sale. Receiving an award (A) is an acquisition for reporting purposes, while the withheld shares (F) reflect a tax-related disposition rather than an open-market sale motivated by investment views.